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Trending ETFs

Name

As of 10/11/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$20.52

$71.9 M

0.25%

$0.05

2.35%

Vitals

YTD Return

10.8%

1 yr return

24.3%

3 Yr Avg Return

3.6%

5 Yr Avg Return

11.6%

Net Assets

$71.9 M

Holdings in Top 10

25.9%

52 WEEK LOW AND HIGH

$20.0
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 2.35%

SALES FEES

Front Load N/A

Deferred Load 1.00%

TRADING FEES

Turnover 21.00%

Redemption Fee 2.00%


Min Investment

Standard (Taxable)

$1,000

IRA

$250


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 10/11/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$20.52

$71.9 M

0.25%

$0.05

2.35%

WWSCX - Profile

Distributions

  • YTD Total Return 10.8%
  • 3 Yr Annualized Total Return 3.6%
  • 5 Yr Annualized Total Return 11.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.60%
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    TETON WESTWOOD SMALL CAP EQUITY FUND
  • Fund Family Name
    Gabelli Fund Complex
  • Inception Date
    Nov 07, 2012
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Nicholas Galluccio

Fund Description

Under normal market conditions, the SmallCap Equity Fund invests at least 80% of its net assets (which includes, for purposes of this test, the amount of any borrowings for investment purposes) in a portfolio of common stocks of smaller companies. The SmallCap Adviser characterizes small capitalization companies as those companies with a market capitalization (defined as shares outstanding times current market price) between $100 million and $2.5 billion at the time of the SmallCap Equity Fund’s initial investment. The SmallCap Adviser may change this characterization at any time in the future based upon the market capitalizations of the securities included in the Russell 2000® and Russell 2000 Value Indexes. The SmallCap Adviser closely monitors the issuers and will sell a stock if the stock achieves its price objective and has limited further potential for a price increase, the forecasted price/earnings ratio exceeds the future forecasted growth rate, and/or the issuer suffers a negative change in its fundamental outlook.

The SmallCap Equity Fund may also invest up to 25% of its total assets in foreign securities and in European Depositary Receipts (“EDRs”) or American Depositary Receipts (“ADRs”), including in those of companies located in emerging markets. The SmallCap Equity Fund may also invest in foreign debt securities.

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WWSCX - Performance

Return Ranking - Trailing

Period WWSCX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.8% -17.5% 31.2% 52.17%
1 Yr 24.3% -21.9% 47.1% 86.82%
3 Yr 3.6%* -13.2% 43.2% 39.77%
5 Yr 11.6%* -12.2% 35.1% 27.54%
10 Yr 9.1%* -2.2% 19.0% 48.13%

* Annualized

Return Ranking - Calendar

Period WWSCX Return Category Return Low Category Return High Rank in Category (%)
2023 8.9% -19.9% 29.0% 78.83%
2022 -14.1% -59.3% 118.2% 9.13%
2021 20.0% -31.6% 39.3% 14.86%
2020 10.1% -51.0% 39.5% 52.67%
2019 20.5% -5.6% 37.8% 54.34%

Total Return Ranking - Trailing

Period WWSCX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.8% -17.5% 31.2% 52.17%
1 Yr 24.3% -21.9% 47.1% 86.82%
3 Yr 3.6%* -13.2% 43.2% 39.77%
5 Yr 11.6%* -12.2% 35.1% 27.54%
10 Yr 9.1%* -2.2% 19.0% 48.13%

* Annualized

Total Return Ranking - Calendar

Period WWSCX Return Category Return Low Category Return High Rank in Category (%)
2023 11.8% -11.7% 31.8% 87.52%
2022 -13.1% -45.2% 123.7% 17.87%
2021 29.0% 0.0% 47.7% 17.95%
2020 10.1% -50.5% 46.9% 66.93%
2019 27.5% 2.1% 40.9% 19.83%

NAV & Total Return History


WWSCX - Holdings

Concentration Analysis

WWSCX Category Low Category High WWSCX % Rank
Net Assets 71.9 M 529 K 145 B 87.78%
Number of Holdings 90 2 2445 72.74%
Net Assets in Top 10 19.4 M 120 K 9.87 B 80.26%
Weighting of Top 10 25.92% 3.5% 100.1% 24.53%

