HRSGX: Harbor Small Cap Growth Admin

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HRSGX Harbor Small Cap Growth Admin


Profile

HRSGX - Profile

Vitals

  • YTD Return 8.1%
  • 3 Yr Annualized Return 0.5%
  • 5 Yr Annualized Return -0.8%
  • Net Assets $928 M
  • Holdings in Top 10 22.5%

52 WEEK LOW AND HIGH

$13.69
$8.27
$13.69

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.13%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 74.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $50,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return 8.1%
  • 3 Yr Annualized Total Return 4.0%
  • 5 Yr Annualized Total Return 4.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.44%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Harbor Small Cap Growth Fund
  • Fund Family Name
    Harbor
  • Inception Date
    Nov 01, 2002
  • Shares Outstanding
    N/A
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    William Muggia

Fund Description

The fund invests primarily in equity securities, principally common and preferred stocks of small cap companies. Under normal market conditions, the fund invests at least 80% of its net assets, plus borrowings for investment purposes, in securities of small cap companies. The adviser defines small cap companies as those with market capitalizations that fall within the range of the Russell 2000® Growth Index.


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Categories

Performance

HRSGX - Performance

Return Ranking - Trailing

Period HRSGX Return Category Return Low Category Return High Rank in Category (%)
YTD 8.1% -36.4% 68.8% 52.11%
1 Yr 18.4% -44.5% 55.5% 25.37%
3 Yr 0.5%* -52.4% 28.9% 65.01%
5 Yr -0.8%* -38.4% 19.5% 67.63%
10 Yr 2.6%* -17.7% 15.2% 77.16%

* Annualized

Return Ranking - Calendar

Period HRSGX Return Category Return Low Category Return High Rank in Category (%)
2019 36.7% -49.8% 42.9% 1.17%
2018 -31.3% -54.2% 13.6% 91.44%
2017 11.8% -73.6% 36.1% 60.75%
2016 5.4% -49.0% 133.1% 62.10%
2015 -13.5% -70.7% 8.6% 67.74%

Total Return Ranking - Trailing

Period HRSGX Return Category Return Low Category Return High Rank in Category (%)
YTD 8.1% -36.4% 68.8% 52.11%
1 Yr 18.4% -44.5% 55.5% 25.37%
3 Yr 4.0%* -22.0% 35.0% 57.73%
5 Yr 4.1%* -17.4% 23.3% 59.79%
10 Yr 10.2%* -7.9% 25.6% 47.53%

* Annualized

Total Return Ranking - Calendar

Period HRSGX Return Category Return Low Category Return High Rank in Category (%)
2019 36.7% -49.8% 42.9% 1.17%
2018 -31.3% -54.2% 14.5% 93.84%
2017 24.1% -8.4% 42.0% 34.34%
2016 5.9% -16.4% 133.1% 73.79%
2015 -1.7% -59.6% 19.3% 26.88%

NAV & Total Return History


Holdings

HRSGX - Holdings

Concentration Analysis

HRSGX Category Low Category High HRSGX % Rank
Net Assets 928 M 5.02 M 26.4 B 35.14%
Number of Holdings 73 1 1993 79.17%
Net Assets in Top 10 177 M 753 K 2.93 B 34.98%
Weighting of Top 10 22.50% 5.1% 100.0% 41.49%

Top 10 Holdings

  1. Icon PLC 2.82%
  2. Bio-Rad Laboratories Inc 2.76%
  3. TopBuild Corp 2.38%
  4. Ascendis Pharma A/S ADR 2.28%
  5. Trex Co Inc 2.19%
  6. The Timken Co 2.15%
  7. Mimecast Ltd 2.03%
  8. Teledyne Technologies Inc 1.98%
  9. Eldorado Resorts Inc 1.96%
  10. The Medicines Co 1.94%

Asset Allocation

Weighting Return Low Return High HRSGX % Rank
Stocks
96.99% 84.72% 100.95% 63.75%
Cash
3.01% -4.85% 16.82% 34.66%
Preferred Stocks
0.00% 0.00% 3.86% 43.72%
Other
0.00% -14.02% 11.74% 48.49%
Convertible Bonds
0.00% 0.00% 0.16% 36.25%
Bonds
0.00% 0.00% 3.66% 37.20%

