Name
As of 10/04/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
5.7%
1 yr return
23.7%
3 Yr Avg Return
8.5%
5 Yr Avg Return
12.3%
Net Assets
$827 M
Holdings in Top 10
24.3%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.37%
SALES FEES
Front Load 5.75%
Deferred Load N/A
TRADING FEES
Turnover 92.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$2,500
IRA
$1,000
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 10/04/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
NEFJX - Profile
Distributions
- YTD Total Return 5.7%
- 3 Yr Annualized Total Return 8.5%
- 5 Yr Annualized Total Return 12.3%
- Capital Gain Distribution Frequency Semi-Annually
- Net Income Ratio 0.01%
- Dividend Yield 0.0%
- Dividend Distribution Frequency SemiAnnual
Fund Details
-
Legal NameVaughan Nelson Small Cap Value Fund
-
Fund Family NameNatixis Loomis Sayles Funds
-
Inception DateMay 01, 2017
-
Shares OutstandingN/A
-
Share ClassA
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerChristopher Wallis
Fund Description
• | Companies earning a positive return on capital with stable-to-improving returns. |
• | Companies valued at a discount to their asset value. |
• | Companies with an attractive and sustainable dividend level. |
• | Value-driven investment philosophy that selects stocks selling at a relatively low value based on discounted cash flow models. Vaughan Nelson selects companies that it believes are out of favor or misunderstood. |
• | Vaughan Nelson starts with an investment universe of 5,000 securities. Vaughan Nelson then uses value-driven screens to create a research universe of companies with market capitalizations of at least $100 million. |
• | Vaughan Nelson uses fundamental analysis to construct a portfolio of 60 to 80 securities that, in the opinion of Vaughan Nelson, is made up of quality companies with the potential to provide significant increases in share price over a three year period. |
• | Vaughan Nelson will generally sell a security when it reaches Vaughan Nelson’s price target or when the issuer shows a change in financial condition, competitive pressures, poor management decisions or internal or external forces reducing future expected returns from those expected at the time of investment. |
• | Invest in convertible preferred stock and convertible debt securities. |
• | Invest in foreign securities, including emerging market securities. |
• | Invest in REITs. |
• | Invest in securities offered in initial public offerings (“IPOs”). |
NEFJX - Performance
Return Ranking - Trailing
Period | NEFJX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.7% | -18.2% | 28.9% | 92.47% |
1 Yr | 23.7% | -23.0% | 44.3% | 80.23% |
3 Yr | 8.5%* | -12.8% | 43.4% | 5.37% |
5 Yr | 12.3%* | -12.1% | 35.4% | 18.04% |
10 Yr | 9.3%* | -2.6% | 18.4% | 26.51% |
* Annualized
Return Ranking - Calendar
Period | NEFJX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 24.5% | -19.9% | 29.0% | 1.51% |
2022 | -15.1% | -59.3% | 118.2% | 11.79% |
2021 | 7.1% | -31.6% | 39.3% | 61.78% |
2020 | 8.0% | -51.0% | 39.5% | 63.37% |
2019 | 23.8% | -5.6% | 37.8% | 24.38% |
Total Return Ranking - Trailing
Period | NEFJX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.7% | -18.2% | 28.9% | 92.47% |
1 Yr | 23.7% | -23.0% | 44.3% | 80.23% |
3 Yr | 8.5%* | -12.8% | 43.4% | 5.37% |
5 Yr | 12.3%* | -12.1% | 35.4% | 18.04% |
10 Yr | 9.3%* | -2.6% | 18.4% | 26.51% |
* Annualized
Total Return Ranking - Calendar
Period | NEFJX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 24.8% | -11.7% | 31.8% | 1.70% |
