BNY Mellon Opportunistic Small Cap Fund
Name
As of 11/08/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
10.5%
1 yr return
28.8%
3 Yr Avg Return
-2.3%
5 Yr Avg Return
7.6%
Net Assets
$261 M
Holdings in Top 10
23.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.96%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 85.56%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 11/08/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
DOPIX - Profile
Distributions
- YTD Total Return 10.5%
- 3 Yr Annualized Total Return -2.3%
- 5 Yr Annualized Total Return 7.6%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.19%
- Dividend Yield 0.5%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameBNY Mellon Opportunistic Small Cap Fund
-
Fund Family NameDreyfus
-
Inception DateSep 30, 2016
-
Shares OutstandingN/A
-
Share ClassI
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerJames Boyd
Fund Description
To pursue its goal, the fund normally invests at least 80% of its net assets, plus any borrowings for investment purposes, in the stocks of small cap companies. The fund currently considers small cap companies to be those companies with market capitalizations that fall within the market capitalization range of companies comprising the Russell 2000® Index, the fund's benchmark index. As of November 30, 2023, the market capitalizations of the smallest and largest companies in the index were approximately $21 million and $14.4 billion, respectively, and the weighted average and median market capitalizations of the index were approximately $2.9 billion and $840 million, respectively. Stocks are selected for the fund's portfolio based primarily on bottom-up fundamental analysis. The fund's sub-adviser uses a disciplined investment process that relies, in general, on proprietary fundamental research and valuation. Generally, elements of the process include analysis of a company's business prospects, estimation of the company's value and the identification of events or a catalyst that could cause the estimated value of the company to change. In general, the fund seeks exposure
to securities and sectors that the fund's sub-adviser perceives to be attractive from a valuation and fundamental standpoint.
The fund typically sells a stock when, in the sub-adviser's view, it approaches intrinsic value, a significant deterioration of fundamental expectations develops, the revaluation catalyst becomes impaired or a better risk/reward opportunity is presented in the marketplace.
DOPIX - Performance
Return Ranking - Trailing
Period | DOPIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 10.5% | -3.6% | 39.3% | 91.32% |
1 Yr | 28.8% | 0.0% | 58.7% | 90.57% |
3 Yr | -2.3%* | -15.1% | 40.9% | 95.79% |
5 Yr | 7.6%* | -12.0% | 33.6% | 88.40% |
10 Yr | N/A* | -2.8% | 17.8% | 41.39% |
* Annualized
Return Ranking - Calendar
Period | DOPIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 7.5% | -19.9% | 29.0% | 84.28% |
2022 | -20.5% | -59.3% | 118.2% | 47.62% |
2021 | 5.8% | -31.6% | 39.3% | 65.76% |
2020 | 18.8% | -51.0% | 39.5% | 10.12% |
2019 | 20.8% | -5.6% | 37.8% | 51.55% |
Total Return Ranking - Trailing
Period | DOPIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 10.5% | -3.6% | 39.3% | 91.32% |
1 Yr | 28.8% | 0.0% | 58.7% | 90.57% |
3 Yr | -2.3%* | -15.1% | 40.9% | 95.79% |
5 Yr | 7.6%* | -12.0% | 33.6% | 88.40% |
10 Yr | N/A* | -2.8% | 17.8% | 39.63% |
* Annualized
Total Return Ranking - Calendar
Period | DOPIX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 9.2% | -11.7% | 31.8% | 92.23% |
2022 | -17.4% | -45.2% | 123.7% | 59.81% |
2021 | 16.3% | 0.0% | 45.6% | 84.91% |
2020 | 19.2% | -50.5% | 46.9% | 21.03% |
2019 | 21.3% | 2.2% | 40.9% | 85.09% |
NAV & Total Return History
DOPIX - Holdings
Concentration Analysis
DOPIX | Category Low | Category High | DOPIX % Rank | |
---|---|---|---|---|
Net Assets | 261 M | 529 K | 145 B | 64.60% |
Number of Holdings | 84 | 2 | 2445 | 77.21% |
Net Assets in Top 10 | 62.4 M | 124 K | 9.87 B | 56.31% |
Weighting of Top 10 | 23.87% | 3.1% | 100.1% | 28.36% |
Top 10 Holdings
- BALDWIN INSURANCE GROUP INC/THE 3.29%
- ALAMOS GOLD INC 3.20%
- FLUOR CORP 2.89%
- ESSENT GROUP LTD 2.36%
- INSMED INC 2.35%
- CNX RESOURCES CORP 2.03%
- VIPER ENERGY INC 1.97%
- TRANSMEDICS GROUP INC 1.95%
- CLEARWAY ENERGY INC 1.93%
- GENIUS SPORTS LTD 1.91%
Asset Allocation
Weighting | Return Low | Return High | DOPIX % Rank | |
---|---|---|---|---|
Stocks | 98.32% | 7.51% | 107.74% | 56.87% |
Cash | 1.70% | 0.00% | 42.24% | 46.33% |
Preferred Stocks | 0.00% | 0.00% | 6.06% | 99.25% |
Other | 0.00% | -0.07% | 49.08% | 97.18% |
Convertible Bonds | 0.00% | 0.00% | 3.17% | 99.25% |
Bonds | 0.00% | 0.00% | 87.66% | 99.25% |
Stock Sector Breakdown
Weighting | Return Low | Return High | DOPIX % Rank | |
---|---|---|---|---|
Technology | 18.03% | 0.00% | 43.95% | 13.52% |
Industrials | 16.19% | 2.46% | 37.42% | 55.05% |
Healthcare | 15.40% | 0.00% | 26.53% | 32.00% |
Financial Services | 13.67% | 0.00% | 35.52% | 84.95% |
Consumer Cyclical | 9.57% | 0.99% | 47.79% | 75.43% |
Energy | 6.91% | 0.00% | 37.72% | 32.19% |
Basic Materials | 5.19% | 0.00% | 18.66% | 42.48% |
Utilities | 4.96% | 0.00% | 18.58% | 10.29% |
Real Estate | 4.32% | 0.00% | 29.43% | 82.48% |
Consumer Defense | 4.27% | 0.00% | 18.87% | 47.81% |
Communication Services | 1.48% | 0.00% | 14.85% | 81.52% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | DOPIX % Rank | |
