ASEFX: Nuveen Small Cap Select Fund - MutualFunds.com

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Nuveen Small Cap Select R6

ASEFX - Snapshot

Vitals

  • YTD Return 10.0%
  • 3 Yr Annualized Return 7.4%
  • 5 Yr Annualized Return 9.6%
  • Net Assets $99 M
  • Holdings in Top 10 15.3%

52 WEEK LOW AND HIGH

$12.14
$6.49
$12.35

Expenses

OPERATING RELATED FEES

  • Expense Ratio 1.03%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 70.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000,000
  • IRA N/A

Fund Classification


Compare ASEFX to Popular U.S. Small-Cap Blend Equity Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$183.60

-0.03%

$96.35 B

0.91%

$1.68

11.75%

-

$87.93

-0.07%

$96.35 B

-

$0.00

10.81%

-

$86.48

+0.47%

$51.07 B

1.38%

$1.19

3.82%

-

$182.89

+0.10%

$51.03 B

1.12%

$2.05

11.02%

-

$36.28

+0.33%

$14.98 B

0.89%

$0.32

3.57%

-

ASEFX - Profile

Distributions

  • YTD Total Return 10.0%
  • 3 Yr Annualized Total Return 7.4%
  • 5 Yr Annualized Total Return 9.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.36%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Nuveen Small Cap Select Fund
  • Fund Family Name
    Nuveen
  • Inception Date
    Feb 28, 2018
  • Shares Outstanding
    192671
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Gregory Ryan

Fund Description

Under normal market conditions, the fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in common stocks of small-capitalization companies. Small-capitalization companies are defined as companies that have market capitalizations within the market capitalization range of the companies in the Russell 2000® Index on the last business day of the month in which its most recent reconstitution was completed.


ASEFX - Performance

Return Ranking - Trailing

Period ASEFX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.0% -53.8% 107.3% 22.60%
1 Yr 11.0% -56.0% 42.5% 25.33%
3 Yr 7.4%* -20.3% 13.9% 13.63%
5 Yr 9.6%* -7.2% 15.9% 23.78%
10 Yr 10.7%* 0.9% 13.4% 29.49%

* Annualized

Return Ranking - Calendar

Period ASEFX Return Category Return Low Category Return High Rank in Category (%)
2019 28.5% -54.6% 48.3% 3.63%
2018 N/A -67.3% 0.0% N/A
2017 N/A -62.9% 36.3% N/A
2016 N/A -3.5% 34.1% N/A
2015 N/A -36.2% 0.4% N/A

Total Return Ranking - Trailing

Period ASEFX Return Category Return Low Category Return High Rank in Category (%)
YTD 10.0% -53.8% 107.3% 22.45%
1 Yr 11.0% -58.1% 42.5% 22.48%
3 Yr 7.4%* -21.3% 13.9% 12.31%
5 Yr 9.6%* -7.6% 15.9% 21.77%
10 Yr 10.7%* 0.9% 13.4% 28.18%

* Annualized

Total Return Ranking - Calendar

Period ASEFX Return Category Return Low Category Return High Rank in Category (%)
2019 28.5% -54.6% 48.3% 3.63%
2018 N/A -67.1% 0.0% N/A
2017 N/A -17.6% 52.6% N/A
2016 N/A -3.5% 34.1% N/A
2015 N/A -36.2% 5.3% N/A

NAV & Total Return History


ASEFX - Holdings

Concentration Analysis

ASEFX Category Low Category High ASEFX % Rank
Net Assets 99 M 178 K 96.3 B 76.85%
Number of Holdings 93 1 2516 69.80%
Net Assets in Top 10 13.6 M 47.5 K 3.41 B 76.50%
Weighting of Top 10 15.29% 3.0% 100.0% 51.23%

Top 10 Holdings

  1. Horizon Therapeutics PLC 1.92%
  2. Horizon Therapeutics PLC 1.92%
  3. Horizon Therapeutics PLC 1.92%
  4. Horizon Therapeutics PLC 1.92%
  5. Horizon Therapeutics PLC 1.92%
  6. Horizon Therapeutics PLC 1.92%
  7. Horizon Therapeutics PLC 1.92%
  8. Horizon Therapeutics PLC 1.92%
  9. Horizon Therapeutics PLC 1.92%
  10. Horizon Therapeutics PLC 1.92%

