HWCIX: Hotchkis & Wiley Diversified Value I

Welcome to MutualFunds.com

Please help us personalize your experience and select the one that best describes you.

Your personalized experience is almost ready.

Join other Individual Investors receiving FREE personalized market updates and research. Join other Institutional Investors receiving FREE personalized market updates and research. Join other Financial Advisors receiving FREE personalized market updates and research.

Thank you!

Check your email and confirm your subscription to complete your personalized experience.

Thank you for your submission

We hope you enjoy your experience

Channels

Find the latest content and information here about the 2019 Charles Schwab Impact Conference.

Advisors

Receive email updates about fund flows, news, upcoming CE accredited webcasts from industry thought leaders and more.

Content focused on helping financial advisors build successful client relationships and grow their business.

Content geared towards helping financial advisors build better client portfolios.

Get insights on the industry trends and investment news from leading fund managers and experts.

HWCIX Hotchkis & Wiley Diversified Value I


Profile

HWCIX - Profile

Vitals

  • YTD Return -1.0%
  • 3 Yr Annualized Return 5.3%
  • 5 Yr Annualized Return 4.5%
  • Net Assets $96.1 M
  • Holdings in Top 10 34.0%

52 WEEK LOW AND HIGH

$19.87
$17.34
$20.42

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.99%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 26.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $250,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -1.0%
  • 3 Yr Annualized Total Return 6.4%
  • 5 Yr Annualized Total Return 6.2%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.65%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Hotchkis & Wiley Diversified Value Fund
  • Fund Family Name
    Hotchkis & Wiley
  • Inception Date
    Aug 30, 2004
  • Shares Outstanding
    3151163
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Patricia McKenna

Fund Description

The fund normally invests in equity securities of large capitalization companies that are considered by the Advisor to be undervalued. The Advisor currently considers large cap companies to be those with market capitalizations like those found in the Russell 1000® Index, although the Advisor will generally not purchase stock in a company with a market capitalization of less than $3 billion.


Sign up for Advisor Access

Receive email updates about best performers, news, CE accredited webcasts and more.


Categories

Performance

HWCIX - Performance

Return Ranking - Trailing

Period HWCIX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.0% -3.5% 7.6% 89.76%
1 Yr 8.7% -38.6% 24.3% 44.43%
3 Yr 5.3%* -20.3% 17.5% 15.95%
5 Yr 4.5%* -19.8% 13.5% 16.22%
10 Yr 9.1%* -12.7% 17.6% 6.95%

* Annualized

Return Ranking - Calendar

Period HWCIX Return Category Return Low Category Return High Rank in Category (%)
2019 26.9% -32.1% 48.5% 5.24%
2018 -16.0% -62.4% 16.7% 45.23%
2017 16.2% -16.5% 22.0% 7.53%
2016 14.2% -27.9% 31.0% 15.61%
2015 -9.3% -43.1% 1.3% 52.80%

Total Return Ranking - Trailing

Period HWCIX Return Category Return Low Category Return High Rank in Category (%)
YTD -1.0% -3.5% 7.6% 89.76%
1 Yr 8.7% -38.6% 24.3% 45.50%
3 Yr 6.4%* -18.6% 17.5% 31.37%
5 Yr 6.2%* -13.0% 13.5% 29.18%
10 Yr 10.9%* -4.6% 17.6% 13.71%

* Annualized

Total Return Ranking - Calendar

Period HWCIX Return Category Return Low Category Return High Rank in Category (%)
2019 26.9% -32.1% 48.5% 5.24%
2018 -14.7% -37.1% 17.4% 65.01%
2017 18.4% -16.5% 25.7% 19.83%
2016 20.0% -27.9% 32.2% 5.87%
2015 -9.3% -28.9% 3.9% 78.78%

NAV & Total Return History


Holdings

HWCIX - Holdings

Concentration Analysis

HWCIX Category Low Category High HWCIX % Rank
Net Assets 96.1 M 1.12 M 89 B 81.37%
Number of Holdings 69 1 1180 62.64%
Net Assets in Top 10 34.5 M 86.3 K 24.7 B 80.24%
Weighting of Top 10 34.03% 6.1% 186.4% 21.77%

Top 10 Holdings

  1. General Electric Co 4.87%
  2. Wells Fargo & Co 4.53%
  3. American International Group Inc 4.30%
  4. Microsoft Corp 3.95%
  5. Citigroup Inc 3.45%
  6. Oracle Corp 2.96%
  7. Goldman Sachs Group Inc 2.93%
  8. General Motors Co 2.67%
  9. Corning Inc 2.18%
  10. PPL Corp 2.18%

Asset Allocation

Weighting Return Low Return High HWCIX % Rank
Stocks
99.61% 85.33% 135.68% 19.10%
Cash
0.39% -98.49% 14.13% 76.87%
Preferred Stocks
0.00% 0.00% 7.57% 61.99%
Other
0.00% -0.58% 28.16% 60.67%
Convertible Bonds
0.00% -0.01% 6.51% 59.74%
Bonds
0.00% -0.52% 67.93% 61.61%

