SMDPX: Sterling Capital SMID Opportunities Fund - MutualFunds.com
Continue to site >
Trending ETFs

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Sterling Capital SMID Opportunities A

SMDPX - Snapshot

Vitals

  • YTD Return 15.3%
  • 3 Yr Annualized Return 14.4%
  • 5 Yr Annualized Return N/A
  • Net Assets $13.1 M
  • Holdings in Top 10 45.3%

52 WEEK LOW AND HIGH

$16.82
$12.00
$16.85

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.05%

SALES FEES

  • Front Load 5.75%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 60.03%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification


Compare SMDPX to Popular U.S. Mid-Cap Blend Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$240.47

-0.33%

$154.08 B

0.94%

$2.26

16.30%

0.04%

$65.63

-0.33%

$154.08 B

-

$0.00

16.12%

0.17%

$269.71

-0.15%

$63.25 B

1.07%

$2.90

17.35%

0.05%

$79.84

-0.47%

$29.63 B

0.99%

$0.79

16.47%

0.19%

$31.52

-0.38%

$22.77 B

1.03%

$0.33

16.70%

0.03%

SMDPX - Profile

Distributions

  • YTD Total Return 15.3%
  • 3 Yr Annualized Total Return 12.1%
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -0.22%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Sterling Capital SMID Opportunities Fund
  • Fund Family Name
    Sterling Capital Funds
  • Inception Date
    Sep 30, 2016
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Joshua Haggerty

Fund Description

The fund normally invests principally in equity securities and will invest at least 80% of its net assets plus borrowings for investment purposes in the securities of small or middle capitalization companies. Small or middle capitalization companies are generally defined as companies with market capitalizations within the range of those companies in the Russell 2500™ Index or the Russell Midcap® Index at the time of purchase. It invests primarily in domestically traded U.S. common stocks and U.S. traded equity stocks of foreign companies, including ADRs.


SMDPX - Performance

Return Ranking - Trailing

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.3% -71.2% 34.5% 71.50%
1 Yr 43.1% 9.7% 99.2% 79.76%
3 Yr 14.4%* -0.3% 24.9% 30.77%
5 Yr N/A* 3.1% 26.5% N/A
10 Yr N/A* 5.2% 17.4% N/A

* Annualized

Return Ranking - Calendar

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
2020 8.1% -21.4% 2510.2% 52.04%
2019 30.3% -19.0% 37.5% 5.93%
2018 -11.5% -77.7% 5.5% 19.83%
2017 12.2% -62.4% 26.9% 28.35%
2016 N/A -6.1% 39.8% N/A

Total Return Ranking - Trailing

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
YTD 15.3% -71.2% 34.5% 71.50%
1 Yr 34.8% 9.7% 110.1% 91.57%
3 Yr 12.1%* -4.4% 26.7% 62.53%
5 Yr N/A* 3.1% 26.5% N/A
10 Yr N/A* 5.2% 17.4% N/A

* Annualized

Total Return Ranking - Calendar

Period SMDPX Return Category Return Low Category Return High Rank in Category (%)
2020 8.1% -21.4% 2510.2% 52.04%
2019 30.3% -19.0% 37.5% 5.93%
2018 -11.5% -44.3% 5.5% 36.87%
2017 12.2% -62.4% 26.9% 61.68%
2016 N/A -6.1% 39.8% N/A

NAV & Total Return History


SMDPX - Holdings

Concentration Analysis

SMDPX Category Low Category High SMDPX % Rank
Net Assets 13.1 M 229 K 154 B 91.30%
Number of Holdings 34 2 2145 86.44%
Net Assets in Top 10 5.95 M 1.6 K 10.1 B 81.11%
Weighting of Top 10 45.34% 2.0% 88.9% 10.31%

Top 10 Holdings

  1. Waste Connections Inc 5.29%
  2. Global Payments Inc 4.95%
  3. Ball Corp 4.90%
  4. Teleflex Inc 4.85%
  5. Fiserv Inc 4.70%
  6. Genpact Ltd 4.68%
  7. TransUnion 4.59%
  8. MagnaChip Semiconductor Corp 4.40%
  9. Hologic Inc 4.31%
  10. NextEra Energy Partners LP 4.31%

