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Trending ETFs

Name

As of 06/11/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$20.89

$138 M

0.00%

1.30%

Vitals

YTD Return

5.6%

1 yr return

10.7%

3 Yr Avg Return

-5.4%

5 Yr Avg Return

9.0%

Net Assets

$138 M

Holdings in Top 10

25.4%

52 WEEK LOW AND HIGH

$21.0
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.30%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 63.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$2,000,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 06/11/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$20.89

$138 M

0.00%

1.30%

BISCX - Profile

Distributions

  • YTD Total Return 5.6%
  • 3 Yr Annualized Total Return -5.4%
  • 5 Yr Annualized Total Return 9.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.74%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    UBS U.S. SMALL CAP GROWTH FUND
  • Fund Family Name
    UBSASSETMT
  • Inception Date
    Sep 30, 1997
  • Shares Outstanding
    N/A
  • Share Class
    P
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    David Wabnik

Fund Description

Principal investments

Under normal circumstances, the Fund invests at least 80% of its net assets (plus borrowings for investment purposes, if any) in equity securities of US small capitalization companies. Small capitalization companies are those companies within the range of the largest and smallest company in the Russell 2000 Index at the time of purchase. However, the Fund may invest a portion of its assets in securities outside of this range. Investments in equity securities may include, but are not limited to, common stock and preferred stock; equity securities of real estate investment trusts ("REITs"); and exchange-traded funds ("ETFs"). The Fund may invest up to 20% of its net assets in foreign securities.

The Fund may, but is not required to, use exchange-traded or over-the-counter ("OTC") derivative instruments for risk management purposes or as part of the Fund's investment strategies. Generally, derivatives are financial contracts whose value depends upon, or is derived from, the value of an underlying asset, reference rate, index or other market factor and may relate to stocks, bonds, interest rates, credit, currencies or currency exchange rates, commodities and related indexes. The derivatives in which the Fund may invest include futures and forward currency agreements. These derivatives may be used for risk management purposes to manage or adjust the risk profile of the Fund. Futures on currencies and forward currency agreements may also be used to hedge against a specific currency. In addition, futures on indices may be used for investment (non-hedging) purposes to earn income; to enhance returns; to replace more traditional direct investments; or to obtain exposure to certain markets.

Under certain market conditions, the Fund may invest in companies at the time of their initial public offering ("IPO").

Management process

In selecting securities, the Advisor seeks to invest in companies that possess dominant market positions or franchises, a major technological edge, or a unique competitive advantage. To this end, the Advisor considers earnings revision trends, positive stock price momen-

tum and sales acceleration when selecting securities. The Fund may invest in emerging growth companies, which are companies that the Advisor expects to experience above-average earnings or cash flow growth or meaningful changes in underlying asset values.

The Fund is classified by UBS AM (Americas) as an "ESG-integrated" fund. The Fund's investment process integrates material sustainability and/or environmental, social and governance ("ESG") considerations into the research process for portfolio investments and portfolio holdings for which ESG data is available. Therefore, the Advisor does not assess every investment for ESG factors and, when it does, not every ESG factor may be identified or evaluated. ESG integration is driven by taking into account material sustainability and/or ESG risks which could impact investment returns, rather than being driven by specific ethical principles or norms. The analysis of material sustainability and/or ESG considerations can include many different aspects, including, for example, the carbon footprint, employee health and well-being, supply chain management, fair customer treatment and governance processes of a company. ESG considerations and weights considered may change over time. The Fund's portfolio managers may still invest in securities without respect to sustainability and/or ESG considerations or in securities which present sustainability and/or ESG risks, including where the portfolio managers believe the potential compensation outweighs the risks identified.

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BISCX - Performance

Return Ranking - Trailing

Period BISCX Return Category Return Low Category Return High Rank in Category (%)
YTD 5.6% -9.0% 25.1% 28.70%
1 Yr 10.7% -8.4% 37.2% 26.96%
3 Yr -5.4%* -25.9% 56.6% 62.55%
5 Yr 9.0%* -4.2% 44.7% 22.82%
10 Yr 9.0%* 0.9% 23.8% 29.59%

* Annualized

Return Ranking - Calendar

Period BISCX Return Category Return Low Category Return High Rank in Category (%)
2023 13.8% -20.5% 54.6% 55.10%
2022 -31.6% -82.1% 32.2% 63.16%
2021 -14.9% -90.6% 300.1% 71.43%
2020 44.7% -63.0% 127.9% 18.41%
2019 21.5% -7.7% 42.9% 52.45%

Total Return Ranking - Trailing

Period BISCX Return Category Return Low Category Return High Rank in Category (%)
YTD 5.6% -9.0% 25.1% 28.70%
1 Yr 10.7% -8.4% 37.2% 26.96%
3 Yr -5.4%* -25.9% 56.6% 62.55%
5 Yr 9.0%* -4.2% 44.7% 22.82%
10 Yr 9.0%* 0.9% 23.8% 29.59%

