SPDR S&P 500 ESG ETF
Name
As of 05/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
9.0%
1 yr return
27.1%
3 Yr Avg Return
9.9%
5 Yr Avg Return
N/A
Net Assets
$1.18 B
Holdings in Top 10
39.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.10%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 05/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
EFIV - Profile
Distributions
- YTD Total Return 9.0%
- 3 Yr Annualized Total Return 9.9%
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 1.39%
- Dividend Yield 1.2%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameSPDR S&P 500 ESG ETF
-
Fund Family NameState Street Global Advisors - advised funds
-
Inception DateJul 28, 2020
-
Shares Outstanding11925000
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerOlga Winner
Fund Description
• | Companies that meet any of the following Business Involvement Exclusions, based on revenue levels as determined by S&P Global, Inc. (an affiliate of the Index Provider (defined below)): |
• | Companies that derive any amount of revenue from manufacturing tobacco products, 5% or greater of their revenue from supplying products and services essential for the tobacco industry, or 5% or greater of their revenue from the distribution and/or retail sale of tobacco products; |
• | “Controversial Weapons Companies,” defined as companies that derive any amount of revenue from (i) manufacturing components intended solely for use in the production of and are essential for the functioning of anti-personnel mines, biological and chemical weapons, blinding laser weapons, cluster munitions, depleted uranium, incendiary weapons and nuclear weapons (collectively, “Controversial Weapons”), or (ii) products and/or services related to the sale, supply and transfer of Controversial Weapons; |
• | Companies that derive 5% or greater of their revenue from the extraction and/or production of fossil fuels from oil/tar sands; |
• | Companies that (i) derive any amount of revenue from the manufacturing of small arms weapons for civilian or non‑civilian use, or key components of assault weapons; or (ii) derive 5% or greater of their revenue from the retail or distribution of small arms weapons for civilian customers; |
• | Companies that derive 10% or greater of their revenue from (i) manufacturing, assembling, selling and transporting weapons, equipment, structures, and vehicles, or providing vehicle and equipment maintenance services and logistics and operations support, specifically for the purposes of warfare, or (ii) manufacturing and selling military weapon-related products; or |
• | Companies that derive 5% or greater of their revenue from (i) owning and/or operating coal mines that engage in thermal coal mining or (ii) electricity generation using coal powered plants. |
• | Companies that hold 25% or greater ownership stakes (as determined by S&P Global, Inc.) in: |
• | Companies that derive any amount of revenue from manufacturing tobacco products; |
• | Controversial Weapons Companies; or |
• | Companies that derive any amount of revenue from the manufacturing of small arms weapons for civilian and non‑civilian use, or key components of assault weapons. |
• | Companies that are classified by Sustainalytics to be non‑compliant with the United Nations Global Compact (“UNGC”) principles (“Non‑Compliant UNGC Companies”). Non‑Compliant UNGC Companies are (i) companies found to have been responsible for egregious and severe violations of commonly accepted international norms related to human rights, labor rights, the environment and business ethics, or (ii) companies deemed to facilitate third parties in human rights violations due to their involvement in certain weapons with disproportional and/or non‑discriminatory impact on citizens and society; |
