SMDPX: Sterling Capital SMID Opportunities Fund - MutualFunds.com

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Sterling Capital SMID Opportunities A

SMDPX - Snapshot

Vitals

  • YTD Return 3.6%
  • 3 Yr Annualized Return 3.4%
  • 5 Yr Annualized Return N/A
  • Net Assets $10.4 M
  • Holdings in Top 10 52.0%

52 WEEK LOW AND HIGH

$13.96
$8.07
$14.15

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.36%

SALES FEES

  • Front Load 5.75%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 32.66%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification


Compare SMDPX to Popular U.S. Mid-Cap Blend Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$200.63

+0.40%

$113.01 B

1.19%

$2.39

12.60%

-

$54.74

+0.37%

$113.01 B

-

$0.00

12.54%

-

$118.26

+0.89%

$75.14 B

-

$0.00

23.63%

-

$155.81

+0.92%

$75.14 B

1.05%

$1.62

23.67%

-

$220.09

+0.11%

$44.01 B

1.45%

$3.19

6.93%

-

SMDPX - Profile

Distributions

  • YTD Total Return 3.6%
  • 3 Yr Annualized Total Return 1.4%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio 0.03%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Sterling Capital SMID Opportunities Fund
  • Fund Family Name
    Sterling Capital Funds
  • Inception Date
    Sep 30, 2016
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Joshua Haggerty

Fund Description

The fund normally invests principally in equity securities and will invest at least 80% of its net assets plus borrowings for investment purposes in the securities of small or middle capitalization companies. Small or middle capitalization companies are generally defined as companies with market capitalizations within the range of those companies in the Russell 2500™ Index or the Russell Midcap® Index at the time of purchase. It invests primarily in domestically traded U.S. common stocks and U.S. traded equity stocks of foreign companies, including ADRs.


SMDPX - Performance

Return Ranking - Trailing

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
YTD 3.6% -20.5% 2393.1% 69.47%
1 Yr -4.1% -16.8% 17.5% 76.14%
3 Yr 3.4%* -4.7% 15.1% 44.19%
5 Yr N/A* -1.3% 12.0% N/A
10 Yr N/A* 3.7% 12.9% N/A

* Annualized

Return Ranking - Calendar

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
2019 30.3% -8.5% 35.6% 5.60%
2018 -11.5% -77.7% -0.9% 18.90%
2017 12.2% -62.4% 21.5% 26.53%
2016 N/A -16.4% 28.1% N/A
2015 N/A -40.7% 2.9% N/A

Total Return Ranking - Trailing

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
YTD 3.6% -20.5% 2393.1% 69.47%
1 Yr -9.6% -20.3% 17.5% 90.56%
3 Yr 1.4%* -5.4% 15.1% 69.37%
5 Yr N/A* -1.7% 12.0% N/A
10 Yr N/A* 3.7% 12.9% N/A

* Annualized

Total Return Ranking - Calendar

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
2019 30.3% -8.5% 35.6% 5.60%
2018 -11.5% -44.3% 0.1% 33.86%
2017 12.2% -62.4% 24.9% 63.85%
2016 N/A -4.7% 28.1% N/A
2015 N/A -40.3% 3.9% N/A

NAV & Total Return History


SMDPX - Holdings

Concentration Analysis

SMDPX Category Low Category High SMDPX % Rank
Net Assets 10.4 M 117 K 113 B 91.42%
Number of Holdings 31 1 3296 92.77%
Net Assets in Top 10 5.4 M 59.1 K 8.99 B 86.48%
Weighting of Top 10 51.98% 2.7% 100.0% 8.16%

Top 10 Holdings

  1. Ball Corp 6.01%
  2. SLM Corp 5.95%
  3. Fiserv Inc 5.64%
  4. Centene Corp 5.34%
  5. Teleflex Inc 5.16%
  6. Universal Health Services Inc Class B 4.96%
  7. Waste Connections Inc 4.85%
  8. Arthur J. Gallagher & Co 4.75%
  9. Global Payments Inc 4.75%
  10. Hologic Inc 4.70%