2022 | -10.2% | -45.2% | 123.7% | 10.65% |
2021 | 30.2% | 0.0% | 47.7% | 12.74% |
2020 | 8.9% | -50.5% | 46.9% | 70.30% |
2019 | 24.7% | 2.1% | 40.9% | 50.83% |
NAV & Total Return History
NEFJX - Holdings
Concentration Analysis
NEFJX | Category Low | Category High | NEFJX % Rank | |
---|---|---|---|---|
Net Assets | 827 M | 529 K | 145 B | 41.73% |
Number of Holdings | 69 | 2 | 2445 | 83.65% |
Net Assets in Top 10 | 262 M | 120 K | 9.87 B | 22.37% |
Weighting of Top 10 | 24.31% | 3.5% | 100.1% | 26.98% |
Top 10 Holdings
- FIXED INC CLEARING CORP.REPO 5.12%
- Element Solutions Inc 3.48%
- Western Alliance Bancorp 2.09%
- First American Financial Corp 2.02%
- Kirby Corp 1.99%
- Globus Medical Inc 1.98%
- Janus International Group Inc 1.94%
- Comerica Inc 1.93%
- Beacon Roofing Supply Inc 1.93%
- Evercore Inc 1.84%
Asset Allocation
Weighting | Return Low | Return High | NEFJX % Rank | |
---|---|---|---|---|
Stocks | 94.76% | 7.51% | 107.74% | 92.48% |
Other | 5.12% | -0.13% | 49.08% | 3.38% |
Cash | 0.13% | 0.00% | 42.24% | 89.85% |
Preferred Stocks | 0.00% | 0.00% | 6.06% | 67.29% |
Convertible Bonds | 0.00% | 0.00% | 3.17% | 66.48% |
Bonds | 0.00% | 0.00% | 87.66% | 69.17% |
Stock Sector Breakdown
Weighting | Return Low | Return High | NEFJX % Rank | |
---|---|---|---|---|
Industrials | 24.09% | 2.46% | 37.42% | 13.50% |
Technology | 20.80% | 0.00% | 43.95% | 8.17% |
Financial Services | 14.41% | 0.00% | 35.52% | 73.57% |
Basic Materials | 9.56% | 0.00% | 18.66% | 3.99% |
Energy | 8.89% | 0.00% | 37.72% | 11.22% |
Consumer Cyclical | 6.75% | 0.99% | 47.79% | 92.97% |
Healthcare | 6.71% | 0.00% | 26.53% | 88.78% |
Utilities | 4.22% | 0.00% | 18.58% | 12.74% |
Consumer Defense | 2.51% | 0.00% | 18.87% | 83.84% |
Communication Services | 2.07% | 0.00% | 14.85% | 68.82% |
Real Estate | 0.00% | 0.00% | 29.43% | 99.24% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | NEFJX % Rank | |
---|---|---|---|---|
US | 94.76% | 4.48% | 107.74% | 85.34% |
Non US | 0.00% | 0.00% | 94.62% | 71.43% |
NEFJX - Expenses
Operational Fees
NEFJX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.37% | 0.01% | 38.30% | 25.85% |
Management Fee | 0.85% | 0.00% | 1.50% | 76.98% |
12b-1 Fee | 0.25% | 0.00% | 1.00% | 55.10% |
Administrative Fee | N/A | 0.01% | 0.45% | N/A |
Sales Fees
NEFJX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | 5.75% | 3.50% | 5.75% | 31.25% |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
NEFJX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
NEFJX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 92.00% | 1.00% | 314.00% | 86.93% |
NEFJX - Distributions
Dividend Yield Analysis
NEFJX | Category Low | Category High | NEFJX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 42.47% | 69.92% |
Dividend Distribution Analysis
NEFJX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | SemiAnnual | Annually | Quarterly | Annual |
Net Income Ratio Analysis
NEFJX | Category Low | Category High | NEFJX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.01% | -2.40% | 2.49% | 62.17% |
Capital Gain Distribution Analysis
NEFJX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Semi-Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 21, 2023 | $0.055 | OrdinaryDividend |
Dec 23, 2022 | $0.533 | OrdinaryDividend |
Apr 05, 2022 | $0.372 | OrdinaryDividend |
Dec 23, 2021 | $3.804 | OrdinaryDividend |
Dec 22, 2020 | $0.002 | OrdinaryDividend |
Apr 08, 2020 | $0.091 | OrdinaryDividend |
Dec 20, 2019 | $0.019 | OrdinaryDividend |
Dec 20, 2019 | $0.077 | CapitalGainLongTerm |
