Name
As of 10/08/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
9.0%
1 yr return
21.0%
3 Yr Avg Return
3.4%
5 Yr Avg Return
12.1%
Net Assets
$71.9 M
Holdings in Top 10
25.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.60%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 21.00%
Redemption Fee 2.00%
Min Investment
Standard (Taxable)
$1,000
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 10/08/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
WESCX - Profile
Distributions
- YTD Total Return 9.0%
- 3 Yr Annualized Total Return 3.4%
- 5 Yr Annualized Total Return 12.1%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.15%
- Dividend Yield 0.7%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameTETON WESTWOOD SMALL CAP EQUITY FUND
-
Fund Family NameGabelli Fund Complex
-
Inception DateNov 07, 2012
-
Shares OutstandingN/A
-
Share ClassA
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerNicholas Galluccio
Fund Description
Under normal market conditions, the SmallCap Equity Fund invests at least 80% of its net assets (which includes, for purposes of this test, the amount of any borrowings for investment purposes) in a portfolio of common stocks of smaller companies. The SmallCap Adviser characterizes small capitalization companies as those companies with a market capitalization (defined as shares outstanding times current market price) between $100 million and $2.5 billion at the time of the SmallCap Equity Fund’s initial investment. The SmallCap Adviser may change this characterization at any time in the future based upon the market capitalizations of the securities included in the Russell 2000® and Russell 2000 Value Indexes. The SmallCap Adviser closely monitors the issuers and will sell a stock if the stock achieves its price objective and has limited further potential for a price increase, the forecasted price/earnings ratio exceeds the future forecasted growth rate, and/or the issuer suffers a negative change in its fundamental outlook.
The SmallCap Equity Fund may also invest up to 25% of its total assets in foreign securities and in European Depositary Receipts (“EDRs”) or American Depositary Receipts (“ADRs”), including in those of companies located in emerging markets. The SmallCap Equity Fund may also invest in foreign debt securities.
WESCX - Performance
Return Ranking - Trailing
Period | WESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 9.0% | -18.2% | 30.9% | 47.27% |
1 Yr | 21.0% | -24.0% | 45.0% | 76.84% |
3 Yr | 3.4%* | -12.5% | 43.8% | 40.69% |
5 Yr | 12.1%* | -12.1% | 35.2% | 25.25% |
10 Yr | 9.4%* | -2.4% | 18.4% | 24.78% |
* Annualized
Return Ranking - Calendar
Period | WESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 9.2% | -19.9% | 29.0% | 76.75% |
2022 | -13.8% | -59.3% | 118.2% | 7.98% |
2021 | 22.9% | -31.6% | 39.3% | 11.97% |
2020 | 10.9% | -51.0% | 39.5% | 50.10% |
2019 | 22.4% | -5.6% | 37.8% | 36.78% |
Total Return Ranking - Trailing
Period | WESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 9.0% | -18.2% | 30.9% | 47.27% |
1 Yr | 21.0% | -24.0% | 45.0% | 76.84% |
3 Yr | 3.4%* | -12.5% | 43.8% | 40.69% |
5 Yr | 12.1%* | -12.1% | 35.2% | 25.25% |
10 Yr | 9.4%* | -2.4% | 18.4% | 24.78% |
* Annualized
Total Return Ranking - Calendar
Period | WESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.6% | -11.7% | 31.8% | 81.66% |
2022 | -13.5% | -45.2% | 123.7% | 19.96% |
2021 | 30.0% | 0.0% | 47.7% | 13.71% |
2020 | 10.9% | -50.5% | 46.9% | 61.98% |
2019 | 28.5% | 2.1% | 40.9% | 16.12% |
NAV & Total Return History
WESCX - Holdings
Concentration Analysis
WESCX | Category Low | Category High | WESCX % Rank | |
---|---|---|---|---|
Net Assets | 71.9 M | 529 K | 145 B | 87.22% |
Number of Holdings | 90 | 2 | 2445 | 72.18% |
Net Assets in Top 10 | 19.4 M | 120 K | 9.87 B | 79.70% |
Weighting of Top 10 | 25.92% | 3.5% | 100.1% | 23.96% |
Top 10 Holdings
- United States Treasury Bill 3.91%
- Patterson Cos Inc 2.69%
- Advanced Energy Industries Inc 2.60%
- NetScout Systems Inc 2.60%
- AAR Corp 2.56%
- Flowserve Corp 2.51%
- OPENLANE Inc 2.50%
- American Eagle Outfitters Inc 2.26%
- Lumentum Holdings Inc 2.17%
- Enerpac Tool Group Corp 2.14%
Asset Allocation
Weighting | Return Low | Return High | WESCX % Rank | |
---|---|---|---|---|
Stocks | 93.66% | 7.51% | 107.74% | 94.55% |
Bonds | 6.45% | 0.00% | 87.66% | 1.69% |
Preferred Stocks | 0.00% | 0.00% | 6.06% | 37.03% |
Other | 0.00% | -0.13% | 49.08% | 62.59% |
Convertible Bonds | 0.00% | 0.00% | 3.17% | 36.91% |
Cash | 0.00% | 0.00% | 42.24% | 96.24% |
