PTDPX: Principal LifeTime 2040 Fund - MutualFunds.com
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Principal LifeTime 2040 R5

PTDPX - Snapshot

Vitals

  • YTD Return 2.7%
  • 3 Yr Annualized Return 7.9%
  • 5 Yr Annualized Return 11.9%
  • Net Assets $4.23 B
  • Holdings in Top 10 84.2%

52 WEEK LOW AND HIGH

$17.56
$11.06
$17.64

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.26%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 32.80%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $0
  • IRA N/A

Fund Classification

  • Primary Theme
    Target-Date 2040
  • Fund Type Open End Mutual Fund
  • Investment Style Target-Date 2040

Compare PTDPX to Popular Target-Date 2040 Funds

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

Vanguard Target Retirement 2040 Fund

Fund

$45.29

-1.93%

$35.90 B

1.56%

$0.72

2.30%

-

Vanguard Institutional Target Retirement 2040 Fund

Fund

$30.03

-1.90%

$33.84 B

1.60%

$0.49

2.32%

-

Fidelity Freedom® 2040 Fund

Fund

$12.26

-2.08%

$27.52 B

0.99%

$0.12

4.34%

0.75%

American Funds 2040 Target Date Retirement Fund®

Fund

$19.02

-2.01%

$24.37 B

0.75%

$0.14

2.42%

0.34%

T. Rowe Price Retirement 2040 Fund

Fund

$31.61

-2.17%

$15.37 B

0.77%

$0.25

3.88%

0.09%

PTDPX - Profile

Distributions

  • YTD Total Return 2.7%
  • 3 Yr Annualized Total Return 7.9%
  • 5 Yr Annualized Total Return 11.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.80%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal LifeTime 2040 Fund
  • Fund Family Name
    Principal Funds
  • Inception Date
    Mar 01, 2001
  • Shares Outstanding
    N/A
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Randy Welch

Fund Description

The fund operates as a "target date fund" that invests according to an asset allocation strategy designed for investors having a retirement investment goal close to the year in 2040. It is a fund of funds and invests in underlying funds of Principal Funds, Inc. ("PFI"). Its underlying funds consist of domestic and foreign equity funds, fixed-income funds, real asset funds, and other funds that aim to offer diversification beyond traditional equity and fixed-income securities.

PTDPX - Performance

Return Ranking - Trailing

Period PTDPX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.7% 0.3% 4.6% 49.77%
1 Yr 15.3% 7.4% 21.4% 45.45%
3 Yr 7.9%* 4.4% 9.7% 42.42%
5 Yr 11.9%* 9.2% 14.0% 57.95%
10 Yr 8.9%* 7.0% 10.9% 54.55%

* Annualized

Return Ranking - Calendar

Period PTDPX Return Category Return Low Category Return High Rank in Category (%)
2020 9.3% 1.3% 14.9% 72.95%
2019 16.4% 4.1% 22.6% 64.68%
2018 -15.7% -23.1% -6.9% 60.67%
2017 13.7% -15.1% 18.8% 64.46%
2016 0.6% -0.2% 8.2% 91.67%

Total Return Ranking - Trailing

Period PTDPX Return Category Return Low Category Return High Rank in Category (%)
YTD 2.7% 0.3% 4.6% 49.77%
1 Yr 15.3% 3.5% 21.4% 41.47%
3 Yr 7.9%* 2.3% 9.7% 38.27%
5 Yr 11.9%* 7.9% 14.0% 54.60%
10 Yr 8.9%* 7.0% 10.9% 52.10%

* Annualized

Total Return Ranking - Calendar

Period PTDPX Return Category Return Low Category Return High Rank in Category (%)
2020 9.3% 1.3% 14.9% 72.95%
2019 16.4% 4.1% 22.6% 64.68%
2018 -15.7% -23.1% -5.5% 76.40%
2017 13.7% -15.1% 26.3% 84.94%
2016 0.6% -0.1% 10.6% 92.36%

NAV & Total Return History

PTDPX - Holdings

Concentration Analysis

PTDPX Category Low Category High PTDPX % Rank
Net Assets 4.23 B 150 K 35.9 B 23.32%
Number of Holdings 17 1 532 59.19%
Net Assets in Top 10 3.56 B 123 K 35.6 B 23.32%
Weighting of Top 10 84.16% 38.5% 100.0% 48.78%

Top 10 Holdings

  1. Principal Core Fixed Income R6 15.45%
  2. Principal Diversified International R-6 12.80%
  3. Principal Overseas Instl 8.25%
  4. Principal LargeCap Growth I R6 8.17%
  5. Principal Blue Chip R-6 8.03%
  6. Principal Large Cap S&P 500 Index Inst 8.03%
  7. Principal Equity Income Inst 7.84%
  8. Principal Large Cap Value III Inst 7.83%
  9. Principal MidCap Growth III Inst 3.93%
  10. Principal Origin Emerging Markets R6 3.84%

