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Trending ETFs

Name

As of 12/10/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.12

$267 M

0.00%

1.70%

Vitals

YTD Return

24.4%

1 yr return

35.5%

3 Yr Avg Return

3.8%

5 Yr Avg Return

6.9%

Net Assets

$267 M

Holdings in Top 10

22.7%

52 WEEK LOW AND HIGH

$26.2
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.70%

SALES FEES

Front Load 5.00%

Deferred Load N/A

TRADING FEES

Turnover 108.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$1,000

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 12/10/2024

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.12

$267 M

0.00%

1.70%

MOINX - Profile

Distributions

  • YTD Total Return 24.4%
  • 3 Yr Annualized Total Return 3.8%
  • 5 Yr Annualized Total Return 6.9%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.57%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annual

Fund Details

  • Legal Name
    NYLI WMC Small Companies Fund
  • Fund Family Name
    MainStay
  • Inception Date
    Feb 28, 2008
  • Shares Outstanding
    1782567
  • Share Class
    Investor
  • Currency
    USD
  • Domiciled Country
    US
  • Manager
    Peter Carpi

Fund Description

The Fund invests, under normal circumstances, at least 80% of its assets (net assets plus any borrowings for investment purposes) in the securities of U.S. companies with market capitalizations at the time of investment that are similar to the market capitalizations of companies within the collective range of the Russell 2000® Index and Russell Microcap Index. As of December 31, 2023, companies in the Russell 2000® Index had market capitalizations ranging from $10 million to $15 billion and the Russell Microcap Index had market capitalizations ranging from $1 million to $8 billion.

The Fund may also invest up to 10% of its net assets in securities of foreign issuers. An issuer of a security is considered to be a U.S. or foreign issuer based on the issuer's "country of risk" (or similar designation) as determined by a third-party such as Bloomberg.

Investment Process:Wellington Management Company LLP, the Fund’s Subadvisor (the “Subadvisor”), seeks to construct a broadly diversified portfolio across sectors and industries. The Subadvisor predominantly employs a bottom-up fundamental research approach across sectors to identify companies with potential positive changes in their business that the Subadvisor believes may lead to outperformance, while seeking to limit exposure to risk. However, with respect to the biotechnology and pharmaceutical industries, the Subadvisor relies upon a quantitative process to manage the Fund’s exposure. The Subadvisor also seeks to minimize the Fund’s exposure to risk by diversifying the Fund’s investments over securities issued across various industries and sectors. The Subadvisor may consider selling a security if valuation and sentiment indicators suggest the inflection point is being embraced and/or fully valued by the market or if the investment thesis is impaired or no longer valid. To better assess strategic business issues that impact the performance of a company, the Subadvisor may also give consideration to financially material environmental, social and/or governance (“ESG”) factors. The Subadvisor has discretion to determine the materiality of, as well as the level at which, financially relevant ESG factors are imbedded into its overall fundamental analysis when making an investment decision.

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MOINX - Performance

Return Ranking - Trailing

Period MOINX Return Category Return Low Category Return High Rank in Category (%)
YTD 24.4% -1.5% 40.1% 8.57%
1 Yr 35.5% 0.0% 49.5% 1.71%
3 Yr 3.8%* -11.3% 45.7% 72.06%
5 Yr 6.9%* -12.3% 38.2% 91.16%
10 Yr 6.0%* -2.8% 18.6% 94.46%

* Annualized

Return Ranking - Calendar

Period MOINX Return Category Return Low Category Return High Rank in Category (%)
2023 8.9% -19.9% 29.0% 78.97%
2022 -20.9% -59.3% 118.2% 52.88%
2021 -12.5% -31.6% 39.3% 96.88%
2020 9.4% -51.0% 39.5% 56.71%
2019 17.1% -5.6% 37.8% 75.52%

Total Return Ranking - Trailing

Period MOINX Return Category Return Low Category Return High Rank in Category (%)
YTD 24.4% -1.5% 40.1% 8.57%
1 Yr 35.5% 0.0% 49.5% 1.71%
3 Yr 3.8%* -11.3% 45.7% 72.06%
5 Yr 6.9%* -12.3% 38.2% 91.16%
10 Yr 6.0%* -2.8% 18.6% 94.46%