Stock Sector Breakdown

Weighting Return Low Return High HRSGX % Rank
Healthcare
29.33% 0.08% 54.38% 48.01%
Technology
24.31% 2.71% 81.98% 50.72%
Industrials
17.01% 1.13% 32.81% 41.18%
Consumer Cyclical
10.53% 0.00% 32.16% 46.58%
Financial Services
8.89% 0.00% 22.83% 23.05%
Communication Services
3.12% 0.00% 12.66% 25.44%
Energy
3.10% 0.00% 5.19% 2.86%
Real Estate
2.99% 0.00% 10.46% 39.43%
Consumer Defense
0.73% 0.00% 18.15% 94.91%
Utilities
0.00% 0.00% 6.57% 56.12%
Basic Materials
0.00% 0.00% 12.65% 85.53%

Stock Geographic Breakdown

Weighting Return Low Return High HRSGX % Rank
US
94.22% 80.10% 100.58% 54.21%
Non US
2.77% 0.00% 12.07% 46.42%

Expenses

HRSGX - Expenses

Operational Fees

HRSGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.13% 0.06% 36.03% 61.18%
Management Fee 0.75% 0.05% 1.50% 34.71%
12b-1 Fee 0.25% 0.00% 1.00% 40.23%
Administrative Fee N/A 0.01% 0.40% N/A

Sales Fees

HRSGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

HRSGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HRSGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 74.00% 9.00% 474.00% 65.37%

Distributions

HRSGX - Distributions

Dividend Yield Analysis

HRSGX Category Low Category High HRSGX % Rank
Dividend Yield 0.00% 0.00% 26.55% 38.31%

Dividend Distribution Analysis

HRSGX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

HRSGX Category Low Category High HRSGX % Rank
Net Income Ratio -0.44% -2.35% 1.11% 42.69%

Capital Gain Distribution Analysis

HRSGX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

HRSGX - Fund Manager Analysis

Managers

William Muggia


Start Date

Tenure

Tenure Rank

Nov 01, 2000

19.67

19.7%

Will joined Westfield Capital Management in April 1994. In addition to his executive duties, he chairs the Investment Committee, serves as Market Strategist and contributes investment ideas primarily within the Health Care and Energy sectors. In 2001, Will was promoted to President and Chief Investment Officer and now oversees all of Westfield's US equity and hedge fund strategies. In this role, Will and his team have grown the firm from $2 billion to $13 billion in assets under management. Prior to joining Westfield, Will worked in the Technology Investment Banking Group at Alex Brown & Sons, where his responsibilities included mergers and acquisitions, restructuring, and spin-offs. Before that, he was a Vice President at Kidder, Peabody & Company. Will graduated from Middlebury College in 1983 and received a Masters in Business Administration from the Harvard Business School in 1992. Will and his family are very active in community service, focusing their efforts on education for underprivileged youth. He is a member of the Board of Directors of SquashBusters and the Advisory Board of The Base.

Ethan Meyers


Start Date

Tenure

Tenure Rank

Nov 01, 2000

19.67

19.7%

Ethan is a Managing Partner and Director of Research at Westfield Capital. As a member of the Investment Committee, he contributes ideas to all of Westfield’s products, with a specific concentration in Business, Financial, and Consumer Services. In 1999, Ethan joined the Westfield team after working as a Research Analyst at Johnson Rice & Company LLC, in New Orleans, LA. A Chartered Financial Analyst, Ethan earned a Bachelor of Science degree from the A.B. Freeman School of Business at Tulane University in 1996. He is a member of the Boston Society of Security Analysts. In addition to spending time with his family, Ethan enjoys guitar, basketball, golf and scuba diving.

John Montgomery


Start Date

Tenure

Tenure Rank

Mar 01, 2011

9.34

9.3%

A Managing Partner and Portfolio Strategist on the Westfield Capital Investment Committee, John joined Westfield in 2006, after spending five years as a Managing Director, Equities Division at Lehman Brothers. He has also held equities-related positions at JP Morgan Securities and Morgan Stanley in Boston. John began his career at Procter and Gamble in 1987. John holds a Masters in Management from the JL Kellogg Graduate School of Management at Northwestern University and earned his undergraduate degree at Trinity College. He is a member of the Market Technicians Association, The Boston Eco

Richard Lee


Start Date

Tenure

Tenure Rank

Mar 01, 2018

2.33

2.3%

Westfield Capital welcomed Rich to the team in 2004. He is a Managing Partner, Deputy Chief Investment Officer and a member of the Investment Committee. Rich brings 24 years of experience to his focus on the Information Technology sector for all the Products that the Investment Committee oversees. Before joining Westfield, Rich cultivated his investment experience at Wit Soundview Technology Group, Hambrecht & Quist, LLC and Smith Barney and KL Financial Group, holding various Analyst positions. Rich earned his Bachelor of Arts degree from Harvard College in 1994 and is a Chartered Financial Analyst. He enjoys playing tennis and spending time with his young family.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 28.92 8.25 3.33