SMECX: Invesco Small Cap Equity C

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SMECX Invesco Small Cap Equity C


Profile

SMECX - Profile

Vitals

  • YTD Return -28.6%
  • 3 Yr Annualized Return -18.7%
  • 5 Yr Annualized Return -13.6%
  • Net Assets $803 M
  • Holdings in Top 10 15.3%

52 WEEK LOW AND HIGH

$6.50
$5.50
$10.39

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.06%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 35.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA $250

Fund Classification


Distributions

  • YTD Total Return -28.6%
  • 3 Yr Annualized Total Return -18.7%
  • 5 Yr Annualized Total Return -13.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.75%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Invesco Small Cap Equity Fund
  • Fund Family Name
    Invesco
  • Inception Date
    Aug 31, 2000
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Juan Hartsfield

Fund Description

The fund invests at least 80% of its net assets (plus any borrowings for investment purposes) in equity securities of small-capitalization issuers. The principal type of equity securities in which the fund invests is common stock. The fund's manager considers an issuer to be a small-capitalization issuer if it has a market capitalization, at the time of purchase, no larger than the largest capitalized issuer included in the Russell 2000® Index. It may also invest up to 25% of its net assets in foreign securities.


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Categories

Fund Company Quick Screens

SMECX - Fund Company Quick Screens


Performance

SMECX - Performance

Return Ranking - Trailing

Period SMECX Return Category Return Low Category Return High Rank in Category (%)
YTD -28.6% -58.1% 31.6% 19.05%
1 Yr -32.4% -94.4% 32.4% 80.14%
3 Yr -18.7%* -64.7% 64.0% 82.97%
5 Yr -13.6%* -44.4% 32.5% 87.06%
10 Yr -3.7%* -20.1% 11.7% 81.27%

* Annualized

Return Ranking - Calendar

Period SMECX Return Category Return Low Category Return High Rank in Category (%)
2019 8.2% -94.0% 48.3% 92.57%
2018 -31.8% -67.3% 0.1% 88.32%
2017 5.6% -36.3% 36.3% 41.06%
2016 4.2% -36.7% 34.1% 97.22%
2015 -13.2% -48.0% 3.1% 62.63%

Total Return Ranking - Trailing

Period SMECX Return Category Return Low Category Return High Rank in Category (%)
YTD -28.6% -58.1% 31.6% 19.05%
1 Yr -32.4% -94.4% 32.4% 80.14%
3 Yr -18.7%* -64.1% 64.0% 91.64%
5 Yr -13.6%* -42.7% 32.5% 94.87%
10 Yr -3.7%* -14.8% 11.7% 91.97%

* Annualized

Total Return Ranking - Calendar

Period SMECX Return Category Return Low Category Return High Rank in Category (%)
2019 8.2% -94.0% 48.3% 92.57%
2018 -31.8% -67.1% 0.1% 92.96%
2017 5.6% -26.8% 52.6% 75.85%
2016 4.2% -24.6% 34.1% 98.70%
2015 -13.2% -48.0% 5.3% 82.88%

NAV & Total Return History


Holdings

SMECX - Holdings

Concentration Analysis

SMECX Category Low Category High SMECX % Rank
Net Assets 803 M 937 K 88.1 B 29.75%
Number of Holdings 100 1 2479 60.76%
Net Assets in Top 10 145 M 82.9 K 3.16 B 24.50%
Weighting of Top 10 15.31% 2.8% 100.0% 51.50%

Top 10 Holdings

  1. SPX Corp 1.96%
  2. Iridium Communications Inc 1.87%
  3. Lumentum Holdings Inc 1.64%
  4. Wolverine World Wide Inc 1.49%
  5. Boot Barn Holdings Inc 1.48%
  6. HealthEquity Inc 1.46%
  7. NeoGenomics Inc 1.44%
  8. Curtiss-Wright Corp 1.34%
  9. LPL Financial Holdings Inc 1.34%
  10. Neurocrine Biosciences Inc 1.28%

Asset Allocation

Weighting Return Low Return High SMECX % Rank
Stocks
99.00% 86.60% 103.54% 34.28%
Cash
0.99% -84.82% 13.68% 66.01%
Preferred Stocks
0.00% 0.00% 1.03% 19.12%
Other
0.00% -8.94% 23.68% 20.68%
Convertible Bonds
0.00% 0.00% 2.48% 15.72%
Bonds
0.00% 0.00% 58.30% 17.85%

Stock Sector Breakdown

Weighting Return Low Return High SMECX % Rank
Financial Services
18.19% 0.00% 44.90% 40.86%
Industrials
17.40% 7.73% 50.07% 58.57%
Technology
16.94% 0.00% 45.53% 17.57%
Consumer Cyclical
13.34% 1.51% 33.59% 17.86%
Healthcare
12.77% 0.00% 36.63% 50.86%
Real Estate
6.48% 0.00% 21.15% 70.14%
Basic Materials
4.07% 0.00% 20.42% 40.57%
Consumer Defense
3.60% 0.00% 15.01% 57.14%
Energy
3.19% -0.10% 26.16% 39.57%
Utilities
2.11% 0.00% 23.96% 69.29%
Communication Services
1.89% 0.00% 22.51% 66.43%

Stock Geographic Breakdown

Weighting Return Low Return High SMECX % Rank
US
96.77% 81.79% 102.04% 47.03%
Non US
2.23% 0.00% 16.73% 39.66%

Expenses

SMECX - Expenses

Operational Fees

SMECX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.06% 0.01% 12.58% 11.21%
Management Fee 0.72% 0.00% 1.50% 38.49%
12b-1 Fee 1.00% 0.00% 1.00% 87.34%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

SMECX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load 1.00% 1.00% 5.00% 21.13%

Trading Fees

SMECX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SMECX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 35.00% 0.02% 436.00% 33.95%

Distributions

SMECX - Distributions

Dividend Yield Analysis

SMECX Category Low Category High SMECX % Rank
Dividend Yield 0.00% 0.00% 11.57% 17.99%

Dividend Distribution Analysis

SMECX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

SMECX Category Low Category High SMECX % Rank
Net Income Ratio -0.75% -5.33% 2.35% 94.85%

Capital Gain Distribution Analysis

SMECX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

SMECX - Fund Manager Analysis

Managers

Juan Hartsfield


Start Date

Tenure

Tenure Rank

May 01, 2006

13.84

13.8%

Juan Hartsfield is a portfolio manager for Invesco small-cap core and small-cap growth products, as well as the Invesco leisure products. Prior to joining Invesco in 2004, Mr. Hartsfield was a portfolio manager with JPMorgan Fleming Asset Mgmt. on various small-cap portfolios. Prior to joining JPMorgan, Mr. Hartsfield served as an associate with Booz Allen & Hamilton. Mr. Hartsfield earned a Bachelor of Science degree in petroleum engineering from The University of Texas at Austin and a Master of Business Administration degree from the University of Michigan. He is a CFA charterholder.

Davis Paddock


Start Date

Tenure

Tenure Rank

Apr 29, 2016

3.84

3.8%

Davis Paddock is a Portfolio Manager for Invesco Small Cap Equity Fund. Mr. Paddock has covered the Industrials and Basic Materials sectors for the Invesco Small Cap Team since 2005. Prior to joining Invesco in 2001, he was an investment banking financial analyst for Merrill Lynch & Co. He also worked for Ocean Energy Inc. as a member of its corporate finance and investor relations department. He entered the industry in 1994. Mr. Paddock earned both his BA degree and MBA from The University of Texas at Austin. He is a CFA charterholder.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.07 47.36 6.57 0.33