Stock Sector Breakdown
Weighting | Return Low | Return High | WESCX % Rank | |
---|---|---|---|---|
Industrials | 24.35% | 2.46% | 37.42% | 10.84% |
Technology | 22.94% | 0.00% | 43.95% | 6.27% |
Financial Services | 19.98% | 0.00% | 35.52% | 15.21% |
Consumer Cyclical | 11.17% | 0.99% | 47.79% | 54.37% |
Energy | 9.10% | 0.00% | 37.72% | 8.94% |
Healthcare | 7.15% | 0.00% | 26.53% | 86.31% |
Consumer Defense | 1.64% | 0.00% | 18.87% | 92.02% |
Communication Services | 1.52% | 0.00% | 14.85% | 78.52% |
Real Estate | 1.10% | 0.00% | 29.43% | 93.92% |
Basic Materials | 1.06% | 0.00% | 18.66% | 98.67% |
Utilities | 0.00% | 0.00% | 18.58% | 92.59% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | WESCX % Rank | |
---|---|---|---|---|
US | 93.66% | 4.48% | 107.74% | 91.54% |
Non US | 0.00% | 0.00% | 94.62% | 47.18% |
Bond Sector Breakdown
Weighting | Return Low | Return High | WESCX % Rank | |
---|---|---|---|---|
Derivative | 0.00% | -0.13% | 5.65% | 54.14% |
Cash & Equivalents | 0.00% | 0.00% | 100.00% | 92.29% |
Securitized | 0.00% | 0.00% | 8.22% | 35.77% |
Corporate | 0.00% | 0.00% | 100.00% | 41.70% |
Municipal | 0.00% | 0.00% | 0.15% | 34.78% |
Government | 0.00% | 0.00% | 38.56% | 35.97% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | WESCX % Rank | |
---|---|---|---|---|
US | 6.45% | 0.00% | 73.68% | 1.69% |
Non US | 0.00% | 0.00% | 13.98% | 35.34% |
WESCX - Expenses
Operational Fees
WESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.60% | 0.01% | 38.30% | 16.98% |
Management Fee | 1.00% | 0.00% | 1.50% | 93.21% |
12b-1 Fee | 0.25% | 0.00% | 1.00% | 41.63% |
Administrative Fee | N/A | 0.01% | 0.45% | 5.01% |
Sales Fees
WESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
WESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | 2.00% | 1.00% | 2.00% | 23.91% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
WESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 21.00% | 1.00% | 314.00% | 15.90% |
WESCX - Distributions
Dividend Yield Analysis
WESCX | Category Low | Category High | WESCX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.67% | 0.00% | 42.47% | 21.80% |
Dividend Distribution Analysis
WESCX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | Quarterly | Annual |
Net Income Ratio Analysis
WESCX | Category Low | Category High | WESCX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.15% | -2.40% | 2.49% | 52.09% |
Capital Gain Distribution Analysis
WESCX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Nov 28, 2023 | $0.179 | OrdinaryDividend |
Nov 28, 2023 | $0.508 | CapitalGainLongTerm |
Nov 28, 2022 | $0.080 | OrdinaryDividend |
Nov 26, 2021 | $0.014 | OrdinaryDividend |
Nov 26, 2021 | $0.159 | CapitalGainShortTerm |
Nov 26, 2021 | $1.281 | CapitalGainLongTerm |
Nov 25, 2020 | $0.002 | OrdinaryDividend |
Nov 26, 2019 | $0.069 | OrdinaryDividend |
Nov 26, 2019 | $0.008 | CapitalGainShortTerm |
Nov 26, 2019 | $0.812 | CapitalGainLongTerm |
Nov 28, 2018 | $0.286 | CapitalGainShortTerm |
Nov 28, 2018 | $2.012 | CapitalGainLongTerm |
Nov 28, 2017 | $0.106 | CapitalGainShortTerm |
Nov 28, 2017 | $1.758 | CapitalGainLongTerm |
Nov 28, 2016 | $1.793 | CapitalGainLongTerm |
Nov 24, 2015 | $3.044 | CapitalGainLongTerm |
WESCX - Fund Manager Analysis
Managers
Nicholas Galluccio
Start Date
Tenure
Tenure Rank
Jul 01, 2008
13.92
13.9%
Portfolio Manager of the TETON Westwood SmallCap Equity Fund and the TETON Westwood Mid-Cap Equity Fund, Mr. Galluccio, joined Teton Advisors, Inc. in 2008, after a 25 year career at Trust Company of the West (TCW) where he was Group Managing Director, U.S. Equities and led the investment team for the TCW SmallCap Value Added and TCW MidCap Value Opportunities equity strategies. He was senior portfolio manager and co-managed both strategies since their inception. Prior to TCW, he was with Lehman Brothers Kuhn Loeb where he was a security analyst specializing in the semiconductor industry. Prio
Scott Butler
Start Date
Tenure
Tenure Rank
Jan 26, 2018
4.35
4.4%
Mr. Butler joined Teton Advisors with eight years combined investment experience at Intrepid Capital Management and Trust Company of the West (TCW). While at Intrepid, Mr. Butler covered the video game and software industries. At TCW, he worked alongside Mr. Galluccio on the small and mid cap portfolio management teams as a special situations generalist with a focus on software, industrial and medical technology sectors. Mr. Butler holds a B.A. from Claremont McKenna College and a B.S. from Columbia University.
