AVOLX: Arin Large Cap Theta Fund - MutualFunds.com

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Arin Large Cap Theta Institutional

AVOLX - Snapshot

Vitals

  • YTD Return 22.0%
  • 3 Yr Annualized Return 5.0%
  • 5 Yr Annualized Return 4.0%
  • Net Assets $151 M
  • Holdings in Top 10 N/A

52 WEEK LOW AND HIGH

$11.69
$9.51
$13.35

Expenses

OPERATING RELATED FEES

  • Expense Ratio 0.71%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 456.80%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $25,000
  • IRA N/A

Fund Classification

  • Primary Theme
  • Fund Type Open End Mutual Fund
  • Investment Style Options-based

Compare AVOLX to Popular Options-based Funds and ETFs

Overview

Income Profile

Income Risk

Returns Profile

Allocations

Expenses

About

$23.81

+0.38%

$12.74 B

1.15%

$0.27

11.99%

-

$36.30

+0.44%

$6.71 B

0.71%

$0.26

4.64%

-

$12.56

0.00%

$1.76 B

-

-

1.62%

-

$9.22

+0.55%

$1.51 B

-

-

-8.08%

-

AVOLX - Profile

Distributions

  • YTD Total Return 22.0%
  • 3 Yr Annualized Total Return 5.0%
  • 5 Yr Annualized Total Return 4.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 1.11%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Quarterly

Fund Details

  • Legal Name
    Arin Large Cap Theta Fund
  • Fund Family Name
    Nottingham
  • Inception Date
    Aug 14, 2013
  • Shares Outstanding
    N/A
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Lawrence Lempert

Fund Description

The fund normally will invest at least 80% of net assets, plus borrowings for investment purposes, in a portfolio of securities whose value is based on companies with market capitalizations that qualify them as "large-cap" companies. The advisor considers a company to be a "large cap" company if its market capitalization is at least $10 billion.


AVOLX - Performance

Return Ranking - Trailing

Period AVOLX Return Category Return Low Category Return High Rank in Category (%)
YTD 22.0% -33.9% 932.0% 2.17%
1 Yr 20.3% -34.2% 25.3% 1.79%
3 Yr 5.0%* -14.7% 13.8% 26.92%
5 Yr 4.0%* -8.0% 12.6% 52.25%
10 Yr N/A* -5.7% 12.2% N/A

* Annualized

Return Ranking - Calendar

Period AVOLX Return Category Return Low Category Return High Rank in Category (%)
2019 1.1% -28.6% 28.4% 91.71%
2018 -8.7% -93.5% 8.2% 47.33%
2017 3.6% -38.9% 19.8% 61.94%
2016 -3.7% -10.9% 12.8% 85.05%
2015 -1.8% -31.0% 6.6% 26.97%

Total Return Ranking - Trailing

Period AVOLX Return Category Return Low Category Return High Rank in Category (%)
YTD 22.0% -33.9% 932.0% 2.17%
1 Yr 20.3% -37.3% 25.3% 1.35%
3 Yr 5.0%* -14.7% 13.8% 24.36%
5 Yr 4.0%* -8.0% 12.6% 49.55%
10 Yr N/A* -5.7% 12.2% N/A

* Annualized

Total Return Ranking - Calendar

Period AVOLX Return Category Return Low Category Return High Rank in Category (%)
2019 1.1% -5.9% 28.4% 92.27%
2018 -6.9% -30.9% 8.2% 50.00%
2017 5.4% -23.4% 19.8% 76.12%
2016 1.0% -10.9% 12.8% 76.64%
2015 3.5% -31.0% 8.0% 15.73%

NAV & Total Return History


AVOLX - Holdings

Concentration Analysis

AVOLX Category Low Category High AVOLX % Rank
Net Assets 151 M 628 K 12.7 B 32.02%
Number of Holdings 33 3 509 50.40%
Net Assets in Top 10 149 M -3.33 M 3.98 B 20.40%
Weighting of Top 10 N/A 14.4% 100.0% 12.46%

Top 10 Holdings

  1. Option on S&P 500 PR 86.48%
  2. Option on S&P 500 PR 86.48%
  3. Option on S&P 500 PR 86.48%
  4. Option on S&P 500 PR 86.48%
  5. Option on S&P 500 PR 86.48%
  6. Option on S&P 500 PR 86.48%
  7. Option on S&P 500 PR 86.48%
  8. Option on S&P 500 PR 86.48%
  9. Option on S&P 500 PR 86.48%
  10. Option on S&P 500 PR 86.48%