Top 10 Holdings

  1. United States Treasury Bill 3.91%
  2. Patterson Cos Inc 2.69%
  3. Advanced Energy Industries Inc 2.60%
  4. NetScout Systems Inc 2.60%
  5. AAR Corp 2.56%
  6. Flowserve Corp 2.51%
  7. OPENLANE Inc 2.50%
  8. American Eagle Outfitters Inc 2.26%
  9. Lumentum Holdings Inc 2.17%
  10. Enerpac Tool Group Corp 2.14%

Asset Allocation

Weighting Return Low Return High WWSCX % Rank
Stocks
93.66% 7.51% 107.74% 95.30%
Bonds
6.45% 0.00% 87.66% 2.26%
Preferred Stocks
0.00% 0.00% 6.06% 83.08%
Other
0.00% -0.13% 49.08% 88.16%
Convertible Bonds
0.00% 0.00% 3.17% 82.86%
Cash
0.00% 0.00% 42.24% 99.44%

Stock Sector Breakdown

Weighting Return Low Return High WWSCX % Rank
Industrials
24.35% 2.46% 37.42% 11.41%
Technology
22.94% 0.00% 43.95% 6.84%
Financial Services
19.98% 0.00% 35.52% 15.78%
Consumer Cyclical
11.17% 0.99% 47.79% 54.94%
Energy
9.10% 0.00% 37.72% 9.51%
Healthcare
7.15% 0.00% 26.53% 86.88%
Consumer Defense
1.64% 0.00% 18.87% 92.59%
Communication Services
1.52% 0.00% 14.85% 79.09%
Real Estate
1.10% 0.00% 29.43% 94.49%
Basic Materials
1.06% 0.00% 18.66% 99.24%
Utilities
0.00% 0.00% 18.58% 98.29%

Stock Geographic Breakdown

Weighting Return Low Return High WWSCX % Rank
US
93.66% 4.48% 107.74% 92.29%
Non US
0.00% 0.00% 94.62% 85.34%

Bond Sector Breakdown

Weighting Return Low Return High WWSCX % Rank
Derivative
0.00% -0.13% 5.65% 85.90%
Cash & Equivalents
0.00% 0.00% 100.00% 97.93%
Securitized
0.00% 0.00% 8.22% 82.02%
Corporate
0.00% 0.00% 100.00% 83.40%
Municipal
0.00% 0.00% 0.15% 82.02%
Government
0.00% 0.00% 38.56% 82.21%

Bond Geographic Breakdown

Weighting Return Low Return High WWSCX % Rank
US
6.45% 0.00% 73.68% 2.26%
Non US
0.00% 0.00% 13.98% 82.71%

WWSCX - Expenses

Operational Fees

WWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.35% 0.01% 38.30% 3.96%
Management Fee 1.00% 0.00% 1.50% 95.85%
12b-1 Fee 1.00% 0.00% 1.00% 97.55%
Administrative Fee N/A 0.01% 0.45% 6.69%

Sales Fees

WWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load 1.00% 1.00% 5.00% 87.23%

Trading Fees

WWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 2.00% 1.00% 2.00% 58.70%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

WWSCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 21.00% 1.00% 314.00% 16.56%

WWSCX - Distributions

Dividend Yield Analysis

WWSCX Category Low Category High WWSCX % Rank
Dividend Yield 0.25% 0.00% 42.47% 26.88%

Dividend Distribution Analysis

WWSCX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual SemiAnnual Annual

Net Income Ratio Analysis

WWSCX Category Low Category High WWSCX % Rank
Net Income Ratio -0.60% -2.40% 2.49% 90.11%

Capital Gain Distribution Analysis

WWSCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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WWSCX - Fund Manager Analysis

Managers

Nicholas Galluccio


Start Date

Tenure

Tenure Rank

Jul 01, 2008

13.92

13.9%

Portfolio Manager of the TETON Westwood SmallCap Equity Fund and the TETON Westwood Mid-Cap Equity Fund, Mr. Galluccio, joined Teton Advisors, Inc. in 2008, after a 25 year career at Trust Company of the West (TCW) where he was Group Managing Director, U.S. Equities and led the investment team for the TCW SmallCap Value Added and TCW MidCap Value Opportunities equity strategies. He was senior portfolio manager and co-managed both strategies since their inception. Prior to TCW, he was with Lehman Brothers Kuhn Loeb where he was a security analyst specializing in the semiconductor industry. Prio

