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Trending ETFs

Name

As of 11/07/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$38.46

$109 M

0.38%

$0.15

1.17%

Vitals

YTD Return

26.3%

1 yr return

39.8%

3 Yr Avg Return

10.7%

5 Yr Avg Return

13.3%

Net Assets

$109 M

Holdings in Top 10

26.0%

52 WEEK LOW AND HIGH

$38.5
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.17%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover N/A

Redemption Fee N/A


Min Investment

Standard (Taxable)

$100,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 11/07/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$38.46

$109 M

0.38%

$0.15

1.17%

NSMRX - Profile

Distributions

  • YTD Total Return 26.3%
  • 3 Yr Annualized Total Return 10.7%
  • 5 Yr Annualized Total Return 13.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.26%
DIVIDENDS
  • Dividend Yield 0.4%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    Nuveen Small/Mid Cap Value Fund
  • Fund Family Name
    Nuveen Funds
  • Inception Date
    Dec 15, 2006
  • Shares Outstanding
    N/A
  • Share Class
    I
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Andrew Hwang

Fund Description

Under normal market conditions, the Fund invests at least 80% of the sum of its net assets and the amount of any borrowings for investment purposes in equity securities of companies with market capitalizations at the time of investment comparable to companies in the Russell 2500 Value Index. As of September 30, 2024, the market cap range for the Russell 2500 Value Index was $9 million to $21.1 billion. The Fund will not be forced to sell a stock because it has exceeded or fallen below the current market capitalization range. The Fund’s sub-adviser seeks to identify under-valued companies with a catalyst to unlock value or improve profitability. The Fund’s sub-adviser maintains a long-term investment view and a focus on securities it believes can appreciate over an extended time, regardless of interim fluctuations. The Fund’s sub-adviser will sell securities or reduce positions if it feels that the company no longer possesses favorable risk/reward characteristics, attractive valuations or catalysts. The Fund invests primarily in U.S. equity securities, but it may invest up to 35% of its net assets in non-U.S. equity securities, including up to 10% of its net assets in equity securities of companies located in emerging market countries.
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NSMRX - Performance

Return Ranking - Trailing

Period NSMRX Return Category Return Low Category Return High Rank in Category (%)
YTD 26.3% -9.6% 40.0% 3.02%
1 Yr 39.8% 0.0% 60.0% 38.49%
3 Yr 10.7%* -14.3% 43.3% 2.29%
5 Yr 13.3%* -12.1% 34.9% 6.40%
10 Yr 9.7%* -2.9% 18.4% 16.14%

* Annualized

Return Ranking - Calendar

Period NSMRX Return Category Return Low Category Return High Rank in Category (%)
2023 13.7% -19.9% 29.0% 50.19%
2022 -10.3% -59.3% 118.2% 4.00%
2021 15.4% -31.6% 39.3% 27.66%
2020 0.5% -51.0% 39.5% 88.69%
2019 29.8% -5.6% 37.8% 1.24%

Total Return Ranking - Trailing

Period NSMRX Return Category Return Low Category Return High Rank in Category (%)
YTD 26.3% -9.6% 40.0% 3.02%
1 Yr 39.8% 0.0% 60.0% 38.49%
3 Yr 10.7%* -14.3% 43.3% 2.29%
5 Yr 13.3%* -12.1% 34.9% 6.40%
10 Yr 9.7%* -2.9% 18.4% 16.14%

* Annualized

Total Return Ranking - Calendar

Period NSMRX Return Category Return Low Category Return High Rank in Category (%)
2023 14.5% -11.7% 31.8% 70.27%
2022 -5.7% -45.2% 123.7% 3.05%
2021 33.9% 0.0% 45.6% 3.87%
2020 1.0% -50.5% 46.9% 94.05%
2019 30.6% 2.2% 40.9% 5.59%

NAV & Total Return History


NSMRX - Holdings

Concentration Analysis

NSMRX Category Low Category High NSMRX % Rank
Net Assets 109 M 529 K 145 B 81.17%
Number of Holdings 61 2 2445 88.89%
Net Assets in Top 10 26 M 124 K 9.87 B 75.89%
Weighting of Top 10 26.02% 3.1% 100.1% 22.31%