* Annualized

Total Return Ranking - Calendar

Period MOINX Return Category Return Low Category Return High Rank in Category (%)
2023 8.9% -11.7% 31.8% 93.31%
2022 -19.4% -45.2% 123.7% 73.85%
2021 16.3% 0.0% 45.6% 84.57%
2020 9.4% -50.5% 46.9% 68.94%
2019 17.1% 2.2% 40.9% 96.65%

NAV & Total Return History


MOINX - Holdings

Concentration Analysis

MOINX Category Low Category High MOINX % Rank
Net Assets 267 M 555 K 145 B 62.55%
Number of Holdings 140 2 2445 52.28%
Net Assets in Top 10 71.6 M 124 K 10.3 B 51.90%
Weighting of Top 10 22.67% 3.1% 100.1% 30.73%

Top 10 Holdings

  1. iShares Russell 2000 ETF 3.64%
  2. MRC Global, Inc. 2.42%
  3. Magnite, Inc. 2.19%
  4. Blue Bird Corp. 2.15%
  5. Skyline Champion Corp. 2.13%
  6. Enova International, Inc. 2.10%
  7. Interface, Inc. 2.10%
  8. Hims Hers Health, Inc. 2.10%
  9. Freshpet, Inc. 1.95%
  10. Artivion, Inc. 1.88%

Asset Allocation

Weighting Return Low Return High MOINX % Rank
Stocks
96.15% 4.44% 107.74% 86.69%
Cash
0.42% 0.00% 27.02% 85.17%
Preferred Stocks
0.00% 0.00% 5.13% 32.89%
Other
0.00% -0.07% 49.08% 62.55%
Convertible Bonds
0.00% 0.00% 3.17% 32.00%
Bonds
0.00% 0.00% 102.81% 37.83%

Stock Sector Breakdown

Weighting Return Low Return High MOINX % Rank
Financial Services
18.99% 0.00% 35.52% 17.69%
Healthcare
16.77% 0.00% 26.53% 8.85%
Industrials
14.84% 2.46% 37.42% 79.04%
Technology
13.36% 0.00% 43.95% 60.58%
Real Estate
8.93% 0.00% 29.43% 30.19%
Basic Materials
7.72% 0.00% 18.66% 6.35%
Consumer Cyclical
7.66% 0.99% 47.79% 87.69%
Energy
6.93% 0.00% 37.72% 30.38%
Utilities
2.11% 0.00% 18.58% 57.12%
Consumer Defense
1.73% 0.00% 18.87% 90.96%
Communication Services
0.97% 0.00% 14.85% 86.54%

Stock Geographic Breakdown

Weighting Return Low Return High MOINX % Rank
US
96.15% 2.58% 107.74% 81.56%
Non US
0.00% 0.00% 97.07% 42.59%

MOINX - Expenses

Operational Fees

MOINX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.70% 0.01% 38.30% 14.31%
Management Fee 0.80% 0.00% 1.50% 66.22%
12b-1 Fee 0.25% 0.00% 1.00% 39.17%
Administrative Fee N/A 0.01% 0.45% N/A

Sales Fees

MOINX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.00% 3.50% 5.75% 82.81%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

MOINX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

MOINX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 108.00% 1.00% 314.00% 88.30%

MOINX - Distributions

Dividend Yield Analysis

MOINX Category Low Category High MOINX % Rank
Dividend Yield 0.00% 0.00% 42.47% 86.50%

Dividend Distribution Analysis

MOINX Category Low Category High Category Mod
Dividend Distribution Frequency Annual Annual SemiAnnual SemiAnnual

Net Income Ratio Analysis

MOINX Category Low Category High MOINX % Rank
Net Income Ratio -0.57% -2.40% 2.49% 90.00%

Capital Gain Distribution Analysis

MOINX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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MOINX - Fund Manager Analysis

Managers

Peter Carpi


Start Date

Tenure

Tenure Rank

Mar 05, 2021

1.24

1.2%

Mr. Carpi is a Managing Director and Portfolio Manager and joined Wellington in 2005. Mr. Carpi has been in the investment management industry since 2000. He earned his MBA from Stanford University (2005) and his BSE in electrical engineering from the University of Pennsylvania (Moore, 2000). Additionally, Mr. Carpi holds the Chartered Financial Analyst designation

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 49.61 7.17 2.58