---|---|---|---|---|
US | 98.32% | 2.58% | 107.74% | 50.85% |
Non US | 0.00% | 0.00% | 97.07% | 99.25% |
DOPIX - Expenses
Operational Fees
DOPIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.96% | 0.01% | 38.30% | 59.74% |
Management Fee | 0.75% | 0.00% | 1.50% | 62.38% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.45% | N/A |
Sales Fees
DOPIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
DOPIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
DOPIX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 85.56% | 1.00% | 314.00% | 84.28% |
DOPIX - Distributions
Dividend Yield Analysis
DOPIX | Category Low | Category High | DOPIX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.49% | 0.00% | 42.47% | 32.20% |
Dividend Distribution Analysis
DOPIX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | SemiAnnual | Annual |
Net Income Ratio Analysis
DOPIX | Category Low | Category High | DOPIX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.19% | -2.40% | 2.49% | 76.38% |
Capital Gain Distribution Analysis
DOPIX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 12, 2023 | $0.166 | OrdinaryDividend |
Dec 12, 2023 | $0.291 | CapitalGainLongTerm |
Dec 09, 2022 | $1.121 | CapitalGainLongTerm |
Dec 10, 2021 | $3.405 | CapitalGainLongTerm |
Dec 10, 2020 | $0.106 | OrdinaryDividend |
Dec 16, 2019 | $0.120 | OrdinaryDividend |
Dec 14, 2018 | $1.545 | CapitalGainShortTerm |
Dec 14, 2018 | $5.242 | CapitalGainLongTerm |
Dec 15, 2017 | $0.498 | CapitalGainShortTerm |
Dec 15, 2017 | $4.057 | CapitalGainLongTerm |
Dec 16, 2016 | $0.137 | CapitalGainLongTerm |
DOPIX - Fund Manager Analysis
Managers
James Boyd
Start Date
Tenure
Tenure Rank
Dec 31, 2008
13.42
13.4%
Jim is a member of Newton’s equity research team, primarily responsible for covering secular growth companies with an emphasis on the fintech, payments and software industries. Jim joined Newton in September 2021, following the integration of Mellon Investments Corporation’s equity and multi-asset capabilities into the Newton Investment Management Group. Before joining Newton, Jim was a senior portfolio manager of the Small and Mid-cap Opportunistic strategies at Mellon Investments Corporation and The Boston Company Asset Management (both BNY Mellon group companies). During his time at Mellon, Jim served as the team’s financial services, real estate, and business services analyst. Before joining BNY Mellon, Jim was a senior equity research analyst at State Street Global Advisors. Earlier in his career, Jim was an assistant portfolio manager and a senior research analyst at Harbor Capital Management. Jim started his career at John Hancock Advisors, where he received three years of detailed, income statement and balance-sheet analysis training from a former FDIC bank examiner. Jim has a BA in Economics and History from Colgate University, where he graduated magna cum laude, and a master’s degree in Finance from Boston College. He received his CFA designation in 1999 and is a member of the CFA Institute.
Patrick Kent
Start Date
Tenure
Tenure Rank
Mar 13, 2019
3.22
3.2%
Patrick is head of small cap equities team and the lead portfolio manager for US Opportunistic Equity strategies and head of the small mid cap equity research team. Patrick joined Newton in September 2021, following the integration of Mellon Investments Corporation’s equity and multi-asset capabilities into the Newton Investment Management Group. Before joining Newton, Patrick was a senior portfolio manager at Mellon Investments Corporation (a BNY Mellon group company). Earlier in his career, Patrick was a portfolio manager at Wellington. There, he co-managed the firm’s global all-cap impact investing strategy. Prior to Wellington, Patrick was an equity analyst with Alydar Capital, CR Intrinsic Investors and Schroders. He also spent four years with The Boston Company Asset Management, a BNY Mellon group company, on the Opportunistic Equity team. Patrick has a BA from Bowdoin College and an MBA from Babson College’s Franklin W. Olin Graduate School of Business. He received his CFA designation in 2001 and is a member of the CFA Institute and the CFA Society Boston. Patrick holds the Chartered Market Technician designation and is a member of the CMT Association.
Andrew Leger
Start Date
Tenure
Tenure Rank
Sep 22, 2021
0.69
0.7%
Andrew is a member of Newton’s small cap equities team. In his current role, Andrew is a senior portfolio manager. He is primarily responsible for research coverage of the non-US energy, materials and industrials sectors. Andrew joined Newton in September 2021, following the integration of Mellon Investments Corporation’s equity and multi-asset capabilities into the Newton Investment Management Group. Before joining Newton, Andrew was a senior portfolio manager and senior research analyst at Mellon Investments Corporation and The Boston Company Asset Management (both BNY Mellon group companies). Prior to joining BNY Mellon, Andrew worked at BlackRock Inc., where he co-managed the Small Cap Growth and Mid Cap Growth funds and conducted research on industrial, energy, materials and consumer stocks. Previously, he served in analyst roles at Schroders Investment Management and Delphi Management. Andrew has a BA in Economics and Communications from Wake Forest University.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 49.61 | 7.18 | 2.58 |