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Trending ETFs

Name

As of 07/12/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$22.47

$12.6 M

0.34%

$0.08

0.50%

Vitals

YTD Return

6.0%

1 yr return

16.1%

3 Yr Avg Return

N/A

5 Yr Avg Return

N/A

Net Assets

$12.6 M

Holdings in Top 10

15.8%

52 WEEK LOW AND HIGH

$22.3
$16.90
$22.59

Expenses

OPERATING FEES

Expense Ratio 0.50%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A


Min Investment

Standard (Taxable)

N/A

IRA

N/A


Fund Classification

Fund Type

Exchange Traded Fund


Name

As of 07/12/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$22.47

$12.6 M

0.34%

$0.08

0.50%

HAPY - Profile

Distributions

  • YTD Total Return 6.0%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio N/A
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Harbor Human Capital Factor Unconstrained ETF
  • Fund Family Name
    N/A
  • Inception Date
    Feb 23, 2022
  • Shares Outstanding
    N/A
  • Share Class
    N/A
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    James Erceg

Fund Description

The Fund employs an indexing investment approach designed to track the performance of the Index. The Fund invests at least 80% of its total assets in securities that are included in the Index.The Index is designed to deliver exposure to equity securities of U.S. companies that are “corporate culture leaders” based on scores produced by Irrational Capital LLC (“Irrational Capital” or the “Index Provider”). “Corporate culture leaders” are those companies with high “Human Capital Factor” scores, which are determined by Irrational Capital in accordance with a rules-based methodology that seeks to identify companies that best manage their human capital, resulting in highly motivated and engaged employees. Companies with market capitalizations in excess of $1 billion at the time of Index reconstitution are eligible for inclusion in the Index. The Index is equally weighted and composed of approximately 70 to 100 companies with top Human Capital Factor scores at the time of Index reconstitution.The Index Provider calculates Human Capital Factor scores based on a proprietary scoring methodology developed by Irrational Capital leveraging its research in behavioral science, data science and human capital. The scoring methodology seeks to quantitatively measure the contribution of a company’s corporate culture to its financial performance. Irrational Capital calculates Human Capital Factor scores based on a combination of multiple characteristics, such asEmployee engagement and motivationTrust and transparencyPoint of view diversityCompensation fairnessThe significance of the various characteristics varies with each reconstitution based on the most current data. The Index Provider expects to continue to refine its proprietary methods over time.The Index has been created and licensed to the Advisor by Irrational Capital and is calculated, published and distributed by Solactive AG (“Solactive”). The Index is comprised of equity securities traded on U.S. public securities exchanges. The Fund may purchase American Depositary Receipts (ADRs), which are certificates typically issued by a bank or trust company that represent ownership interests in securities issued by a foreign or domestic company. The Fund may concentrate its investments in a particular sector, industry or group of industries from time to time to the extent that the Index concentrates in a sector, industry or group of industries. As of the date of this Prospectus, the Index is concentrated in the group of industries comprising the information technology sector. Under normal circumstances, the Index is reconstituted annually and rebalanced quarterly.The Fund uses an indexing investment approach to attempt to approximate, before fees and expenses, the investment performance of the Index. The Fund generally will use a replication strategy, which means that the Fund seeks to hold each security found in the Index in approximately the same proportion as represented in the Index itself. There also may be instances in which Harbor Capital Advisors, Inc. (the “Advisor or “Harbor Capital”) may choose to underweight or overweight a security in the Index, purchase securities not in the Index that the Advisor believes are appropriate to substitute for certain securities in the Index or utilize various combinations of other available investment techniques in seeking to replicate as closely as possible, before fees and expenses, the performance of the Index. The Fund may sell securities that are represented in the Index in anticipation of their removal from the Index or purchase securities not represented in the Index in anticipation of their addition to the Index. The Fund does not take temporary defensive positions when markets decline or appear overvalued.
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HAPY - Performance

Return Ranking - Trailing

Period HAPY Return Category Return Low Category Return High Rank in Category (%)
YTD 6.0% -51.8% 22.1% N/A
1 Yr 16.1% -58.9% 46.9% N/A
3 Yr N/A* -25.7% 197.6% N/A
5 Yr N/A* -29.1% 93.8% N/A
10 Yr N/A* -17.2% 37.0% N/A

* Annualized

Return Ranking - Calendar

Period HAPY Return Category Return Low Category Return High Rank in Category (%)
2023 33.6% -69.4% 53.7% N/A
2022 N/A -94.0% 152.6% N/A
2021 N/A -13.9% 183.6% N/A
2020 N/A -18.2% 8.9% N/A
2019 N/A -80.2% 35.2% N/A

Total Return Ranking - Trailing

Period HAPY Return Category Return Low Category Return High Rank in Category (%)
YTD 6.0% -97.2% 22.1% N/A
1 Yr 16.1% -58.9% 67.6% N/A
3 Yr N/A* -25.7% 197.6% N/A
5 Yr N/A* -28.1% 93.8% N/A
10 Yr N/A* -11.8% 37.0% N/A

