GENIX: Gotham Enhanced Return Institutional

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GENIX Gotham Enhanced Return Institutional


Profile

GENIX - Profile

Vitals

  • YTD Return -20.6%
  • 3 Yr Annualized Return -10.8%
  • 5 Yr Annualized Return -5.9%
  • Net Assets $255 M
  • Holdings in Top 10 14.0%

52 WEEK LOW AND HIGH

$9.24
$7.12
$15.42

Expenses

OPERATING RELATED FEES

  • Expense Ratio 3.56%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 204.00%

TRADING FEES

  • Max Redemption Fee 1.00%

Min Investment

  • Standard (Taxable) $250,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -20.6%
  • 3 Yr Annualized Total Return -7.9%
  • 5 Yr Annualized Total Return -3.7%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.56%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Gotham Enhanced Return Fund
  • Fund Family Name
    Gotham
  • Inception Date
    May 31, 2013
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Joel Greenblatt

Fund Description

The fund seeks to achieve its investment objective by investing under normal circumstances in long and short positions of equity and equity-related securities, primarily companies traded on U.S. markets. It seeks a total return greater than that of the S&P 500® Index over a full market cycle, which is a period that includes both a bull (rising) market and a bear (falling) market cycle.


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Categories

Performance

GENIX - Performance

Return Ranking - Trailing

Period GENIX Return Category Return Low Category Return High Rank in Category (%)
YTD -20.6% -42.4% 1652.4% 78.49%
1 Yr -31.9% -62.9% 1745.6% 98.55%
3 Yr -10.8%* -29.8% 170.2% 77.43%
5 Yr -5.9%* -21.9% 5.7% 56.02%
10 Yr N/A* -9.9% 11.7% N/A

* Annualized

Return Ranking - Calendar

Period GENIX Return Category Return Low Category Return High Rank in Category (%)
2019 -8.5% -23.6% 35.6% 98.83%
2018 -13.8% -44.3% -1.3% 23.72%
2017 17.1% -13.5% 18.9% 5.28%
2016 13.4% -16.4% 23.6% 30.57%
2015 -13.0% -40.7% -0.7% 61.02%

Total Return Ranking - Trailing

Period GENIX Return Category Return Low Category Return High Rank in Category (%)
YTD -20.6% -42.4% 1652.4% 78.49%
1 Yr -31.9% -62.9% 1745.6% 98.55%
3 Yr -7.9%* -29.8% 170.2% 80.88%
5 Yr -3.7%* -21.9% 8.1% 69.71%
10 Yr N/A* -9.1% 11.7% N/A

* Annualized

Total Return Ranking - Calendar

Period GENIX Return Category Return Low Category Return High Rank in Category (%)
2019 -8.5% -23.6% 35.6% 98.83%
2018 -6.0% -44.3% 0.1% 3.00%
2017 18.2% -8.7% 24.9% 17.49%
2016 13.4% -4.7% 26.2% 53.21%
2015 -11.4% -40.3% 3.9% 79.24%

NAV & Total Return History


Holdings

GENIX - Holdings

Concentration Analysis

GENIX Category Low Category High GENIX % Rank
Net Assets 255 M 728 K 98.1 B 60.89%
Number of Holdings 1688 1 3236 2.79%
Net Assets in Top 10 66.5 M 181 K 8.26 B 54.19%
Weighting of Top 10 13.98% 3.2% 100.0% 70.67%

Top 10 Holdings

  1. Apple Inc 2.92%
  2. Bristol-Myers Squibb Company 1.61%
  3. CVS Health Corp 1.34%
  4. General Mills Inc 1.28%
  5. AT&T Inc 1.27%
  6. Target Corp 1.21%
  7. Lockheed Martin Corp 1.18%
  8. Applied Materials Inc 1.15%
  9. Honeywell International Inc 1.01%
  10. Eaton Corp PLC 1.00%

Asset Allocation

Weighting Return Low Return High GENIX % Rank
Stocks
95.55% 78.44% 106.40% 83.52%
Cash
4.65% -6.40% 16.38% 11.45%
Preferred Stocks
0.00% 0.00% 6.47% 91.62%
Convertible Bonds
0.00% 0.00% 0.32% 90.22%
Bonds
0.00% 0.00% 5.39% 92.74%
Other
-0.20% -6.55% 2.59% 99.72%