Stock Sector Breakdown

Weighting Return Low Return High HWCIX % Rank
Financial Services
27.33% 0.00% 61.09% 21.60%
Technology
14.29% 0.00% 26.00% 17.74%
Industrials
12.95% 0.00% 40.09% 16.42%
Energy
12.71% 0.00% 19.35% 7.92%
Communication Services
10.39% 0.00% 25.61% 10.75%
Healthcare
9.14% 0.00% 35.93% 93.77%
Consumer Cyclical
7.82% 0.00% 34.09% 32.45%
Utilities
3.23% 0.00% 59.22% 69.43%
Consumer Defense
2.13% 0.00% 32.00% 97.08%
Real Estate
0.00% 0.00% 20.28% 94.53%
Basic Materials
0.00% 0.00% 23.37% 96.79%

Stock Geographic Breakdown

Weighting Return Low Return High HWCIX % Rank
US
89.36% 80.46% 133.82% 73.78%
Non US
10.25% 0.00% 18.95% 13.39%

Expenses

HWCIX - Expenses

Operational Fees

HWCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.99% 0.00% 27.58% 53.80%
Management Fee 0.70% 0.00% 1.50% 76.34%
12b-1 Fee N/A 0.00% 1.00% 16.18%
Administrative Fee N/A 0.01% 0.50% 83.66%

Sales Fees

HWCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 1.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

HWCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

HWCIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 26.00% 0.00% 431.00% 30.79%

Distributions

HWCIX - Distributions

Dividend Yield Analysis

HWCIX Category Low Category High HWCIX % Rank
Dividend Yield 0.00% 0.00% 7.73% 79.96%

Dividend Distribution Analysis

HWCIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Quarterly

Net Income Ratio Analysis

HWCIX Category Low Category High HWCIX % Rank
Net Income Ratio 1.65% -0.63% 4.13% 54.99%

Capital Gain Distribution Analysis

HWCIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

HWCIX - Fund Manager Analysis

Managers

Patricia McKenna


Start Date

Tenure

Tenure Rank

Aug 30, 2004

15.43

15.4%

Ms. McKenna, In her role as portfolio manager, Ms. McKenna plays an integral part in the investment research review and decision-making process and represents the large cap fundamental value and large cap diversified value strategies to current and prospective clients. She also provides expertise and insight into the consumer and healthcare sectors. Prior to joining the firm, Ms. McKenna was an equity analyst at Trust Company of the West. Before entering the field of investment management, she worked for five years in corporate finance at Bankers Trust and then at Fieldstone Private Capital Group. Ms. McKenna began her career as a forensic accountant in 1983. Ms. McKenna, a CFA® charterholder, received her BA in Economics with distinction from Stanford University and MBA from Harvard Business School.

Judd Peters


Start Date

Tenure

Tenure Rank

Dec 31, 2004

15.09

15.1%

In his role as portfolio manager, Mr. Peters plays an integral part in the investment research review and decision-making process as well as coordinates the day-to-day management of Large Cap Fundamental Value, Large Cap Diversified Value, Small Cap Diversified Value and Global Value portfolios. He also provides expertise and insight into the capital goods, energy and technology sectors. Prior to joining the firm, Mr. Peters was an analyst in the corporate finance department of an investment banking firm. Mr. Peters, a CFA charterholder, received his BA in Mathematics and a BS in Biochemistry from University of California, San Diego.

Scott McBride


Start Date

Tenure

Tenure Rank

Dec 31, 2004

15.09

15.1%

In his role as portfolio manager, Mr. McBride plays an integral part in the investment research review and decision-making process as well as coordinates the day-to-day management of Large Cap Fundamental Value, Large Cap Diversified Value and Global Value portfolios. He also provides expertise and insight into the consumer, financials, healthcare and technology sectors. Prior to joining the firm, Mr. McBride was an associate consultant with Deloitte Consulting and worked as an investment marketing analyst with Fidelity Investments. Mr. McBride, a CFA charterholder, received his BA in Economics from Georgetown University and MBA from Columbia University.

George Davis


Start Date

Tenure

Tenure Rank

Dec 31, 2004

15.09

15.1%

In his role as portfolio manager, Mr. Davis plays an integral part in the investment research review and decision-making process. He coordinates the day-to-day management of Large Cap Fundamental Value, Large Cap Diversified Value, Mid-Cap Value and Value Opportunities portfolios, represents these strategies to current and prospective clients, as well as provides expertise and insight into the capital goods and financials sectors. Prior to joining the firm, Mr. Davis was an assistant to the senior partner of RCM Capital Management. He began his career in equity research with internships at Cramer, Rosenthal & McGlynn and Fidelity Management & Research. Mr. Davis received his BA in Economics and History and MBA from Stanford University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.05 84.26 6.99 4.38