SmallCap S&P 600 Index Fund
Name
As of 07/24/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
5.5%
1 yr return
9.8%
3 Yr Avg Return
2.0%
5 Yr Avg Return
8.1%
Net Assets
$1.21 B
Holdings in Top 10
7.4%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.04%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 11.90%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 07/24/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
PSAPX - Profile
Distributions
- YTD Total Return 5.5%
- 3 Yr Annualized Total Return 2.0%
- 5 Yr Annualized Total Return 8.1%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.18%
- Dividend Yield 0.6%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameSmallCap S&P 600 Index Fund
-
Fund Family NamePrincipal Funds
-
Inception DateAug 11, 2006
-
Shares OutstandingN/A
-
Share ClassR1
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerJeffrey Schwarte
Fund Description
PSAPX - Performance
Return Ranking - Trailing
Period | PSAPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.5% | -2.8% | 30.9% | 89.61% |
1 Yr | 9.8% | -13.5% | 41.2% | 76.07% |
3 Yr | 2.0%* | -8.1% | 43.2% | 67.67% |
5 Yr | 8.1%* | -13.3% | 32.8% | 64.80% |
10 Yr | 8.2%* | -3.1% | 17.6% | 43.87% |
* Annualized
Return Ranking - Calendar
Period | PSAPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 10.7% | -19.9% | 29.0% | 68.16% |
2022 | -25.1% | -59.3% | 118.2% | 80.52% |
2021 | 15.2% | -31.6% | 39.3% | 29.14% |
2020 | 8.7% | -51.0% | 39.5% | 61.25% |
2019 | 14.3% | -5.6% | 37.8% | 87.76% |
Total Return Ranking - Trailing
Period | PSAPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.5% | -2.8% | 30.9% | 89.61% |
1 Yr | 9.8% | -13.5% | 41.2% | 76.07% |
3 Yr | 2.0%* | -8.1% | 43.2% | 67.67% |
5 Yr | 8.1%* | -13.3% | 32.8% | 64.80% |
10 Yr | 8.2%* | -3.1% | 17.6% | 43.87% |
* Annualized
Total Return Ranking - Calendar
Period | PSAPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 14.9% | -11.7% | 31.8% | 67.41% |
2022 | -17.0% | -45.2% | 123.7% | 55.43% |
2021 | 25.2% | 0.0% | 47.7% | 38.67% |
2020 | 10.3% | -50.5% | 46.9% | 65.75% |
2019 | 21.6% | 2.1% | 43.7% | 82.04% |
NAV & Total Return History
PSAPX - Holdings
Concentration Analysis
PSAPX | Category Low | Category High | PSAPX % Rank | |
---|---|---|---|---|
Net Assets | 1.21 B | 529 K | 145 B | 29.81% |
Number of Holdings | 608 | 2 | 2433 | 19.44% |
Net Assets in Top 10 | 85.3 M | 120 K | 10.3 B | 46.48% |
Weighting of Top 10 | 7.36% | 3.5% | 100.1% | 90.15% |
Top 10 Holdings
- Principal Government Money Market Fund - Class R-6 2.39%
- ATI Inc 0.66%
- Ensign Group Inc/The 0.58%
- SPS Commerce Inc 0.55%
- AAON Inc 0.55%
- Mueller Industries Inc 0.55%
- Fabrinet 0.54%
- Abercrombie Fitch Co 0.53%
- Meritage Homes Corp 0.52%
- SM Energy Co 0.49%
Asset Allocation
Weighting | Return Low | Return High | PSAPX % Rank | |
---|---|---|---|---|
Stocks | 97.49% | 2.52% | 106.73% | 68.89% |
Cash | 2.64% | 0.00% | 42.16% | 37.22% |
Preferred Stocks | 0.00% | 0.00% | 8.35% | 75.00% |
Convertible Bonds | 0.00% | 0.00% | 3.17% | 74.58% |
Bonds | 0.00% | -1.96% | 82.35% | 75.74% |
Other | -0.07% | -0.24% | 36.28% | 98.52% |
Stock Sector Breakdown
Weighting | Return Low | Return High | PSAPX % Rank | |
---|---|---|---|---|
Financial Services | 16.39% | 0.00% | 35.52% | 35.96% |
Industrials | 15.39% | 2.46% | 37.42% | 69.29% |
Technology | 12.76% | 0.00% | 54.70% | 67.79% |
Consumer Cyclical | 11.88% | 0.99% | 47.79% | 33.71% |
Healthcare | 11.87% | 0.00% | 26.53% | 58.43% |
Real Estate | 10.26% | 0.00% | 29.43% | 9.55% |
Energy | 5.70% | 0.00% | 37.72% | 60.11% |
Basic Materials | 5.59% | 0.00% | 18.66% | 34.46% |
Consumer Defense | 5.20% | 0.00% | 18.87% | 22.28% |