* Annualized

Total Return Ranking - Calendar

Period BISCX Return Category Return Low Category Return High Rank in Category (%)
2023 13.8% -19.0% 136.8% 68.87%
2022 -28.1% -59.9% 44.3% 50.09%
2021 5.2% -22.7% 411.9% 70.51%
2020 60.5% 1.5% 150.8% 13.28%
2019 29.9% 5.5% 55.3% 44.62%

NAV & Total Return History


BISCX - Holdings

Concentration Analysis

BISCX Category Low Category High BISCX % Rank
Net Assets 138 M 207 K 34.3 B 81.11%
Number of Holdings 87 7 1180 60.25%
Net Assets in Top 10 35.4 M 52.5 K 3.53 B 80.93%
Weighting of Top 10 25.37% 8.8% 100.1% 39.11%

Top 10 Holdings

  1. State Street Institutional US Government Money Market Fund 4.13%
  2. Super Micro Computer, Inc. 3.34%
  3. Medpace Holdings, Inc. 2.83%
  4. Ryman Hospitality Properties, Inc. 2.63%
  5. Pure Storage, Inc. 2.29%
  6. Viking Therapeutics, Inc. 2.25%
  7. AZEK Co., Inc. 2.19%
  8. CyberArk Software Ltd. 1.99%
  9. Regal Rexnord Corp. 1.87%
  10. Universal Display Corp. 1.85%

Asset Allocation

Weighting Return Low Return High BISCX % Rank
Stocks
96.02% 81.17% 108.99% 81.28%
Cash
4.29% 0.00% 26.25% 20.50%
Preferred Stocks
0.00% 0.00% 3.78% 17.11%
Other
0.00% -0.01% 6.02% 37.25%
Convertible Bonds
0.00% 0.00% 1.57% 6.42%
Bonds
0.00% 0.00% 3.51% 6.95%

Stock Sector Breakdown

Weighting Return Low Return High BISCX % Rank
Healthcare
24.19% 0.00% 47.90% 39.75%
Technology
23.52% 2.91% 75.51% 60.61%
Industrials
20.40% 0.00% 36.64% 17.11%
Consumer Cyclical
13.10% 0.00% 24.04% 39.57%
Financial Services
6.47% 0.00% 42.95% 56.33%
Energy
3.63% 0.00% 55.49% 34.22%
Communication Services
2.75% 0.00% 15.31% 41.71%
Real Estate
2.32% 0.00% 15.31% 46.17%
Consumer Defense
2.29% 0.00% 13.56% 78.79%
Basic Materials
1.33% 0.00% 9.24% 71.66%
Utilities
0.00% 0.00% 5.57% 37.08%

Stock Geographic Breakdown

Weighting Return Low Return High BISCX % Rank
US
96.02% 21.77% 107.69% 71.48%
Non US
0.00% 0.00% 71.65% 27.63%

BISCX - Expenses

Operational Fees

BISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.30% 0.05% 23.20% 41.96%
Management Fee 0.85% 0.05% 1.62% 65.18%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.08% 0.01% 0.40% 38.38%

Sales Fees

BISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

BISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% 74.79%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

BISCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 63.00% 3.00% 439.00% 56.24%

BISCX - Distributions

Dividend Yield Analysis

BISCX Category Low Category High BISCX % Rank
Dividend Yield 0.00% 0.00% 6.91% 21.57%

Dividend Distribution Analysis

BISCX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual Annual Annual

Net Income Ratio Analysis

BISCX Category Low Category High BISCX % Rank
Net Income Ratio -0.74% -2.47% 1.10% 51.18%

Capital Gain Distribution Analysis

BISCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

BISCX - Fund Manager Analysis

Managers

David Wabnik


Start Date

Tenure

Tenure Rank

Sep 30, 1997

24.68

24.7%

David Wabnik is responsible for overseeing and managing the US Small Cap Growth Equity portfolios at UBS Asset Management. David has been a portfolio manager with the firm since 1995. He served as a small cap portfolio manager/senior research analyst with Value Line Asset Management for four years prior to joining the firm. He also served as a tax accountant at Morgan Stanley.

Samuel Kim


Start Date

Tenure

Tenure Rank

Oct 28, 2011

10.6

10.6%

Samuel Kim is responsible for managing the US Small Cap Growth Equity portfolios while also providing generalist research coverage. Samuel Kim joined the firm in 2003. Prior to joining the firm, he held portfolio management/analyst responsibilities in the small and micro cap arenas with Blackrock Financial Management for five years. Before his work at Blackrock, he served as a small cap growth analyst at Merrill Lynch Asset Management

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 30.44 9.02 5.25