THCGX: Thornburg Small/Mid Cap Growth Fund - MutualFunds.com
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Trending ETFs

Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$54.73

-

0.00%

1.20%

Vitals

YTD Return

6.0%

1 yr return

13.6%

3 Yr Avg Return

15.4%

5 Yr Avg Return

17.8%

Net Assets

$732 M

Holdings in Top 10

29.2%

52 WEEK LOW AND HIGH

$54.28
$46.92
$57.76

Expenses

OPERATING FEES

Expense Ratio 1.20%

SALES FEES

Front Load 4.50%

Deferred Load N/A

TRADING FEES

Turnover 43.82%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$5,000

IRA

$2,000


Fund Classification

Fund Type

Open End Mutual Fund

Investment Style

Large Growth


Name

Price

Aum/Mkt Cap

YIELD & DIV

Exp Ratio

Watchlist

$54.73

-

0.00%

1.20%

THCGX - Profile

Distributions

  • YTD Total Return 6.0%
  • 3 Yr Annualized Total Return 13.6%
  • 5 Yr Annualized Total Return 16.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.72%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Thornburg Small/Mid Cap Growth Fund
  • Fund Family Name
    Thornburg
  • Inception Date
    Dec 27, 2000
  • Shares Outstanding
    6643414
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Timothy McCarthy

Fund Description

Under normal conditions, the fund invests at least 80% of its net assets in small- and mid-capitalization companies. The advisor expects to invest primarily in domestic common stocks. However, the fund may own foreign common stocks which, in the opinion of the fund’s investment advisor, Thornburg Investment Management, Inc. (“Thornburg”), offer prospects for meeting the fund’s investment goal.


THCGX - Performance

Return Ranking - Trailing

Period THCGX Return Category Return Low Category Return High Rank in Category (%)
YTD 6.0% -88.4% 128.0% 95.78%
1 Yr 13.6% -9.0% 63.8% 98.50%
3 Yr 15.4%* 4.7% 46.3% 96.36%
5 Yr 17.8%* 11.1% 42.2% 89.71%
10 Yr 15.7%* 10.6% 25.9% 86.19%

* Annualized

Return Ranking - Calendar

Period THCGX Return Category Return Low Category Return High Rank in Category (%)
2020 32.7% -67.0% 145.0% 26.60%
2019 17.4% -28.8% 76.0% 85.49%
2018 -2.6% -57.9% 10.6% 10.49%
2017 23.9% -68.7% 64.3% 25.96%
2016 -2.3% -47.1% 53.3% 64.01%

Total Return Ranking - Trailing

Period THCGX Return Category Return Low Category Return High Rank in Category (%)
YTD 6.0% -88.3% 128.0% 95.78%
1 Yr 8.5% -9.0% 63.8% 99.64%
3 Yr 13.6%* 3.4% 46.3% 97.02%
5 Yr 16.7%* 10.7% 42.2% 91.81%
10 Yr 15.1%* 10.6% 25.9% 87.31%

* Annualized

Total Return Ranking - Calendar

Period THCGX Return Category Return Low Category Return High Rank in Category (%)
2020 32.7% -67.0% 145.0% 26.60%
2019 17.4% -28.8% 76.0% 85.66%
2018 -2.6% -57.9% 16.5% 26.10%
2017 23.9% -24.8% 64.3% 65.10%
2016 -2.3% -43.3% 53.3% 80.24%

NAV & Total Return History


THCGX - Holdings

Concentration Analysis

THCGX Category Low Category High THCGX % Rank
Net Assets 732 M 229 K 289 B 62.04%
Number of Holdings 53 2 3254 58.67%
Net Assets in Top 10 215 M -35.5 M 103 B 60.11%
Weighting of Top 10 29.22% 10.7% 100.0% 89.19%

Top 10 Holdings

  1. Amazon.com Inc 6.97%
  2. Apple Inc 6.20%
  3. Thornburg Capital Management 6.01%
  4. Microsoft Corp 5.77%
  5. Alphabet Inc Class C 5.09%
  6. PayPal Holdings Inc 4.29%
  7. Activision Blizzard Inc 3.95%
  8. Horizon Therapeutics PLC 3.69%
  9. Horizon Therapeutics PLC 3.69%
  10. Horizon Therapeutics PLC 3.69%