Asset Allocation

Weighting Return Low Return High ASEFX % Rank
Stocks
97.69% 2.38% 103.77% 64.25%
Cash
2.31% -107.25% 64.67% 34.62%
Preferred Stocks
0.00% 0.00% 9.83% 97.44%
Other
0.00% -0.69% 61.23% 96.44%
Convertible Bonds
0.00% 0.00% 8.73% 97.29%
Bonds
0.00% 0.00% 63.85% 97.29%

Stock Sector Breakdown

Weighting Return Low Return High ASEFX % Rank
Industrials
23.79% 3.43% 45.50% 13.51%
Healthcare
20.64% 0.00% 53.90% 19.40%
Technology
14.03% 0.00% 45.39% 67.96%
Financial Services
12.54% 0.00% 39.58% 84.20%
Consumer Cyclical
11.31% 1.14% 34.13% 71.70%
Real Estate
6.92% 0.00% 26.04% 43.39%
Utilities
3.75% 0.00% 22.99% 17.39%
Basic Materials
3.69% 0.00% 19.01% 63.79%
Communication Services
1.17% 0.00% 21.56% 78.88%
Energy
1.09% 0.00% 21.41% 72.13%
Consumer Defense
1.06% 0.00% 15.18% 96.26%

Stock Geographic Breakdown

Weighting Return Low Return High ASEFX % Rank
US
95.11% 2.38% 102.17% 64.81%
Non US
2.58% 0.00% 31.89% 31.91%

ASEFX - Expenses

Operational Fees

ASEFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.03% 0.01% 11.85% 59.52%
Management Fee 0.85% 0.00% 2.18% 76.64%
12b-1 Fee 0.00% 0.00% 1.00% 23.31%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

ASEFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

ASEFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ASEFX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 70.00% 0.02% 454.00% 70.32%

ASEFX - Distributions

Dividend Yield Analysis

ASEFX Category Low Category High ASEFX % Rank
Dividend Yield 0.00% 0.00% 47.03% 97.30%

Dividend Distribution Analysis

ASEFX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

ASEFX Category Low Category High ASEFX % Rank
Net Income Ratio 0.36% -2.00% 2.80% 53.76%

Capital Gain Distribution Analysis

ASEFX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

ASEFX - Fund Manager Analysis

Managers

Gregory Ryan


Start Date

Tenure

Tenure Rank

Aug 26, 2013

7.27

7.3%

GREGORY J. RYAN, CFA Greg is portfolio manager of the Small Cap Select Strategy and related separate account strategies. He joined the Small Cap Select Team in 2013. In addition, he is a senior research analyst for the Small Cap Growth Opportunities Team, specializing in the industrials sector. Greg began working in the financial industry in 1998. Prior to joining the firm in 2007, he was a small-cap equity analyst for industrials, financials, and healthcare for Gabelli Woodland Partners. Greg has also worked as a financial analyst manager with U.S. Bank and as a securities specialist/financial analyst with Fiduciary Counseling. Greg received a B.S. in finance from Winona State University and an M.B.A. in finance from the University of St. Thomas. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society of Minnesota.

Jon Loth


Start Date

Tenure

Tenure Rank

Mar 19, 2019

1.7

1.7%

JON A. LOTH, CFA Jon is the co-manager of the Small Cap Growth Opportunities Strategy and related institutional portfolios. He joined the team managing Small Cap Growth Opportunities in 2007. He previously was an equity research analyst covering the healthcare sector for the same team. Jon began working in the financial industry in 1994. Prior to joining the firm in 2004, he was an equity analyst covering healthcare and consumer-oriented stocks for large-, mid- and small-cap growth portfolios at Sit Investment Associates. Jon also served four years as the manager of Sit Investment’s domestic equity trading desk. He received a B.S. in finance from the University of Minnesota’s Carlson School of Management. Jon holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society of Minnesota.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 48.12 6.45 1.08
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