First Trust Horizon Managed Volatility Domestic ETF
Name
As of 10/22/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
HUSV | Active ETF
$38.74
$84.3 M
1.18%
$0.46
0.70%
Vitals
YTD Return
16.3%
1 yr return
27.1%
3 Yr Avg Return
6.4%
5 Yr Avg Return
8.9%
Net Assets
$84.3 M
Holdings in Top 10
24.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.70%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 152.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 10/22/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
HUSV | Active ETF
$38.74
$84.3 M
1.18%
$0.46
0.70%
HUSV - Profile
Distributions
- YTD Total Return 16.3%
- 3 Yr Annualized Total Return 6.4%
- 5 Yr Annualized Total Return 8.9%
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 1.42%
- Dividend Yield 1.2%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameFirst Trust Horizon Managed Volatility Domestic ETF
-
Fund Family NameFirst Trust Advisors L.P.
-
Inception DateAug 24, 2016
-
Shares Outstanding2900002
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerMichael Dickson
Fund Description
HUSV - Performance
Return Ranking - Trailing
Period | HUSV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 16.3% | 4.3% | 39.4% | 87.27% |
1 Yr | 27.1% | 8.2% | 64.9% | 96.03% |
3 Yr | 6.4%* | -10.8% | 16.3% | 84.50% |
5 Yr | 8.9%* | -7.5% | 111.5% | 96.67% |
10 Yr | N/A* | 0.4% | 53.5% | 75.46% |
* Annualized
Return Ranking - Calendar
Period | HUSV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 1.6% | -42.6% | 47.4% | 96.42% |
2022 | -7.9% | -56.3% | -4.2% | 0.82% |
2021 | 24.2% | -27.2% | 537.8% | 18.54% |
2020 | 3.8% | -22.5% | 2181.7% | 87.31% |
2019 | 25.2% | -13.5% | 40.4% | 38.59% |
Total Return Ranking - Trailing
Period | HUSV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 16.3% | 4.3% | 39.4% | 87.27% |
1 Yr | 27.1% | 8.2% | 64.9% | 96.03% |
3 Yr | 6.4%* | -10.8% | 16.3% | 84.50% |
5 Yr | 8.9%* | -7.5% | 111.5% | 96.67% |
10 Yr | N/A* | 0.4% | 53.5% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | HUSV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 3.5% | -5.0% | 47.4% | 99.11% |
2022 | -6.3% | -36.8% | -2.2% | 2.78% |
2021 | 26.0% | 3.0% | 537.8% | 56.86% |
2020 | 5.4% | -15.8% | 2266.0% | 97.93% |
2019 | 27.0% | -0.4% | 241.3% | 77.90% |
HUSV - Holdings
Concentration Analysis
HUSV | Category Low | Category High | HUSV % Rank | |
---|---|---|---|---|
Net Assets | 84.3 M | 2.34 M | 1.55 T | 89.47% |
Number of Holdings | 76 | 2 | 4002 | 61.67% |
Net Assets in Top 10 | 21.6 M | 979 K | 517 B | 92.46% |
Weighting of Top 10 | 24.60% | 0.3% | 112.9% | 94.47% |
Top 10 Holdings
- Cognizant Technology Solutions Corp 2.70%
- Berkshire Hathaway Inc 2.61%
- Cisco Systems Inc 2.57%
- Coca-Cola Co/The 2.53%
- Colgate-Palmolive Co 2.50%
- Republic Services Inc 2.46%
- TE Connectivity Ltd 2.42%
- PTC Inc 2.39%
- Roper Technologies Inc 2.26%
- Amphenol Corp 2.17%
Asset Allocation
Weighting | Return Low | Return High | HUSV % Rank | |
---|---|---|---|---|
Stocks | 99.80% | 0.00% | 105.85% | 13.45% |
Cash | 0.20% | 0.00% | 99.07% | 81.52% |
Preferred Stocks | 0.00% | 0.00% | 2.53% | 46.03% |
Other | 0.00% | -13.91% | 100.00% | 59.48% |
Convertible Bonds | 0.00% | 0.00% | 5.54% | 43.17% |
Bonds | 0.00% | 0.00% | 94.06% | 47.16% |
Stock Sector Breakdown
Weighting | Return Low | Return High | HUSV % Rank | |
---|---|---|---|---|
Industrials | 17.23% | 0.00% | 29.90% | 3.71% |
Consumer Defense | 16.18% | 0.00% | 47.71% | 2.06% |
Utilities | 15.25% | 0.00% | 20.91% | 0.17% |
Healthcare | 14.42% | 0.00% | 52.29% | 50.66% |
Financial Services | 11.98% | 0.00% | 55.59% | 80.12% |
Technology | 9.65% | 0.00% | 48.94% | 95.54% |
Consumer Cyclical | 6.55% | 0.00% | 30.33% | 88.86% |
Real Estate | 5.15% | 0.00% | 31.91% | 6.44% |
Communication Services | 1.54% | 0.00% | 27.94% | 95.87% |
Energy | 1.10% | 0.00% | 41.64% | 82.43% |
Basic Materials | 0.96% | 0.00% | 25.70% | 90.51% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | HUSV % Rank | |
---|---|---|---|---|
US | 99.80% | 0.00% | 105.85% | 11.67% |
Non US | 0.00% | 0.00% | 64.54% | 54.05% |
HUSV - Expenses
Operational Fees
HUSV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.70% | 0.01% | 19.75% | 58.48% |
Management Fee | 0.70% | 0.00% | 1.90% | 82.08% |
12b-1 Fee | 0.00% | 0.00% | 1.00% | 9.30% |
Administrative Fee | N/A | 0.00% | 0.85% | N/A |
Sales Fees
HUSV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 1.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
HUSV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.25% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
HUSV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 152.00% | 0.00% | 268.00% | 95.88% |
HUSV - Distributions
Dividend Yield Analysis
HUSV | Category Low | Category High | HUSV % Rank | |
---|---|---|---|---|
Dividend Yield | 1.18% | 0.00% | 25.47% | 43.22% |
Dividend Distribution Analysis