* Annualized

Total Return Ranking - Calendar

Period HAPY Return Category Return Low Category Return High Rank in Category (%)
2023 34.1% -69.4% 53.7% N/A
2022 N/A -94.0% 152.6% N/A
2021 N/A -13.9% 183.6% N/A
2020 N/A -12.8% 8.9% N/A
2019 N/A -60.0% 35.2% N/A

HAPY - Holdings

Concentration Analysis

HAPY Category Low Category High HAPY % Rank
Net Assets 12.6 M 177 K 1.21 T 97.41%
Number of Holdings 75 2 4154 54.84%
Net Assets in Top 10 1.92 M 1.74 K 270 B 98.69%
Weighting of Top 10 15.76% 1.8% 100.0% 98.45%

Top 10 Holdings

  1. Delta Air Lines Inc 1.69%
  2. Pure Storage Inc 1.63%
  3. NVIDIA Corp 1.62%
  4. Occidental Petroleum Corp 1.58%
  5. Teradyne Inc 1.57%
  6. ConocoPhillips 1.56%
  7. Synchrony Financial 1.54%
  8. Alphabet Inc 1.53%
  9. Texas Instruments Inc 1.53%
  10. Lockheed Martin Corp 1.51%

Asset Allocation

Weighting Return Low Return High HAPY % Rank
Stocks
99.79% 0.00% 130.24% 32.57%
Cash
0.21% -102.29% 100.00% 66.11%
Preferred Stocks
0.00% 0.00% 2.23% 57.40%
Other
0.00% -13.91% 134.98% 57.61%
Convertible Bonds
0.00% 0.00% 5.54% 55.39%
Bonds
0.00% -0.04% 95.81% 55.39%

Stock Sector Breakdown

Weighting Return Low Return High HAPY % Rank
Utilities
0.00% 0.00% 25.44% 59.52%
Technology
0.00% 0.00% 48.94% 0.28%
Real Estate
0.00% 0.00% 37.52% 3.01%
Industrials
0.00% 0.00% 29.90% 89.01%
Healthcare
0.00% 0.00% 60.70% 92.23%
Financial Services
0.00% 0.00% 55.59% 93.07%
Energy
0.00% 0.00% 41.64% 92.65%
Communication Services
0.00% 0.00% 27.94% 41.81%
Consumer Defense
0.00% 0.00% 49.14% 93.35%
Consumer Cyclical
0.00% 0.00% 50.47% 64.01%
Basic Materials
0.00% 0.00% 26.10% 87.46%

Stock Geographic Breakdown

Weighting Return Low Return High HAPY % Rank
US
99.79% 0.00% 127.77% 6.78%
Non US
0.00% 0.00% 33.51% 96.06%

HAPY - Expenses

Operational Fees

HAPY Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.50% 0.01% 2.95% 69.23%
Management Fee 0.50% 0.00% 2.00% 47.93%
12b-1 Fee N/A 0.00% 1.00% 14.37%
Administrative Fee N/A 0.00% 0.85% N/A

Sales Fees

HAPY Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

HAPY Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.25% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HAPY Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 0.00% 496.00% N/A

HAPY - Distributions

Dividend Yield Analysis

HAPY Category Low Category High HAPY % Rank
Dividend Yield 0.34% 0.00% 19.15% 77.63%

Dividend Distribution Analysis

HAPY Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annually Quarterly Annually

Net Income Ratio Analysis

HAPY Category Low Category High HAPY % Rank
Net Income Ratio N/A -54.00% 6.06% N/A

Capital Gain Distribution Analysis

HAPY Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Distributions History

View More +

HAPY - Fund Manager Analysis

Managers

James Erceg


Start Date

Tenure

Tenure Rank

Feb 23, 2022

0.27

0.3%

Mr. Erceg joined Harbor Capital in 2019 as Executive Vice President and Head of Product. Prior to joining Harbor Capital, Mr. Erceg held multiple product roles during his 12 years at T.Rowe Price & Associates, most recently as Head of Product Strategy and Channel Management for North America. Prior to T. Rowe Price, Mr. Erceg was a Director of Product at Ryder Capital Partners. Mr. Erceg began his investment career in 1995.

Stephen Cook


Start Date

Tenure

Tenure Rank

Feb 23, 2022

0.27

0.3%

Mr. Cook joined Harbor Capital in 2021 as Managing Director, ETFs. Prior to joining Harbor Capital, Mr. Cook was a Senior Vice President, Global Services Client Operations at State Street Corporation. Before State Street, Mr. Cook spent 20 years at BNY Mellon, most recently as Managing Director and COO Global Structured Funds. Mr. Cook began his investment career in 1996.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 39.02 7.17 2.42