Communication Services | 2.95% | 0.00% | 14.85% | 43.63% |
Utilities | 2.00% | 0.00% | 18.58% | 64.23% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | PSAPX % Rank | |
---|---|---|---|---|
US | 97.49% | 2.52% | 106.73% | 64.81% |
Non US | 0.00% | 0.00% | 91.59% | 77.78% |
PSAPX - Expenses
Operational Fees
PSAPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.04% | 0.01% | 38.30% | 52.04% |
Management Fee | 0.15% | 0.00% | 1.50% | 8.74% |
12b-1 Fee | 0.35% | 0.00% | 1.00% | 69.92% |
Administrative Fee | 0.28% | 0.01% | 0.45% | 92.86% |
Sales Fees
PSAPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
PSAPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
PSAPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 11.90% | 1.00% | 314.00% | 5.58% |
PSAPX - Distributions
Dividend Yield Analysis
PSAPX | Category Low | Category High | PSAPX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.63% | 0.00% | 42.47% | 56.85% |
Dividend Distribution Analysis
PSAPX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | Quarterly | Annual |
Net Income Ratio Analysis
PSAPX | Category Low | Category High | PSAPX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.18% | -2.40% | 2.49% | 50.00% |
Capital Gain Distribution Analysis
PSAPX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Quarterly | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 21, 2023 | $0.172 | OrdinaryDividend |
Dec 20, 2023 | $0.755 | CapitalGainLongTerm |
Dec 21, 2022 | $0.124 | OrdinaryDividend |
Dec 20, 2022 | $2.331 | CapitalGainLongTerm |
Dec 21, 2021 | $0.022 | OrdinaryDividend |
Dec 20, 2021 | $2.490 | OrdinaryDividend |
Dec 21, 2020 | $0.087 | OrdinaryDividend |
Dec 18, 2020 | $0.310 | OrdinaryDividend |
Dec 20, 2019 | $0.075 | OrdinaryDividend |
Dec 19, 2019 | $0.012 | CapitalGainShortTerm |
Dec 19, 2019 | $1.468 | CapitalGainLongTerm |
Dec 20, 2018 | $0.103 | OrdinaryDividend |
Dec 19, 2018 | $0.084 | CapitalGainShortTerm |
Dec 19, 2018 | $2.600 | CapitalGainLongTerm |
Aug 08, 2018 | $0.038 | CapitalGainLongTerm |
Dec 21, 2017 | $0.091 | OrdinaryDividend |
Dec 20, 2017 | $0.246 | CapitalGainShortTerm |
Dec 20, 2017 | $1.254 | CapitalGainLongTerm |
Dec 22, 2016 | $0.091 | OrdinaryDividend |
Dec 20, 2016 | $0.096 | CapitalGainShortTerm |
Dec 20, 2016 | $1.358 | CapitalGainLongTerm |
Dec 21, 2015 | $0.079 | OrdinaryDividend |
Dec 17, 2015 | $0.051 | CapitalGainShortTerm |
Dec 17, 2015 | $1.583 | CapitalGainLongTerm |
Dec 19, 2014 | $0.055 | OrdinaryDividend |
Dec 17, 2014 | $0.186 | CapitalGainShortTerm |
Dec 17, 2014 | $1.479 | CapitalGainLongTerm |
Dec 20, 2013 | $0.013 | OrdinaryDividend |
Dec 18, 2013 | $0.000 | CapitalGainShortTerm |
Dec 18, 2013 | $0.600 | CapitalGainLongTerm |
Dec 21, 2012 | $0.114 | OrdinaryDividend |
Dec 21, 2010 | $0.032 | OrdinaryDividend |
Dec 21, 2009 | $0.026 | OrdinaryDividend |
Dec 19, 2008 | $0.072 | OrdinaryDividend |
Dec 10, 2008 | $0.109 | CapitalGainShortTerm |
Dec 10, 2008 | $0.618 | CapitalGainLongTerm |
Dec 31, 2007 | $0.011 | OrdinaryDividend |
Dec 06, 2007 | $0.212 | CapitalGainShortTerm |
Dec 06, 2007 | $1.310 | CapitalGainLongTerm |
Dec 06, 2006 | $0.163 | CapitalGainShortTerm |
Dec 06, 2006 | $0.924 | CapitalGainLongTerm |
Dec 06, 2005 | $0.128 | CapitalGainShortTerm |
Dec 06, 2005 | $0.249 | CapitalGainLongTerm |
Dec 23, 2004 | $0.047 | OrdinaryDividend |
Dec 06, 2004 | $0.164 | CapitalGainShortTerm |
Dec 06, 2004 | $0.195 | CapitalGainLongTerm |
PSAPX - Fund Manager Analysis
Managers
Jeffrey Schwarte
Start Date
Tenure
Tenure Rank
Jul 29, 2016
5.84
5.8%
Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.
Aaron Siebel
Start Date
Tenure
Tenure Rank
Oct 15, 2018
3.63
3.6%
Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 49.61 | 7.12 | 2.58 |