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Mutual Funds Weekly Roundup: August 2
Brian Mathews
|
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The fund invests mainly in common stocks of companies across all market capitalizations. The Portfolio Managers employ a research driven approach to stock selection, with a long term perspective that combines both quantitative analysis and qualitative judgment. Although the fund invests primarily in domestic stocks, it may also invest in stocks of foreign companies.
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| Period | NGUAX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 10.2% | -91.6% | 62.5% | 60.56% |
| 1 Yr | 15.2% | -91.8% | 59.3% | 38.29% |
| 3 Yr | 7.5%* | -58.8% | 37.0% | 49.12% |
| 5 Yr | 3.0%* | -41.1% | 20.2% | 65.86% |
| 10 Yr | 5.2%* | -18.2% | 18.2% | 77.64% |
* Annualized
| Period | NGUAX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2019 | 28.6% | -67.9% | 49.9% | 21.58% |
| 2018 | -16.1% | -65.5% | 10.6% | 69.48% |
| 2017 | 17.1% | -46.3% | 52.2% | 59.96% |
| 2016 | -3.4% | -43.3% | 15.3% | 68.33% |
| 2015 | -15.7% | -82.5% | 11.4% | 94.60% |
| Period | NGUAX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| YTD | 10.2% | -91.6% | 62.5% | 60.56% |
| 1 Yr | 15.2% | -91.8% | 59.3% | 38.22% |
| 3 Yr | 9.9%* | -57.7% | 37.0% | 57.86% |
| 5 Yr | 9.6%* | -38.5% | 25.8% | 48.45% |
| 10 Yr | 11.8%* | -16.4% | 22.0% | 54.60% |
* Annualized
| Period | NGUAX Return | Category Return Low | Category Return High | Rank in Category (%) |
|---|---|---|---|---|
| 2019 | 28.6% | -67.9% | 49.9% | 21.74% |
| 2018 | -16.1% | -65.5% | 16.5% | 80.31% |
| 2017 | 25.3% | -28.2% | 52.2% | 53.44% |
| 2016 | 9.2% | -43.3% | 17.1% | 7.85% |
| 2015 | -4.9% | -38.0% | 17.3% | 82.50% |
| NGUAX | Category Low | Category High | NGUAX % Rank | |
|---|---|---|---|---|
| Net Assets | 1.41 B | 858 K | 206 B | 44.85% |
| Number of Holdings | 79 | 1 | 2152 | 35.98% |
| Net Assets in Top 10 | 424 M | 399 K | 55.4 B | 51.29% |
| Weighting of Top 10 | 33.31% | 13.8% | 100.0% | 83.41% |
| Weighting | Return Low | Return High | NGUAX % Rank | |
|---|---|---|---|---|
| Stocks | 94.39% | 82.99% | 100.32% | 89.92% |
| Cash | 2.86% | -1.02% | 17.02% | 23.03% |
| Other | 2.14% | -9.83% | 5.14% | 0.91% |
| Preferred Stocks | 0.60% | 0.00% | 2.51% | 1.97% |
| Convertible Bonds | 0.00% | 0.00% | 0.20% | 39.32% |
| Bonds | 0.00% | -0.24% | 2.77% | 41.82% |
| Weighting | Return Low | Return High | NGUAX % Rank | |
|---|---|---|---|---|
| Technology | 24.32% | 10.36% | 54.73% | 78.03% |
| Consumer Cyclical | 15.72% | 0.00% | 29.26% | 38.18% |
| Healthcare | 14.01% | 0.00% | 48.60% | 71.21% |
| Communication Services | 13.33% | 0.00% | 29.93% | 39.09% |
| Financial Services | 12.04% | 0.00% | 41.40% | 40.83% |
| Industrials | 9.35% | 0.00% | 24.88% | 18.56% |
| Basic Materials | 4.01% | 0.00% | 10.55% | 8.18% |
| Utilities | 3.80% | 0.00% | 6.86% | 3.33% |
| Consumer Defense | 3.41% | 0.00% | 21.78% | 61.29% |
| Real Estate | 0.00% | 0.00% | 22.16% | 87.20% |
| Energy | 0.00% | 0.00% | 7.42% | 66.36% |
| Weighting | Return Low | Return High | NGUAX % Rank | |
|---|---|---|---|---|
| US | 90.87% | 78.13% | 100.26% | 64.55% |
| Non US | 3.52% | 0.00% | 17.42% | 50.68% |
| NGUAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Expense Ratio | 0.89% | 0.01% | 24.73% | 65.01% |
| Management Fee | 0.76% | 0.00% | 1.40% | 86.48% |
| 12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
| Administrative Fee | 0.26% | 0.01% | 1.02% | 95.05% |
| NGUAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Front Load | N/A | 2.50% | 8.50% | N/A |
| Deferred Load | N/A | 1.00% | 5.50% | N/A |
| NGUAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
| NGUAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
|---|---|---|---|---|
| Turnover | 37.00% | 0.00% | 464.00% | 43.52% |
| NGUAX | Category Low | Category High | NGUAX % Rank | |
|---|---|---|---|---|
| Dividend Yield | 0.00% | 0.00% | 20.93% | 40.44% |
| NGUAX | Category Low | Category High | Category Mod | |
|---|---|---|---|---|
| Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
| NGUAX | Category Low | Category High | NGUAX % Rank | |
|---|---|---|---|---|
| Net Income Ratio | 0.56% | -2.06% | 2.43% | 20.39% |
| NGUAX | Category Low | Category High | Capital Mode | |
|---|---|---|---|---|
| Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
| Date | Amount |
|---|---|
| Dec 18, 2018 | $0.111 |
| Dec 18, 2017 | $0.108 |
| Dec 19, 2016 | $0.107 |
| Dec 18, 2015 | $0.121 |
| Dec 16, 2014 | $0.147 |
| Dec 17, 2013 | $0.104 |
| Dec 17, 2012 | $0.201 |
| Dec 19, 2011 | $0.102 |
| Dec 17, 2010 | $0.049 |
| Dec 16, 2009 | $0.062 |
| Dec 15, 2005 | $0.119 |
| Dec 16, 2004 | $0.048 |
| Dec 17, 2003 | $0.040 |
| Dec 17, 2002 | $0.041 |
| Sep 27, 2002 | $0.020 |
| Jun 27, 2002 | $0.040 |
| Mar 28, 2002 | $0.010 |
| Dec 14, 2001 | $0.030 |
| Sep 28, 2001 | $0.040 |
| Jun 28, 2001 | $0.020 |
| Mar 29, 2001 | $0.030 |
| Dec 15, 2000 | $0.040 |
| Sep 28, 2000 | $0.040 |
| Jun 29, 2000 | $0.020 |
| Mar 30, 2000 | $0.020 |
| Dec 13, 1999 | $0.070 |
| Sep 29, 1999 | $0.040 |
| Jun 29, 1999 | $0.040 |
| Mar 30, 1999 | $0.040 |
| Dec 28, 1998 | $0.050 |
| Sep 29, 1998 | $0.030 |
| Jun 29, 1998 | $0.030 |
| Mar 30, 1998 | $0.040 |
| Sep 29, 1997 | $0.030 |
| Jun 27, 1997 | $0.020 |
| Mar 27, 1997 | $0.050 |
| Dec 26, 1996 | $0.120 |
| Oct 01, 1996 | $0.050 |
| Jul 01, 1996 | $0.050 |
| Apr 01, 1996 | $0.050 |
| Jan 02, 1996 | $0.130 |
| Oct 01, 1995 | $0.050 |
| Jun 30, 1995 | $0.050 |
| Mar 31, 1995 | $0.050 |
| Sep 30, 1994 | $0.050 |
| Jun 30, 1994 | $0.050 |
| Mar 31, 1994 | $0.050 |
Start Date
Tenure
Tenure Rank
Oct 15, 2015
4.71
4.7%
Charles C. Kantor, is a Managing Director of Neuberger Berman and Senior Portfolio Manager for the Neuberger Berman Long Short Strategy. He joined the firm in 2000. Prior to joining the firm, Charles was a managing director of Stern Stewart’s Financial Institutions division. There he assisted clients with implementing EVA-based financial management systems. Charles is co-author of “EVA for Banks: Value Creation, Risk Management, and Profitability Measurement,” Journal of Applied Corporate Finance, Spring 1996, and a participant in “Roundtable on Corporate Disclosure,” Journal of Applied Corporate Finance, Fall 2004. In addition, Charles is a regular commentator on CNBC, as well as a contributor to Barron’s. He earned a Bachelor of Commerce in Accounting and Economics from the University of Cape Town, South Africa and an MBA (with honors) from Harvard University Graduate School of Business.
Start Date
Tenure
Tenure Rank
Feb 28, 2017
3.34
3.3%
Marc Regenbaum is a Managing Director of NBIA. Mr. Regenbaum joined the Neuberger Berman Investment Advisers LLC in 2007 and has been an Associate Portfolio Manager of the Portfolio since May 2017. Prior to being named Associate Portfolio Manager, Mr. Regenbaum was a Senior Research Analyst for the Long Short and U.S. Equity Team.
| Category Low | Category High | Category Average | Category Mode |
|---|---|---|---|
| 0.08 | 52.53 | 8.32 | 1.17 |
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