Brian Leonard
Start Date
Tenure
Tenure Rank
Jan 28, 2022
0.34
0.3%
Mr. Leonard joined Keeley Teton Advisors, LLC (“Keeley Teton”) on March 1, 2017. Prior to joining Keeley Teton, Mr. Leonard served as a Portfolio Manager (2004-2017) and Research Analyst and Client Service Associate (2004-2009) with Keeley Asset Management Corp. (“KAMCO”). While employed by KAMCO, Mr. Leonard managed client portfolios for KAMCO’s historical clients in a manner consistent with the strategies he currently manages for Keeley Teton. Before joining KAMCO, Mr. Leonard was an Associate with CRA RogersCasey from 1998 to 2004. Brian earned his M.S. in finance from St. Xavier University’s Graham School of Management and his B.S. from DePaul University. In addition, Mr. Leonard holds the Chartered Financial Analyst designation from the CFA Institute.
Hendi Susanto
Start Date
Tenure
Tenure Rank
Jan 28, 2022
0.34
0.3%
Mr. Hendi Susanto, Vice President of Associated Capital Group Inc., is an associate portfolio manager for the Global Mini Mites Fund. Mr. Susanto joined Gabelli in 2007 as a research analyst. He currently covers the global technology industry. Mr. Susanto received a BS degree summa cum laude from the University of Minnesota, a MS from M.I.T., and an MBA from the Wharton School of Business
Brian Sponheimer
Start Date
Tenure
Tenure Rank
Jan 28, 2022
0.34
0.3%
Mr. Brian C. Sponheimer, a Senior Vice President of GBL, serves as an associate portfolio manager of the Fund. Mr. Sponheimer joined Gabelli in 2008 as a research analyst covering automotive and trucking companies. Currently he is a Senior Vice President of GBL, a portfolio manager of Gabelli Funds, LLC, and a lead analyst on the firm’s Industrial Research team.
Macrae Sykes
Start Date
Tenure
Tenure Rank
Jan 28, 2022
0.34
0.3%
Mr. Macrae Sykes has served as a portfolio manager of the Financial Services Fund since its inception. Mr. Sykes joined Gabelli in 2008 as a research analyst. He currently covers the investment services industry, and is a member of the portfolio management team of another fund within the Gabelli Fund Complex. Mr. Sykes holds a B.A. in economics from Hamilton College and an M.B.A. in finance from Columbia Business School.
Thomas Browne
Start Date
Tenure
Tenure Rank
Jan 28, 2022
0.34
0.3%
Mr. Browne joined Keeley Teton upon its operational inception on March 1, 2017 and has 32 years of investment experience. Prior to that date, Mr. Browne served as a Portfolio Manager (2009‐2017) of the Small Cap Dividend Value and Mid‐Cap Dividend Value strategies on behalf of Keeley Asset Management Corp. (“KAMCO”). Before joining KAMCO, he was a Portfolio Manager in charge of Oppenheimer Capital’s small‐cap core and small‐cap value strategies. Prior to that, Mr. Browne managed a mid‐cap portfolio for SEB Asset Management and was an analyst at small cap investment firm Palisade Capital Management. Earlier in his career, Mr. Browne was a sell‐side technology services analyst for Prudential Securities and was twice recognized in the Wall Street Journal’s Best on the Street survey. Mr. Browne earned his M.B.A. from New York University Stern School of Business and his B.B.A. from the University of Notre Dame. In addition, Mr. Browne holds the Chartered Financial Analyst designation from the CFA Institute.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 49.61 | 7.18 | 2.58 |