Asset Allocation

Weighting Return Low Return High SMDPX % Rank
Stocks
98.70% 36.09% 100.21% 57.11%
Cash
1.31% -0.21% 22.21% 39.86%
Preferred Stocks
0.00% 0.00% 10.03% 23.08%
Other
0.00% -1.03% 9.79% 22.61%
Convertible Bonds
0.00% 0.00% 4.38% 20.75%
Bonds
0.00% 0.00% 53.39% 28.67%

Stock Sector Breakdown

Weighting Return Low Return High SMDPX % Rank
Technology
30.64% 0.00% 32.41% 0.47%
Healthcare
20.42% 0.00% 22.98% 0.47%
Industrials
15.05% 0.00% 50.48% 61.77%
Consumer Cyclical
13.08% 0.00% 47.64% 60.37%
Financial Services
11.23% 1.50% 42.16% 67.13%
Real Estate
7.09% 0.00% 19.29% 50.35%
Communication Services
1.51% 0.00% 33.05% 88.58%
Energy
0.97% 0.00% 27.65% 73.66%
Utilities
0.00% 0.00% 16.65% 86.48%
Consumer Defense
0.00% 0.00% 21.55% 95.10%
Basic Materials
0.00% 0.00% 26.89% 95.57%

Stock Geographic Breakdown

Weighting Return Low Return High SMDPX % Rank
US
85.29% 30.77% 100.03% 88.34%
Non US
13.41% 0.00% 33.32% 7.69%

SMDPX - Expenses

Operational Fees

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.36% 0.02% 19.45% 30.54%
Management Fee 0.70% 0.00% 1.50% 50.35%
12b-1 Fee 0.25% 0.00% 1.00% 32.47%
Administrative Fee 0.11% 0.01% 0.40% 46.55%

Sales Fees

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.75% 2.00% 5.75% 9.80%
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 32.66% 0.01% 453.00% 40.88%

SMDPX - Distributions

Dividend Yield Analysis

SMDPX Category Low Category High SMDPX % Rank
Dividend Yield 0.00% 0.00% 4.85% 29.70%

Dividend Distribution Analysis

SMDPX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Quarterly Annually

Net Income Ratio Analysis

SMDPX Category Low Category High SMDPX % Rank
Net Income Ratio 0.03% -1.52% 3.05% 82.32%

Capital Gain Distribution Analysis

SMDPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

SMDPX - Fund Manager Analysis

Managers

Joshua Haggerty


Start Date

Tenure

Tenure Rank

Sep 30, 2016

4.09

4.1%

Joshua L. Haggerty, CFA, is an Executive Director, portfolio manager and equity analyst for Sterling Capital. He joined the CHOICE Asset Management team of Scott & Stringfellow in 2005 and Sterling Capital as part of a business realignment in January 2013. He has investment experience since 1998. Prior to joining the team, he worked for Vantage Consulting Group where his responsibilities included co-managing a long/short hedge fund. Mr. Haggerty is a graduate of James Madison University where he received his B.B.A. in Finance. He is a CFA charterholder.

Adam Bergman


Start Date

Tenure

Tenure Rank

Sep 30, 2016

4.09

4.1%

Adam B. Bergman, CFA, is an Executive Director and an equity analyst for Sterling Capital. He joined the CHOICE Asset Management team of Scott & Stringfellow in 2007 and Sterling Capital as part of a business realignment in January 2013. He has investment experience since 1996. Prior to joining the team, he directed the investor relations efforts at Advance Auto Parts and Dollar Tree Stores. Prior to working in investor relations, he served as a sell-side research analyst at Scott & Stringfellow. Mr. Bergman is a graduate of the University of Virginia’s McIntire School of Commerce where he received his B.S. in Commerce. He is a CFA charterholder.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 36.86 6.04 4.2
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