Scott Butler


Start Date

Tenure

Tenure Rank

Jan 26, 2018

4.35

4.4%

Mr. Butler joined Teton Advisors with eight years combined investment experience at Intrepid Capital Management and Trust Company of the West (TCW). While at Intrepid, Mr. Butler covered the video game and software industries. At TCW, he worked alongside Mr. Galluccio on the small and mid cap portfolio management teams as a special situations generalist with a focus on software, industrial and medical technology sectors. Mr. Butler holds a B.A. from Claremont McKenna College and a B.S. from Columbia University.

Macrae Sykes


Start Date

Tenure

Tenure Rank

Jan 28, 2022

0.34

0.3%

Mr. Macrae Sykes has served as a portfolio manager of the Financial Services Fund since its inception. Mr. Sykes joined Gabelli in 2008 as a research analyst. He currently covers the investment services industry, and is a member of the portfolio management team of another fund within the Gabelli Fund Complex. Mr. Sykes holds a B.A. in economics from Hamilton College and an M.B.A. in finance from Columbia Business School.

Thomas Browne


Start Date

Tenure

Tenure Rank

Jan 28, 2022

0.34

0.3%

Mr. Browne joined Keeley Teton upon its operational inception on March 1, 2017 and has 32 years of investment experience. Prior to that date, Mr. Browne served as a Portfolio Manager (2009‐2017) of the Small Cap Dividend Value and Mid‐Cap Dividend Value strategies on behalf of Keeley Asset Management Corp. (“KAMCO”). Before joining KAMCO, he was a Portfolio Manager in charge of Oppenheimer Capital’s small‐cap core and small‐cap value strategies. Prior to that, Mr. Browne managed a mid‐cap portfolio for SEB Asset Management and was an analyst at small cap investment firm Palisade Capital Management. Earlier in his career, Mr. Browne was a sell‐side technology services analyst for Prudential Securities and was twice recognized in the Wall Street Journal’s Best on the Street survey. Mr. Browne earned his M.B.A. from New York University Stern School of Business and his B.B.A. from the University of Notre Dame. In addition, Mr. Browne holds the Chartered Financial Analyst designation from the CFA Institute.

Brian Leonard


Start Date

Tenure

Tenure Rank

Jan 28, 2022

0.34

0.3%

Mr. Leonard joined Keeley Teton Advisors, LLC (“Keeley Teton”) on March 1, 2017. Prior to joining Keeley Teton, Mr. Leonard served as a Portfolio Manager (2004-2017) and Research Analyst and Client Service Associate (2004-2009) with Keeley Asset Management Corp. (“KAMCO”). While employed by KAMCO, Mr. Leonard managed client portfolios for KAMCO’s historical clients in a manner consistent with the strategies he currently manages for Keeley Teton. Before joining KAMCO, Mr. Leonard was an Associate with CRA RogersCasey from 1998 to 2004. Brian earned his M.S. in finance from St. Xavier University’s Graham School of Management and his B.S. from DePaul University. In addition, Mr. Leonard holds the Chartered Financial Analyst designation from the CFA Institute.

Brian Sponheimer


Start Date

Tenure

Tenure Rank

Jan 28, 2022

0.34

0.3%

Mr. Brian C. Sponheimer, a Senior Vice President of GBL, serves as an associate portfolio manager of the Fund. Mr. Sponheimer joined Gabelli in 2008 as a research analyst covering automotive and trucking companies. Currently he is a Senior Vice President of GBL, a portfolio manager of Gabelli Funds, LLC, and a lead analyst on the firm’s Industrial Research team.

Hendi Susanto


Start Date

Tenure

Tenure Rank

Jan 28, 2022

0.34

0.3%

Mr. Hendi Susanto, Vice President of Associated Capital Group Inc., is an associate portfolio manager for the Global Mini Mites Fund. Mr. Susanto joined Gabelli in 2007 as a research analyst. He currently covers the global technology industry. Mr. Susanto received a BS degree summa cum laude from the University of Minnesota, a MS from M.I.T., and an MBA from the Wharton School of Business

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 49.61 7.18 2.58