Asset Allocation

Weighting Return Low Return High PTDPX % Rank
Stocks 		80.28% 40.22% 90.66% 60.99%
Bonds 		17.31% 2.04% 83.47% 34.53%
Cash 		2.06% -61.88% 9.18% 59.19%
Other 		0.16% -0.25% 39.58% 43.95%
Preferred Stocks 		0.15% 0.00% 0.79% 33.18%
Convertible Bonds 		0.03% 0.00% 0.90% 98.21%

Stock Sector Breakdown

Weighting Return Low Return High PTDPX % Rank
Technology 		18.69% 12.61% 22.09% 72.20%
Financial Services 		16.19% 11.46% 17.43% 18.39%
Industrials 		12.46% 9.05% 14.81% 12.11%
Consumer Cyclical 		11.75% 9.41% 14.19% 66.82%
Healthcare 		10.86% 10.09% 17.02% 93.72%
Communication Services 		8.52% 6.69% 11.10% 59.64%
Real Estate 		5.76% 1.82% 9.05% 34.08%
Consumer Defense 		5.56% 5.05% 12.19% 94.17%
Basic Materials 		4.52% 2.53% 7.40% 45.74%
Energy 		2.90% 1.62% 3.65% 40.36%
Utilities 		2.79% 0.61% 4.51% 47.09%

Stock Geographic Breakdown

Weighting Return Low Return High PTDPX % Rank
US 		50.61% 9.47% 65.08% 51.12%
Non US 		29.67% 11.75% 44.82% 55.16%

Bond Sector Breakdown

Weighting Return Low Return High PTDPX % Rank
Corporate 		56.76% 0.10% 57.41% 5.38%
Securitized 		17.27% 0.00% 31.10% 54.26%
Cash & Equivalents 		14.18% 0.36% 49.23% 71.75%
Government 		11.76% 9.62% 62.08% 91.03%
Derivative 		0.03% 0.00% 27.44% 56.05%
Municipal 		0.00% 0.00% 16.40% 94.17%

Bond Geographic Breakdown

Weighting Return Low Return High PTDPX % Rank
US 		16.62% 0.58% 44.89% 30.04%
Non US 		0.69% -12.37% 38.58% 93.72%

PTDPX - Expenses

Operational Fees

PTDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.26% 0.01% 12.08% 81.09%
Management Fee 0.00% 0.00% 0.88% 13.64%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee 0.01% 0.01% 0.30% 1.96%

Sales Fees

PTDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 4.00% N/A

Trading Fees

PTDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A N/A N/A N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PTDPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 32.80% 2.00% 101.00% 57.21%

PTDPX - Distributions

Dividend Yield Analysis

PTDPX Category Low Category High PTDPX % Rank
Dividend Yield 0.00% 0.00% 0.15% 60.54%

Dividend Distribution Analysis

PTDPX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

PTDPX Category Low Category High PTDPX % Rank
Net Income Ratio 1.80% 0.18% 6.53% 49.76%

Capital Gain Distribution Analysis

PTDPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Monthly Annually

Dividend Payout History

View More +

PTDPX - Fund Manager Analysis

Managers

Randy Welch

Start Date

Tenure

Tenure Rank

May 29, 2007

13.69

13.7%

Mr. Welch is a Vice President of Principal Management Corporation. Mr. Welch joined the Principal Financial Group in 1989 and oversees the functions of the Investment Services group, which includes investment manager research, investment consulting, performance analysis, and investment communication. He is also responsible for the due diligence program that monitors investment managers used by the Principal Funds. Mr. Welch is an affiliate member of the Chartered Financial Analysts (CFA) Institute. Mr. Welch earned a B.A. in Business/ Finance from Grand View College and an M.B.A. from Drake University.

James Fennessey

Start Date

Tenure

Tenure Rank

May 29, 2007

13.69

13.7%

Mr. Fennessey, CFA, Vice President of Principal Management Corporation. Mr. Fennessey joined the Principal Financial Group in 2000. He is the Head of the Manager Research Team that is responsible for analyzing, interpreting and coordinating investment performance data and evaluation of the investment managers under the due diligence program that monitors investment managers used by the Principal Funds and is a member of the Principal Funds Investment Committee. Fennessey earned a B.S. in Business Administration, with an emphasis in Finance, and a minor in Economics from Truman State University. He has earned the right to use the Chartered Financial Analyst designation.

Scott Smith

Start Date

Tenure

Tenure Rank

May 02, 2017

3.75

3.8%

Mr. Smith is a research analyst and portfolio manager at Principal Global Investors. He is an analyst within the firm's asset allocation and structured investments group. He also provides research assistance to various business units within Principal Global Investors. He joined the firm in 1999.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 16.26 5.01 1.08

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