FTXAX: Fuller & Thaler Behavioral Sm-Cp Gr A

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FTXAX Fuller & Thaler Behavioral Sm-Cp Gr A


Profile

FTXAX - Profile

Vitals

  • YTD Return 9.6%
  • 3 Yr Annualized Return N/A
  • 5 Yr Annualized Return N/A
  • Net Assets $44.5 M
  • Holdings in Top 10 29.2%

52 WEEK LOW AND HIGH

$25.92
$14.95
$26.15

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.15%

SALES FEES

  • Front Load 5.75%
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 127.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return 9.6%
  • 3 Yr Annualized Total Return N/A
  • 5 Yr Annualized Total Return N/A
  • Capital Gain Distribution Frequency N/A
  • Net Income Ratio -0.75%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Fuller & Thaler Behavioral Small-Cap Growth Fund
  • Fund Family Name
    Fuller & Thaler
  • Inception Date
    Dec 19, 2018
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Raymond Lin

Fund Description

The fund seeks to achieve its objective by investing at least 80% of its net assets (plus borrowings for investment purposes) in common stocks of small capitalization ("small-cap") companies based in the U.S. ("80% Policy"). It may invest a portion of its assets in real estate investment trusts ("REITs").


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Categories

Performance

FTXAX - Performance

Return Ranking - Trailing

Period FTXAX Return Category Return Low Category Return High Rank in Category (%)
YTD 9.6% -36.4% 51.6% 21.04%
1 Yr 11.8% -44.5% 38.7% 10.95%
3 Yr N/A* -53.9% 24.6% N/A
5 Yr N/A* -39.9% 17.5% N/A
10 Yr N/A* -17.7% 14.3% N/A

* Annualized

Return Ranking - Calendar

Period FTXAX Return Category Return Low Category Return High Rank in Category (%)
2019 18.8% -49.8% 42.9% 61.13%
2018 N/A -54.2% 13.6% N/A
2017 N/A -73.6% 36.1% N/A
2016 N/A -49.0% 133.1% N/A
2015 N/A -70.7% 8.6% N/A

Total Return Ranking - Trailing

Period FTXAX Return Category Return Low Category Return High Rank in Category (%)
YTD 9.6% -36.4% 51.6% 21.04%
1 Yr 11.8% -44.5% 38.7% 10.95%
3 Yr N/A* -24.3% 29.8% N/A
5 Yr N/A* -19.6% 21.1% N/A
10 Yr N/A* -8.7% 24.7% N/A

* Annualized

Total Return Ranking - Calendar

Period FTXAX Return Category Return Low Category Return High Rank in Category (%)
2019 18.8% -49.8% 42.9% 61.13%
2018 N/A -54.2% 14.5% N/A
2017 N/A -5.9% 42.0% N/A
2016 N/A -16.4% 133.1% N/A
2015 N/A -59.6% 19.3% N/A

NAV & Total Return History


Holdings

FTXAX - Holdings

Concentration Analysis

FTXAX Category Low Category High FTXAX % Rank
Net Assets 44.5 M 5.02 M 25.8 B 85.74%
Number of Holdings 46 1 2001 95.56%
Net Assets in Top 10 9.86 M 753 K 2.93 B 86.85%
Weighting of Top 10 29.23% 7.0% 100.0% 19.81%

Top 10 Holdings

  1. Sarepta Therapeutics Inc 4.04%
  2. Amedisys Inc 3.58%
  3. Five9 Inc 2.87%
  4. Repligen Corp 2.80%
  5. Big Lots Inc 2.76%
  6. MACOM Technology Solutions Holdings Inc 2.75%
  7. Zynga Inc Class A 2.69%
  8. Stamps.com Inc 2.67%
  9. Tandem Diabetes Care Inc 2.56%
  10. eHealth Inc 2.51%

