Nuveen Small/Mid Cap Value Fund
Name
As of 11/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
26.3%
1 yr return
39.8%
3 Yr Avg Return
10.7%
5 Yr Avg Return
13.3%
Net Assets
$109 M
Holdings in Top 10
26.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.17%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
$100,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 11/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
NSMRX - Profile
Distributions
- YTD Total Return 26.3%
- 3 Yr Annualized Total Return 10.7%
- 5 Yr Annualized Total Return 13.3%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.26%
- Dividend Yield 0.4%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameNuveen Small/Mid Cap Value Fund
-
Fund Family NameNuveen Funds
-
Inception DateDec 15, 2006
-
Shares OutstandingN/A
-
Share ClassI
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerAndrew Hwang
Fund Description
NSMRX - Performance
Return Ranking - Trailing
Period | NSMRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 26.3% | -9.6% | 40.0% | 3.02% |
1 Yr | 39.8% | 0.0% | 60.0% | 38.49% |
3 Yr | 10.7%* | -14.3% | 43.3% | 2.29% |
5 Yr | 13.3%* | -12.1% | 34.9% | 6.40% |
10 Yr | 9.7%* | -2.9% | 18.4% | 16.14% |
* Annualized
Return Ranking - Calendar
Period | NSMRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 13.7% | -19.9% | 29.0% | 50.19% |
2022 | -10.3% | -59.3% | 118.2% | 4.00% |
2021 | 15.4% | -31.6% | 39.3% | 27.66% |
2020 | 0.5% | -51.0% | 39.5% | 88.69% |
2019 | 29.8% | -5.6% | 37.8% | 1.24% |
Total Return Ranking - Trailing
Period | NSMRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 26.3% | -9.6% | 40.0% | 3.02% |
1 Yr | 39.8% | 0.0% | 60.0% | 38.49% |
3 Yr | 10.7%* | -14.3% | 43.3% | 2.29% |
5 Yr | 13.3%* | -12.1% | 34.9% | 6.40% |
10 Yr | 9.7%* | -2.9% | 18.4% | 16.14% |
* Annualized
Total Return Ranking - Calendar
Period | NSMRX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 14.5% | -11.7% | 31.8% | 70.27% |
2022 | -5.7% | -45.2% | 123.7% | 3.05% |
2021 | 33.9% | 0.0% | 45.6% | 3.87% |
2020 | 1.0% | -50.5% | 46.9% | 94.05% |
2019 | 30.6% | 2.2% | 40.9% | 5.59% |
NAV & Total Return History
NSMRX - Holdings
Concentration Analysis
NSMRX | Category Low | Category High | NSMRX % Rank | |
---|---|---|---|---|
Net Assets | 109 M | 529 K | 145 B | 81.17% |
Number of Holdings | 61 | 2 | 2445 | 88.89% |
Net Assets in Top 10 | 26 M | 124 K | 9.87 B | 75.89% |
Weighting of Top 10 | 26.02% | 3.1% | 100.1% | 22.31% |
Top 10 Holdings
- ADMA Biologics Inc 4.37%
- BGC Group Inc 3.11%
- Flowserve Corp 2.51%
- United Therapeutics Corp 2.37%
- Seagate Technology Holdings PLC 2.31%
- nVent Electric PLC 2.30%
- ITT Inc 2.29%
- Iron Mountain Inc 2.28%
- Crane Co 2.26%
- Curtiss-Wright Corp 2.22%
Asset Allocation
Weighting | Return Low | Return High | NSMRX % Rank | |
---|---|---|---|---|
Stocks | 99.59% | 7.51% | 107.74% | 18.64% |
Cash | 0.86% | 0.00% | 42.24% | 67.61% |
Other | 0.32% | -0.07% | 49.08% | 23.92% |
Preferred Stocks | 0.00% | 0.00% | 6.06% | 16.20% |
Convertible Bonds | 0.00% | 0.00% | 3.17% | 15.09% |
Bonds | 0.00% | 0.00% | 87.66% | 22.79% |
Stock Sector Breakdown
Weighting | Return Low | Return High | NSMRX % Rank | |
---|---|---|---|---|
Financial Services | 15.89% | 0.00% | 35.52% | 42.29% |