Stock Sector Breakdown

Weighting Return Low Return High GENIX % Rank
Industrials
22.36% 0.00% 49.37% 8.10%
Technology
21.38% 3.13% 30.03% 15.64%
Consumer Cyclical
13.29% 0.00% 35.90% 23.46%
Healthcare
12.75% 1.99% 26.15% 39.94%
Consumer Defense
11.29% 0.00% 23.84% 3.91%
Energy
6.04% 0.00% 16.28% 3.63%
Communication Services
5.67% 0.00% 33.30% 17.32%
Basic Materials
5.56% 0.00% 10.48% 17.04%
Utilities
1.09% 0.00% 16.28% 85.47%
Financial Services
0.56% 0.56% 50.76% 100.00%
Real Estate
0.00% 0.00% 30.44% 99.44%

Stock Geographic Breakdown

Weighting Return Low Return High GENIX % Rank
US
93.77% 72.81% 105.72% 65.08%
Non US
1.78% 0.00% 18.22% 55.59%

Expenses

GENIX - Expenses

Operational Fees

GENIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 3.56% 0.02% 19.45% 4.37%
Management Fee 2.00% 0.00% 2.00% 100.00%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.30% N/A

Sales Fees

GENIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

GENIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 1.00% 0.50% 2.00% 96.15%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

GENIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 204.00% 0.01% 962.00% 99.43%

Distributions

GENIX - Distributions

Dividend Yield Analysis

GENIX Category Low Category High GENIX % Rank
Dividend Yield 0.00% 0.00% 5.99% 90.45%

Dividend Distribution Analysis

GENIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Quarterly

Net Income Ratio Analysis

GENIX Category Low Category High GENIX % Rank
Net Income Ratio -0.56% -6.46% 2.17% 96.00%

Capital Gain Distribution Analysis

GENIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

GENIX - Fund Manager Analysis

Managers

Joel Greenblatt


Start Date

Tenure

Tenure Rank

May 31, 2013

6.92

6.9%

Joel Greenblatt, Co-Chief Investment Officer & Portfolio Manager, serves as a Managing Principal and Co-Chief Investment Officer of Gotham Asset Management, LLC, the successor to the investment advisory business of Gotham Capital, an investment firm he founded in 1985. Since 1996, he has been a professor on the adjunct faculty of Columbia Business School where he teaches “Value and Special Situation Investing”. Mr. Greenblatt is a director of Pzena Investment Management, Inc., a global investment management firm. He formerly served on the Investment Boards of the University of Pennsylvania and the UJA Federation. Mr. Greenblatt is the author of You Can Be A Stock Market Genius (Simon & Schuster, 1997), The Little Book that Beats the Market (Wiley, 2005), The Little Book that Still Beats the Market (Wiley, 2010), and The Big Secret for the Small Investor (Random House, 2011). He was the Chairman of the Board (1994 – 1995) and a board member (1994 – 2000) of Alliant Techsystems, a NYSE-listed aerospace and defense contractor. He holds a BS (1979), summa cum laude, and an MBA (1980) from the Wharton School of the University of Pennsylvania.

Robert Goldstein


Start Date

Tenure

Tenure Rank

May 31, 2013

6.92

6.9%

Robert Goldstein, Co-Chief Investment Officer & Portfolio Manager, serves as a Managing Principal and Co-Chief Investment Officer of Gotham Asset Management, LLC, the successor to the investment advisory business of Gotham Capital, which he joined in 1989. Mr. Goldstein also founded and served as Managing Partner (1989 – 1997) of Metropolis Partners, a value and special situation investment partnership managing capital on behalf of institutions and wealthy individuals. Mr. Goldstein currently serves on the Board of Trustees of the Museum of the City of New York. He briefly served on the Executive Committee of the Board of Directors of Old Guard Group, Inc., a publicly-traded insurance company, prior to its being acquired by the Westfield Companies in 2000. Mr. Goldstein holds a BA (1988), magna cum laude, from Tufts University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 33.08 6.05 0.86