Asset Allocation

Weighting Return Low Return High FTXAX % Rank
Stocks
97.56% 85.11% 103.86% 47.54%
Cash
2.44% -4.54% 16.82% 48.97%
Preferred Stocks
0.00% 0.00% 4.03% 73.85%
Other
0.00% -14.02% 11.74% 73.85%
Convertible Bonds
0.00% 0.00% 0.00% 71.79%
Bonds
0.00% -0.08% 0.07% 71.16%

Stock Sector Breakdown

Weighting Return Low Return High FTXAX % Rank
Healthcare
31.85% 0.08% 54.38% 33.12%
Technology
31.15% 2.71% 75.34% 17.12%
Consumer Cyclical
11.09% 0.00% 32.16% 31.06%
Consumer Defense
10.84% 0.00% 18.15% 2.69%
Industrials
7.71% 1.13% 34.78% 95.40%
Financial Services
4.60% 0.00% 22.83% 70.36%
Communication Services
2.76% 0.00% 12.66% 35.97%
Utilities
0.00% 0.00% 6.57% 81.30%
Real Estate
0.00% 0.00% 10.46% 95.88%
Energy
0.00% 0.00% 5.19% 86.85%
Basic Materials
0.00% 0.00% 12.65% 93.19%

Stock Geographic Breakdown

Weighting Return Low Return High FTXAX % Rank
US
97.56% 80.10% 101.74% 14.74%
Non US
0.00% 0.00% 12.64% 95.88%

Expenses

FTXAX - Expenses

Operational Fees

FTXAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.15% 0.06% 36.03% 11.02%
Management Fee 0.85% 0.05% 1.50% 63.97%
12b-1 Fee 0.25% 0.00% 1.00% 53.07%
Administrative Fee 0.25% 0.01% 0.40% 91.91%

Sales Fees

FTXAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.75% 2.50% 5.75% 31.40%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

FTXAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

FTXAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 127.00% 9.00% 474.00% 89.48%

Distributions

FTXAX - Distributions

Dividend Yield Analysis

FTXAX Category Low Category High FTXAX % Rank
Dividend Yield 0.00% 0.00% 28.84% 73.38%

Dividend Distribution Analysis

FTXAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Net Income Ratio Analysis

FTXAX Category Low Category High FTXAX % Rank
Net Income Ratio -0.75% -2.35% 1.11% 67.69%

Capital Gain Distribution Analysis

FTXAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

FTXAX - Fund Manager Analysis

Managers

Raymond Lin


Start Date

Tenure

Tenure Rank

Dec 21, 2017

2.53

2.5%

Mr. Lin is responsible for managing Fuller & Thaler’s Behavioral Long-Term Unconstrained Equity, Equity Market Neutral, and Small-Midcap strategies. He has been with the firm since 2006 and has over 26 years of investment experience. Prior to joining the firm, he was a portfolio manager for a long-short equity fund at Tricera Capital. He was previously a principal and portfolio manager at Sit Investment Associates and an options trader at JP Morgan. While at Fuller & Thaler, he has been instrumental in developing and implementing additional risk management methodologies to improve the portfolio construction and monitoring process. He holds the Chartered Financial Analyst designation and is a member of the CFA Society of San Francisco. Mr. Lin received a BS in Computer Science from the University of Michigan and an MBA and MA from the University of California, Berkeley. Mr. Lin is an owner of the firm and a member of the Board of Directors.

Frederick Stanske


Start Date

Tenure

Tenure Rank

Dec 21, 2017

2.53

2.5%

Mr. Stanske serves as the back-up portfolio manager of the Behavioral Long-Term Unconstrained Equity strategy. He has been with the firm since 1996 and has over 31 years of investment experience. Prior to joining the firm, he spent over ten years as an analyst and portfolio manager at Farmers Insurance Group and then at Fisher Investments. Earlier in his career, Mr. Stanske worked in the corporate sector as an analyst. He received his BS from the University of Denver and his MBA from the University of Chicago. Mr. Stanske is a member of the CFA Institute and the CFA Society of San Francisco. He holds the Chartered Financial Analyst designation. He is an owner of the firm and a member of the Board of Directors.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.17 28.92 8.17 3.33