Asset Allocation

Weighting Return Low Return High SMDPX % Rank
Stocks
99.41% 48.86% 102.11% 42.00%
Cash
0.59% -2.11% 43.63% 56.22%
Preferred Stocks
0.00% 0.00% 11.78% 18.22%
Other
0.00% -3.60% 15.55% 15.11%
Convertible Bonds
0.00% 0.00% 1.43% 14.22%
Bonds
0.00% -1.24% 22.13% 18.44%

Stock Sector Breakdown

Weighting Return Low Return High SMDPX % Rank
Technology
25.67% 0.00% 46.02% 6.67%
Industrials
18.78% 0.00% 45.39% 26.00%
Healthcare
14.32% 0.00% 31.72% 17.33%
Consumer Cyclical
12.32% 0.00% 65.20% 71.78%
Financial Services
11.22% 0.00% 44.53% 81.56%
Real Estate
5.20% 0.00% 18.56% 62.89%
Utilities
4.33% 0.00% 15.91% 26.22%
Basic Materials
3.48% 0.00% 25.78% 72.44%
Communication Services
3.14% 0.00% 31.99% 46.67%
Energy
1.55% 0.00% 45.92% 73.33%
Consumer Defense
0.00% 0.00% 36.74% 93.11%

Stock Geographic Breakdown

Weighting Return Low Return High SMDPX % Rank
US
89.04% 13.46% 102.26% 85.33%
Non US
10.37% -0.15% 81.40% 7.56%

SMDPX - Expenses

Operational Fees

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.05% 0.03% 8.45% 35.06%
Management Fee 0.70% 0.00% 1.69% 52.06%
12b-1 Fee 0.25% 0.00% 1.00% 32.98%
Administrative Fee 0.11% 0.01% 0.35% 50.00%

Sales Fees

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.75% 0.00% 5.75% 4.82%
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 60.03% 4.00% 453.00% 58.55%

SMDPX - Distributions

Dividend Yield Analysis

SMDPX Category Low Category High SMDPX % Rank
Dividend Yield 0.00% 0.00% 1.15% 22.62%

Dividend Distribution Analysis

SMDPX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Monthly Annually

Net Income Ratio Analysis

SMDPX Category Low Category High SMDPX % Rank
Net Income Ratio -0.22% -1.39% 2.91% 89.11%

Capital Gain Distribution Analysis

SMDPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

SMDPX - Fund Manager Analysis

Managers

Joshua Haggerty


Start Date

Tenure

Tenure Rank

Sep 30, 2016

4.75

4.8%

Joshua L. Haggerty, CFA, is an Executive Director, portfolio manager and equity analyst for Sterling Capital. He joined the CHOICE Asset Management team of Scott & Stringfellow in 2005 and Sterling Capital as part of a business realignment in January 2013. He has investment experience since 1998. Prior to joining the team, he worked for Vantage Consulting Group where his responsibilities included co-managing a long/short hedge fund. Mr. Haggerty is a graduate of James Madison University where he received his B.B.A. in Finance. He is a CFA charterholder.

Adam Bergman


Start Date

Tenure

Tenure Rank

Sep 30, 2016

4.75

4.8%

Adam B. Bergman, CFA, is an Executive Director and an equity analyst for Sterling Capital. He joined the CHOICE Asset Management team of Scott & Stringfellow in 2007 and Sterling Capital as part of a business realignment in January 2013. He has investment experience since 1996. Prior to joining the team, he directed the investor relations efforts at Advance Auto Parts and Dollar Tree Stores. Prior to working in investor relations, he served as a sell-side research analyst at Scott & Stringfellow. Mr. Bergman is a graduate of the University of Virginia’s McIntire School of Commerce where he received his B.S. in Commerce. He is a CFA charterholder.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 37.53 6.31 4.87