Nuveen Small Cap Select R3
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
20.3%
1 yr return
65.9%
3 Yr Avg Return
14.6%
5 Yr Avg Return
15.6%
Net Assets
$139 M
Holdings in Top 10
15.2%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.73%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 90.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
ASEIX - Profile
Distributions
- YTD Total Return 20.3%
- 3 Yr Annualized Total Return 14.6%
- 5 Yr Annualized Total Return 15.6%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.32%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameNuveen Small Cap Select Fund
-
Fund Family NameNuveen
-
Inception DateJan 03, 1994
-
Shares Outstanding725861
-
Share ClassRetirement
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerGregory Ryan
Fund Description
ASEIX - Performance
Return Ranking - Trailing
Period | ASEIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 20.3% | -70.0% | 47.2% | 50.75% |
1 Yr | 65.9% | -8.8% | 145.2% | 34.73% |
3 Yr | 14.6%* | -16.0% | 21.8% | 10.54% |
5 Yr | 15.6%* | -3.5% | 23.6% | 22.66% |
10 Yr | 11.2%* | 2.6% | 14.4% | 46.46% |
* Annualized
Return Ranking - Calendar
Period | ASEIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 15.9% | -51.0% | 110.8% | 18.79% |
2022 | 28.4% | -54.6% | 350.1% | 4.16% |
2021 | -33.1% | -67.3% | 3.3% | 92.52% |
2020 | -4.5% | -62.9% | 36.3% | 93.48% |
2019 | 8.5% | -3.5% | 34.1% | 93.42% |
Total Return Ranking - Trailing
Period | ASEIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 20.3% | -69.8% | 47.2% | 51.20% |
1 Yr | 65.9% | -8.8% | 145.2% | 32.58% |
3 Yr | 14.6%* | -17.0% | 21.8% | 9.47% |
5 Yr | 15.6%* | -3.9% | 23.6% | 21.88% |
10 Yr | 11.2%* | 2.6% | 14.4% | 44.74% |
* Annualized
Total Return Ranking - Calendar
Period | ASEIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 15.9% | -51.0% | 110.8% | 18.79% |
2022 | 28.4% | -54.6% | 350.1% | 4.16% |
2021 | -12.1% | -67.1% | 3.3% | 24.09% |
2020 | 9.7% | -17.6% | 52.6% | 60.33% |
2019 | 21.2% | -3.5% | 34.1% | 38.48% |
NAV & Total Return History
ASEIX - Holdings
Concentration Analysis
ASEIX | Category Low | Category High | ASEIX % Rank | |
---|---|---|---|---|
Net Assets | 139 M | 215 K | 135 B | 76.56% |
Number of Holdings | 97 | 2 | 2552 | 71.07% |
Net Assets in Top 10 | 20.9 M | 123 K | 4.7 B | 72.70% |
Weighting of Top 10 | 15.17% | 2.3% | 96.6% | 49.40% |
Top 10 Holdings
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
- Horizon Therapeutics PLC 1.92%
Asset Allocation
Weighting | Return Low | Return High | ASEIX % Rank | |
---|---|---|---|---|
Stocks | 98.21% | 1.87% | 101.41% | 57.12% |
Cash | 1.79% | -78.72% | 59.08% | 40.65% |
Preferred Stocks | 0.00% | 0.00% | 13.07% | 98.96% |
Other | 0.00% | -8.00% | 13.28% | 95.99% |
Convertible Bonds | 0.00% | 0.00% | 9.20% | 98.96% |
Bonds | 0.00% | 0.00% | 75.94% | 99.41% |
Stock Sector Breakdown
Weighting | Return Low | Return High | ASEIX % Rank | |
---|---|---|---|---|
Industrials | 23.04% | 3.23% | 44.41% | 17.22% |
Healthcare | 20.10% | 0.00% | 28.08% | 5.69% |
Consumer Cyclical | 14.43% | 1.83% | 40.21% | 43.56% |
Financial Services | 13.82% | 0.00% | 39.70% | 83.53% |
Technology | 10.02% | 0.00% | 43.26% | 86.83% |
Basic Materials | 5.75% | 0.00% | 17.86% | 26.65% |
Real Estate | 5.51% | 0.00% | 17.03% | 57.04% |
Utilities | 2.64% | 0.00% | 23.46% | 31.29% |
Consumer Defense | 2.18% | 0.00% | 11.53% | 87.87% |
Energy | 1.68% | 0.00% | 10.80% | 77.25% |
Communication Services | 0.82% | 0.00% | 17.13% | 86.68% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | ASEIX % Rank | |
---|---|---|---|---|
US | 97.17% | 1.87% | 100.11% | 41.39% |
Non US | 1.04% | 0.00% | 32.64% | 64.09% |
ASEIX - Expenses
Operational Fees
ASEIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.73% | 0.01% | 10.94% | 16.56% |
Management Fee | 0.85% | 0.00% | 4.05% | 77.83% |
12b-1 Fee | 0.50% | 0.00% | 1.00% | 79.46% |
Administrative Fee | N/A | 0.01% | 0.47% | N/A |
Sales Fees
ASEIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
ASEIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
ASEIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 90.00% | 0.00% | 398.00% | 77.78% |
ASEIX - Distributions
Dividend Yield Analysis
ASEIX | Category Low | Category High | ASEIX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 23.27% | 99.41% |
Dividend Distribution Analysis
ASEIX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Monthly | Annually |
Net Income Ratio Analysis
ASEIX | Category Low | Category High | ASEIX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.32% | -4.17% | 2.56% | 86.43% |
Capital Gain Distribution Analysis
ASEIX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
ASEIX - Fund Manager Analysis
Managers
Gregory Ryan
Start Date
Tenure
Tenure Rank
Aug 26, 2013
7.77
7.8%
GREGORY J. RYAN, CFA Greg is portfolio manager of the Small Cap Select Strategy and related separate account strategies. He joined the Small Cap Select Team in 2013. In addition, he is a senior research analyst for the Small Cap Growth Opportunities Team, specializing in the industrials sector. Greg began working in the financial industry in 1998. Prior to joining the firm in 2007, he was a small-cap equity analyst for industrials, financials, and healthcare for Gabelli Woodland Partners. Greg has also worked as a financial analyst manager with U.S. Bank and as a securities specialist/financial analyst with Fiduciary Counseling. Greg received a B.S. in finance from Winona State University and an M.B.A. in finance from the University of St. Thomas. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society of Minnesota.
Jon Loth
Start Date
Tenure
Tenure Rank
Mar 19, 2019
2.2
2.2%
JON A. LOTH, CFA Jon is the co-manager of the Small Cap Growth Opportunities Strategy and related institutional portfolios. He joined the team managing Small Cap Growth Opportunities in 2007. He previously was an equity research analyst covering the healthcare sector for the same team. Jon began working in the financial industry in 1994. Prior to joining the firm in 2004, he was an equity analyst covering healthcare and consumer-oriented stocks for large-, mid- and small-cap growth portfolios at Sit Investment Associates. Jon also served four years as the manager of Sit Investment’s domestic equity trading desk. He received a B.S. in finance from the University of Minnesota’s Carlson School of Management. Jon holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society of Minnesota.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.03 | 48.61 | 6.62 | 1.58 |