Apr 10, 2019 | $0.012 | ExtraDividend |
Dec 20, 2018 | $0.509 | CapitalGainShortTerm |
Dec 20, 2018 | $2.439 | CapitalGainLongTerm |
Apr 10, 2018 | $0.004 | ExtraDividend |
Apr 10, 2018 | $0.111 | CapitalGainShortTerm |
Apr 10, 2018 | $0.423 | CapitalGainLongTerm |
Dec 21, 2017 | $0.095 | CapitalGainShortTerm |
Dec 21, 2017 | $1.482 | CapitalGainLongTerm |
Apr 07, 2017 | $0.001 | ExtraDividend |
Apr 07, 2017 | $0.116 | CapitalGainShortTerm |
Apr 07, 2017 | $0.589 | CapitalGainLongTerm |
Dec 22, 2016 | $0.111 | CapitalGainShortTerm |
Dec 22, 2016 | $1.008 | CapitalGainLongTerm |
Dec 22, 2016 | $0.014 | OrdinaryDividend |
Apr 07, 2016 | $0.335 | CapitalGainLongTerm |
Dec 23, 2015 | $0.435 | CapitalGainShortTerm |
Dec 23, 2015 | $2.118 | CapitalGainLongTerm |
Dec 23, 2015 | $0.037 | OrdinaryDividend |
Apr 08, 2015 | $0.075 | CapitalGainShortTerm |
Apr 08, 2015 | $0.235 | CapitalGainLongTerm |
Dec 22, 2014 | $0.092 | CapitalGainShortTerm |
Dec 22, 2014 | $2.795 | CapitalGainLongTerm |
Apr 08, 2014 | $0.155 | CapitalGainShortTerm |
Apr 08, 2014 | $0.537 | CapitalGainLongTerm |
Dec 20, 2013 | $0.756 | CapitalGainShortTerm |
Dec 20, 2013 | $2.519 | CapitalGainLongTerm |
Dec 20, 2013 | $0.055 | OrdinaryDividend |
Apr 09, 2013 | $0.005 | ExtraDividend |
Apr 09, 2013 | $0.134 | CapitalGainShortTerm |
Apr 09, 2013 | $0.374 | CapitalGainLongTerm |
Dec 21, 2012 | $0.097 | CapitalGainShortTerm |
Dec 21, 2012 | $0.901 | CapitalGainLongTerm |
Dec 21, 2012 | $0.131 | OrdinaryDividend |
Apr 10, 2012 | $0.033 | CapitalGainShortTerm |
Apr 10, 2012 | $0.234 | CapitalGainLongTerm |
Dec 27, 2011 | $0.288 | CapitalGainShortTerm |
Dec 27, 2011 | $2.954 | CapitalGainLongTerm |
Dec 27, 2011 | $0.093 | OrdinaryDividend |
Apr 12, 2011 | $0.211 | CapitalGainShortTerm |
Apr 12, 2011 | $0.678 | CapitalGainLongTerm |
Dec 28, 2010 | $1.846 | CapitalGainShortTerm |
Dec 28, 2010 | $2.925 | CapitalGainLongTerm |
Apr 13, 2010 | $0.133 | CapitalGainShortTerm |
Dec 17, 2009 | $0.039 | OrdinaryDividend |
Apr 14, 2008 | $0.027 | CapitalGainLongTerm |
NEFJX - Fund Manager Analysis
Managers
Christopher Wallis
Start Date
Tenure
Tenure Rank
Mar 31, 2004
18.18
18.2%
Christopher D. Wallis, CFA, is Senior Portfolio Manager. Mr. Wallis received his BBA in Accounting from Baylor University in 1991 and his MBA in 1998 from Harvard Business School. Mr. Wallis holds the Chartered Financial Analyst designation and is a Certified Public Accountant for the State of Texas. Prior to joining Vaughan Nelson Investment Management in 1999, he was an Associate at Simmons & Company International.
Stephen Davis
Start Date
Tenure
Tenure Rank
Jan 18, 2019
3.37
3.4%
Stephen Davis, CFA, a Portfolio Manager of Vaughan Nelson, joined the firm in 2010. Mr. Davis received a B.A. from Rice University. Mr. Davis holds the designation of Chartered Financial Analyst and began his investment management and research career since 2005.
James Eisenman
Start Date
Tenure
Tenure Rank
May 01, 2022
0.08
0.1%
James R. Eisenman, CFA, CPA Portfolio Manager - Equity Investments Masters in Accounting, Ohio State University, 2002; B.B.A., Ohio State University, 2002, with Honors, Accounting; Chartered Financial Analyst®; Certified Public Accountant-State of Texas Professional Background: Vaughan Nelson since 2005; Senior Associate, PricewaterhouseCoopers LLP (2002-2005) Affiliations, Current and Past: Member, CFA Institute Vaughan Nelson Responsibilities: Equity Fundamental Research
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 49.61 | 7.18 | 2.58 |