Asset Allocation

Weighting Return Low Return High AVOLX % Rank
Stocks
78.77% -8.21% 100.13% 70.80%
Cash
21.23% -27.95% 103.52% 18.40%
Preferred Stocks
0.00% 0.00% 5.17% 90.00%
Other
0.00% -5.49% 78.63% 90.80%
Convertible Bonds
0.00% 0.00% 27.16% 91.20%
Bonds
0.00% 0.00% 98.05% 90.80%

Stock Sector Breakdown

Weighting Return Low Return High AVOLX % Rank
Technology
24.20% 0.00% 44.70% 41.41%
Healthcare
14.15% 0.00% 29.45% 66.08%
Financial Services
12.78% 0.00% 27.65% 77.97%
Consumer Cyclical
11.34% 0.00% 18.75% 36.56%
Communication Services
11.15% 0.00% 21.22% 21.15%
Industrials
8.75% 1.88% 44.64% 30.84%
Consumer Defense
7.49% 0.00% 26.50% 66.08%
Utilities
3.20% 0.00% 15.00% 36.56%
Real Estate
2.62% 0.00% 8.90% 53.74%
Basic Materials
2.30% 0.00% 64.58% 32.16%
Energy
2.01% 0.00% 60.53% 73.57%

Stock Geographic Breakdown

Weighting Return Low Return High AVOLX % Rank
US
78.04% -8.13% 99.79% 57.60%
Non US
0.73% -0.70% 98.99% 70.80%

AVOLX - Expenses

Operational Fees

AVOLX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 0.71% 0.20% 9.76% 93.16%
Management Fee 0.40% 0.00% 1.75% 8.73%
12b-1 Fee N/A 0.00% 1.00% 13.89%
Administrative Fee 0.28% 0.03% 0.28% 97.96%

Sales Fees

AVOLX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 4.75% 5.75% N/A
Deferred Load N/A 1.00% 1.00% N/A

Trading Fees

AVOLX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

AVOLX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 456.80% 0.00% 456.80% 99.49%

AVOLX - Distributions

Dividend Yield Analysis

AVOLX Category Low Category High AVOLX % Rank
Dividend Yield 0.00% 0.00% 9.03% 91.30%

Dividend Distribution Analysis

AVOLX Category Low Category High Category Mod
Dividend Distribution Frequency Quarterly Annually Quarterly Annually

Net Income Ratio Analysis

AVOLX Category Low Category High AVOLX % Rank
Net Income Ratio 1.11% -2.13% 14.24% 35.32%

Capital Gain Distribution Analysis

AVOLX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

AVOLX - Fund Manager Analysis

Managers

Lawrence Lempert


Start Date

Tenure

Tenure Rank

Aug 14, 2013

7.22

7.2%

Mr. Lempert has been the Trading Director of the Arin Risk Advisors, LLC since the firm's founding in 2009 and Chief Compliance Officer since 2011. Prior to joining the Arin, he founded and managed Bullock Capital, LLC's proprietary stock/option trading operation and previously served as a market maker/index/sector correlation and dispersion trader with Susquehanna International Group. Mr. Lempert earned a Bachelor of Science degree in Statistics and Economics from Rutgers College, a Juris Doctor from Villanova University School of Law, and a Master of Laws in Taxation from New York University School of Law.

Joseph DeSipio


Start Date

Tenure

Tenure Rank

Aug 14, 2013

7.22

7.2%

Mr. DeSipio is the co-founder and chief market strategist of the Arin Risk Advisors, LLC since the firm’s founding in 2009. He previously held strategist and lead portfolio manager positions with SEI Investments, Evergreen Investments, Wachovia, and Vector Capital Management, Inc. He founded Evergreen Investments’ Options Strategy Group in Philadelphia, Pennsylvania. Mr. DeSipio earned a Bachelor of Science degree from Indiana University of Pennsylvania and Master of Arts degree in Economics from Temple University. Mr. DeSipio is a CFA charterholder. He earned the right to use the Chartered Financial Analyst designation. He is a financial Risk Manager – Certified by the Global Association of Risk Professionals.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 19.35 3.67 5.26
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