HUSV | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annually | Annual | Annual |
Net Income Ratio Analysis
HUSV | Category Low | Category High | HUSV % Rank | |
---|---|---|---|---|
Net Income Ratio | 1.42% | -54.00% | 2.44% | 7.20% |
Capital Gain Distribution Analysis
HUSV | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Sep 26, 2024 | $0.115 | OrdinaryDividend |
Jun 27, 2024 | $0.097 | OrdinaryDividend |
Mar 21, 2024 | $0.063 | OrdinaryDividend |
Dec 22, 2023 | $0.185 | OrdinaryDividend |
Sep 22, 2023 | $0.143 | OrdinaryDividend |
Jun 27, 2023 | $0.112 | OrdinaryDividend |
Mar 24, 2023 | $0.165 | OrdinaryDividend |
Dec 23, 2022 | $0.160 | OrdinaryDividend |
Sep 23, 2022 | $0.179 | OrdinaryDividend |
Jun 24, 2022 | $0.106 | OrdinaryDividend |
Mar 25, 2022 | $0.108 | OrdinaryDividend |
Dec 23, 2021 | $0.157 | OrdinaryDividend |
Sep 23, 2021 | $0.096 | OrdinaryDividend |
Jun 24, 2021 | $0.111 | OrdinaryDividend |
Mar 25, 2021 | $0.119 | OrdinaryDividend |
Dec 24, 2020 | $0.140 | OrdinaryDividend |
Sep 24, 2020 | $0.069 | OrdinaryDividend |
Jun 25, 2020 | $0.079 | OrdinaryDividend |
Mar 26, 2020 | $0.084 | OrdinaryDividend |
Dec 13, 2019 | $0.116 | OrdinaryDividend |
Sep 25, 2019 | $0.128 | OrdinaryDividend |
Jun 14, 2019 | $0.079 | OrdinaryDividend |
Mar 21, 2019 | $0.056 | OrdinaryDividend |
Dec 18, 2018 | $0.137 | OrdinaryDividend |
Sep 14, 2018 | $0.050 | OrdinaryDividend |
Jun 21, 2018 | $0.086 | OrdinaryDividend |
Mar 22, 2018 | $0.056 | OrdinaryDividend |
Dec 21, 2017 | $0.091 | OrdinaryDividend |
Sep 21, 2017 | $0.066 | OrdinaryDividend |
Jun 22, 2017 | $0.076 | OrdinaryDividend |
Mar 23, 2017 | $0.069 | OrdinaryDividend |
Dec 21, 2016 | $0.071 | OrdinaryDividend |
HUSV - Fund Manager Analysis
Managers
Michael Dickson
Start Date
Tenure
Tenure Rank
Aug 24, 2016
5.77
5.8%
Dr. Dickson serves as Head of Portfolio Management and in this role oversees all investment strategies managed by Horizon. He also conducts research on the development of quantitative methods and strategies that support Horizon’s investment process and new product development. His research is published in scholarly journals and he frequently speaks on these topics at industry conferences. In previous roles at Horizon, he served as Director of Structured Financial Solutions and as a portfolio manager with an emphasis on retirement income and protection strategies. Dr. Dickson specializes in the areas of empirical asset pricing, portfolio construction, and factor models. Both during and after his Ph.D. studies he taught undergraduate and graduate school coursework in finance and portfolio management at UNC Charlotte. Prior to earning his Ph.D. he worked in financial analysis support roles at Premier, Inc. and Global Compliance. Dr. Dickson received his BS in Chemistry from Winthrop University and both an MS in Economics and Ph.D. in Finance from UNC Charlotte.
Scott Ladner
Start Date
Tenure
Tenure Rank
Aug 24, 2016
5.77
5.8%
Mr. Ladner serves as Chief Investment Officer and is the Chair of the Investment Committee for Horizon. In these capacities, he oversees all aspects of the Investment Management division for the firm. He also provides the Investment Management division with Macro analysis and interpretation of global derivatives, credit, foreign exchange, equity, and funding markets. His previous roles at Horizon included Head of Risk and Director of Quantitative & Alternative Strategies. Prior to Horizon, Mr. Ladner was a founder of Charlotte Global Advisors and Principal Guard, LLC. Mr. Ladner helped to launch an equity index volatility and dispersion trading unit at PEΔK6 Investments in Chicago, a proprietary listed option and volatility trading firm. Previously at First Union/Wachovia, Mr. Ladner founded and ran the equity swap and forwards portfolio while also managing equity option and volatility portfolios. He also co-founded and managed the Risk Arbitrage and Special Situations portfolio.Mr. Ladner then managed the swaption and cap/floor portion of the bank’s interest rate derivatives portfolio. Mr. Ladner received his BA in Economics and Russian Language & Literature from the University of North Carolina at Chapel Hill.
Steven Clark
Start Date
Tenure
Tenure Rank
Aug 24, 2016
5.77
5.8%
Dr. Clark serves as Managing Director of Structured Financial Solutions for Horizon. He is also an Associate Professor of Finance at UNC Charlotte, where he conducts research in the areas of mathematical finance, derivative securities, asset pricing, and financial econometrics. His work at Horizon focuses on volatility forecasting models, dynamic factor models, and other quantitative methods. He has a Ph.D. in Mathematical Sciences (with a concentration in applied probability and stochastic modeling) and a Ph.D. in Applied Economics (with a concentration in financial economics), both from Clemson University.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.04 | 39.02 | 7.24 | 2.42 |