Technology | 14.70% | 0.00% | 43.95% | 40.95% |
Industrials | 14.44% | 2.46% | 37.42% | 83.62% |
Healthcare | 13.58% | 0.00% | 26.53% | 48.76% |
Real Estate | 10.98% | 0.00% | 29.43% | 5.90% |
Energy | 7.62% | 0.00% | 37.72% | 20.38% |
Consumer Cyclical | 6.78% | 0.99% | 47.79% | 91.62% |
Basic Materials | 6.07% | 0.00% | 18.66% | 18.29% |
Utilities | 5.42% | 0.00% | 18.58% | 6.48% |
Consumer Defense | 4.54% | 0.00% | 18.87% | 38.48% |
Communication Services | 0.00% | 0.00% | 14.85% | 92.95% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | NSMRX % Rank | |
---|---|---|---|---|
US | 97.72% | 2.58% | 107.74% | 59.13% |
Non US | 1.87% | 0.00% | 97.07% | 6.97% |
NSMRX - Expenses
Operational Fees
NSMRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.17% | 0.01% | 38.30% | 39.70% |
Management Fee | 0.76% | 0.00% | 1.50% | 62.57% |
12b-1 Fee | 0.00% | 0.00% | 1.00% | 2.86% |
Administrative Fee | N/A | 0.01% | 0.45% | N/A |
Sales Fees
NSMRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
NSMRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
NSMRX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | N/A | 1.00% | 314.00% | 57.88% |
NSMRX - Distributions
Dividend Yield Analysis
NSMRX | Category Low | Category High | NSMRX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.38% | 0.00% | 42.47% | 64.60% |
Dividend Distribution Analysis
NSMRX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | Quarterly | Annual |
Net Income Ratio Analysis
NSMRX | Category Low | Category High | NSMRX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.26% | -2.40% | 2.49% | 42.67% |
Capital Gain Distribution Analysis
NSMRX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 28, 2023 | $0.148 | OrdinaryDividend |
Dec 15, 2023 | $0.063 | CapitalGainLongTerm |
Dec 29, 2022 | $0.685 | OrdinaryDividend |
Dec 15, 2022 | $0.705 | OrdinaryDividend |
Dec 30, 2021 | $0.112 | OrdinaryDividend |
Dec 15, 2021 | $4.558 | OrdinaryDividend |
Dec 30, 2020 | $0.118 | OrdinaryDividend |
Dec 30, 2019 | $0.143 | OrdinaryDividend |
Dec 17, 2018 | $1.208 | CapitalGainShortTerm |
Dec 17, 2018 | $7.484 | CapitalGainLongTerm |
Dec 28, 2017 | $0.098 | OrdinaryDividend |
Dec 15, 2017 | $0.865 | CapitalGainShortTerm |
Dec 15, 2017 | $0.865 | CapitalGainLongTerm |
Dec 28, 2007 | $0.052 | OrdinaryDividend |
NSMRX - Fund Manager Analysis
Managers
Andrew Hwang
Start Date
Tenure
Tenure Rank
Feb 01, 2016
6.33
6.3%
Andrew C. Hwang, CFA, is a Managing Director, Portfolio Manager and Equity Analyst who joined NWQ in 1998.
Thomas Lavia
Start Date
Tenure
Tenure Rank
Jul 17, 2019
2.87
2.9%
Prior to joining NWQ in 2011, Tom spent four years at Relational Investors, LLC, where he was a Managing Director responsible for coverage of the technology industry. Tom was also a Partner and Analyst at Harlingwood Capital Management and spent two years at JMP Securities, LLC as a Vice-President and three years at Robertson Stephens, Inc., where he held roles in investment banking and equity research. Tom received his B.A. in Economics from the University of California, Berkeley. He became a Chartered Financial Analyst in 2004 and is a member of the CFA Institute and the CFA Society of Los Angeles.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 49.61 | 7.18 | 2.58 |