Top 10 Holdings

  1. ADMA Biologics Inc 4.37%
  2. BGC Group Inc 3.11%
  3. Flowserve Corp 2.51%
  4. United Therapeutics Corp 2.37%
  5. Seagate Technology Holdings PLC 2.31%
  6. nVent Electric PLC 2.30%
  7. ITT Inc 2.29%
  8. Iron Mountain Inc 2.28%
  9. Crane Co 2.26%
  10. Curtiss-Wright Corp 2.22%

Asset Allocation

Weighting Return Low Return High NSMRX % Rank
Stocks
99.59% 7.51% 107.74% 18.64%
Cash
0.86% 0.00% 42.24% 67.61%
Other
0.32% -0.07% 49.08% 23.92%
Preferred Stocks
0.00% 0.00% 6.06% 16.20%
Convertible Bonds
0.00% 0.00% 3.17% 15.09%
Bonds
0.00% 0.00% 87.66% 22.79%

Stock Sector Breakdown

Weighting Return Low Return High NSMRX % Rank
Financial Services
15.89% 0.00% 35.52% 42.29%
Technology
14.70% 0.00% 43.95% 40.95%
Industrials
14.44% 2.46% 37.42% 83.62%
Healthcare
13.58% 0.00% 26.53% 48.76%
Real Estate
10.98% 0.00% 29.43% 5.90%
Energy
7.62% 0.00% 37.72% 20.38%
Consumer Cyclical
6.78% 0.99% 47.79% 91.62%
Basic Materials
6.07% 0.00% 18.66% 18.29%
Utilities
5.42% 0.00% 18.58% 6.48%
Consumer Defense
4.54% 0.00% 18.87% 38.48%
Communication Services
0.00% 0.00% 14.85% 92.95%

Stock Geographic Breakdown

Weighting Return Low Return High NSMRX % Rank
US
97.72% 2.58% 107.74% 59.13%
Non US
1.87% 0.00% 97.07% 6.97%

NSMRX - Expenses

Operational Fees

NSMRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.17% 0.01% 38.30% 39.70%
Management Fee 0.76% 0.00% 1.50% 62.57%
12b-1 Fee 0.00% 0.00% 1.00% 2.86%
Administrative Fee N/A 0.01% 0.45% N/A

Sales Fees

NSMRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 3.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

NSMRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

NSMRX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover N/A 1.00% 314.00% 57.88%

NSMRX - Distributions

Dividend Yield Analysis

NSMRX Category Low Category High NSMRX % Rank
Dividend Yield 0.38% 0.00% 42.47% 64.60%

Dividend Distribution Analysis

NSMRX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual Quarterly Annual

Net Income Ratio Analysis

NSMRX Category Low Category High NSMRX % Rank
Net Income Ratio 0.26% -2.40% 2.49% 42.67%

Capital Gain Distribution Analysis

NSMRX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

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NSMRX - Fund Manager Analysis

Managers

Andrew Hwang


Start Date

Tenure

Tenure Rank

Feb 01, 2016

6.33

6.3%

Andrew C. Hwang, CFA, is a Managing Director, Portfolio Manager and Equity Analyst who joined NWQ in 1998.

Thomas Lavia


Start Date

Tenure

Tenure Rank

Jul 17, 2019

2.87

2.9%

Prior to joining NWQ in 2011, Tom spent four years at Relational Investors, LLC, where he was a Managing Director responsible for coverage of the technology industry. Tom was also a Partner and Analyst at Harlingwood Capital Management and spent two years at JMP Securities, LLC as a Vice-President and three years at Robertson Stephens, Inc., where he held roles in investment banking and equity research. Tom received his B.A. in Economics from the University of California, Berkeley. He became a Chartered Financial Analyst in 2004 and is a member of the CFA Institute and the CFA Society of Los Angeles.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 49.61 7.18 2.58