Asset Allocation

Weighting Return Low Return High THCGX % Rank
Stocks
99.37% 0.00% 140.21% 46.13%
Cash
0.63% -40.21% 64.36% 49.07%
Preferred Stocks
0.00% -0.01% 3.02% 72.72%
Other
0.00% -0.52% 18.96% 75.87%
Convertible Bonds
0.00% 0.00% 0.37% 71.08%
Bonds
0.00% -0.78% 99.83% 71.83%

Stock Sector Breakdown

Weighting Return Low Return High THCGX % Rank
Technology
36.66% 0.00% 64.42% 34.43%
Healthcare
20.12% 0.00% 40.74% 7.20%
Industrials
15.44% 0.00% 39.00% 6.24%
Consumer Cyclical
10.79% 0.00% 52.66% 81.55%
Basic Materials
5.98% 0.00% 22.40% 4.66%
Consumer Defense
4.46% 0.00% 23.31% 31.96%
Financial Services
3.51% 0.00% 44.03% 92.80%
Communication Services
3.05% 0.00% 66.36% 96.02%
Utilities
0.00% 0.00% 7.82% 78.81%
Real Estate
0.00% 0.00% 27.24% 90.60%
Energy
0.00% 0.00% 13.60% 81.21%

Stock Geographic Breakdown

Weighting Return Low Return High THCGX % Rank
US
96.53% 0.00% 138.69% 36.53%
Non US
2.84% 0.00% 85.93% 58.26%

THCGX - Expenses

Operational Fees

THCGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.20% 0.01% 13.41% 23.09%
Management Fee 0.86% 0.00% 1.50% 92.41%
12b-1 Fee 0.25% 0.00% 1.00% 49.64%
Administrative Fee 0.10% 0.01% 1.02% 52.81%

Sales Fees

THCGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 4.50% 0.00% 8.50% 47.73%
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

THCGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 5.00% 94.85%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

THCGX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 43.82% 0.00% 414.00% 55.15%

THCGX - Distributions

Dividend Yield Analysis

THCGX Category Low Category High THCGX % Rank
Dividend Yield 0.00% 0.00% 5.51% 71.64%

Dividend Distribution Analysis

THCGX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Semi-Annually Monthly Semi-Annually

Net Income Ratio Analysis

THCGX Category Low Category High THCGX % Rank
Net Income Ratio -0.72% -56.00% 2.90% 82.94%

Capital Gain Distribution Analysis

THCGX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually

Dividend Payout History

View More +

THCGX - Fund Manager Analysis

Managers

Timothy McCarthy


Start Date

Tenure

Tenure Rank

Dec 18, 2020

0.7

0.7%

Mr. McCarthy is a portfolio manager and a director with Allianz Global Investors since 2003. He is a member of the US Mid Cap team. Mr. McCarthy was previously a portfolio manager and analyst on the Small Cap team, and a member of the Quantitative Analytics & Risk Strategy group. He was previously a portfolio product specialist at FactSet Research Systems, where he had responsibilities for portfolio construction, risk analysis and performance. Mr. McCarthy has a B.S. in business administration with a concentration in finance from the University of Vermont. He is a CFA charterholder and a member of the CFA Society of San Francisco.

Steven Klopukh


Start Date

Tenure

Tenure Rank

Dec 18, 2020

0.7

0.7%

Steven Klopukh is portfolio manager at Thornburg Investment Management. He joined the firm in 2020 to lead Thornburg’s small- and mid-cap investment strategies. Prior to Thornburg, Steven worked at Allianz Global Investors, where he spent 18 years, most recently as a director and lead portfolio manager U.S. Small- & Mid-Cap Growth team. While at Allianz Global Investors, Steven managed the top-performing AllianzGI Mid-Cap Fund as lead portfolio manager since 2014. With over 20 years of investment industry experience, Steven was also vice president and fundamental equity analyst at CDC Investment Management Corp., where he collaborated on quantitatively enhanced, risk targeted large-cap core and market-neutral equity strategies. Before that, he was in the investment banking associate program at Morgan Stanley Dean Witter, where he was involved in M&A, debt and equity capital raising, and consumer products corporate finance. Steven has a BS, magna cum laude, from Fairleigh Dickinson University and an MBA with honors from the University of Chicago Booth School of Business. He is also a CFA charterholder.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.02 53.7 7.52 1.67