• | Companies that have an S&P Global ESG Score that falls within the worst 25% of scores from each Global Industry Classification Standard (GICS) industry group in the underlying universe of companies eligible for inclusion in the Index (the “Investment Universe”); or |
• | Companies that do not have (i) coverage for determining tobacco-, controversial weapons-, oil sands-, small arms-, military weapons- and thermal coal-related involvement or compliance with UNGC principles; or (ii) an S&P Global ESG Score. |
EFIV - Performance
Return Ranking - Trailing
Period | EFIV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 9.0% | -0.9% | 17.0% | 35.86% |
1 Yr | 27.1% | 1.8% | 54.4% | 31.81% |
3 Yr | 9.9%* | -13.8% | 14.4% | 4.15% |
5 Yr | N/A* | -9.3% | 107.5% | 71.57% |
10 Yr | N/A* | -0.1% | 20.7% | 73.51% |
* Annualized
Return Ranking - Calendar
Period | EFIV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 26.0% | -42.6% | 47.4% | 6.97% |
2022 | -19.1% | -56.3% | -4.2% | 25.00% |
2021 | 30.0% | -27.2% | 53.7% | 1.64% |
2020 | N/A | -36.2% | 2181.7% | N/A |
2019 | N/A | -22.7% | 40.4% | N/A |
Total Return Ranking - Trailing
Period | EFIV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 9.0% | -0.9% | 17.0% | 35.86% |
1 Yr | 27.1% | 1.8% | 54.4% | 31.81% |
3 Yr | 9.9%* | -13.8% | 14.4% | 4.15% |
5 Yr | N/A* | -9.3% | 107.5% | N/A |
10 Yr | N/A* | -0.1% | 20.7% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | EFIV Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 27.9% | -5.0% | 47.4% | 13.13% |
2022 | -17.8% | -36.8% | -2.2% | 45.08% |
2021 | 31.7% | 3.0% | 124.3% | 5.17% |
2020 | N/A | -15.8% | 2266.0% | N/A |
2019 | N/A | -0.4% | 241.3% | N/A |
EFIV - Holdings
Concentration Analysis
EFIV | Category Low | Category High | EFIV % Rank | |
---|---|---|---|---|
Net Assets | 1.18 B | 2.34 M | 1.55 T | 53.75% |
Number of Holdings | 318 | 2 | 4048 | 25.56% |
Net Assets in Top 10 | 440 M | 885 K | 387 B | 49.44% |
Weighting of Top 10 | 39.64% | 0.3% | 112.0% | 23.98% |
Top 10 Holdings
- Apple Inc 9.40%
- Microsoft Corp 9.33%
- Amazon.com Inc 4.61%
- NVIDIA Corp 4.08%
- Alphabet Inc 2.76%
- Alphabet Inc 2.34%
- Tesla Inc 2.29%
- JPMorgan Chase Co 1.65%
- UnitedHealth Group Inc 1.63%
- Eli Lilly Co 1.55%
Asset Allocation
Weighting | Return Low | Return High | EFIV % Rank | |
---|---|---|---|---|
Stocks | 99.84% | 0.00% | 124.03% | 8.63% |
Cash | 0.16% | 0.00% | 99.06% | 85.86% |
Other | 0.00% | -13.91% | 100.00% | 40.26% |
Preferred Stocks | 0.00% | 0.00% | 2.38% | 50.08% |
Convertible Bonds | 0.00% | 0.00% | 5.54% | 47.36% |
Bonds | 0.00% | -0.37% | 93.78% | 50.24% |
Stock Sector Breakdown
Weighting | Return Low | Return High | EFIV % Rank | |
---|---|---|---|---|
Technology | 27.47% | 0.00% | 48.94% | 12.44% |
Healthcare | 15.41% | 0.00% | 60.70% | 30.00% |
Financial Services | 13.76% | 0.00% | 55.59% | 43.25% |
Communication Services | 9.11% | 0.00% | 27.94% | 31.63% |
Consumer Cyclical | 8.91% | 0.00% | 30.33% | 76.75% |
Consumer Defense | 6.97% | 0.00% | 47.71% | 43.25% |
Industrials | 6.22% | 0.00% | 29.90% | 93.74% |
Energy | 5.09% | 0.00% | 41.64% | 22.85% |
Real Estate | 2.79% | 0.00% | 31.91% | 46.10% |
Basic Materials | 2.58% | 0.00% | 25.70% | 48.13% |
Utilities | 1.69% | 0.00% | 20.91% | 72.11% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | EFIV % Rank | |
---|---|---|---|---|
US | 99.84% | 0.00% | 124.03% | 7.67% |
Non US | 0.00% | 0.00% | 62.81% | 57.75% |
EFIV - Expenses
Operational Fees
EFIV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.10% | 0.01% | 19.75% | 94.29% |
Management Fee | 0.10% | 0.00% | 1.90% | 10.67% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.00% | 0.85% | N/A |
Sales Fees
EFIV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 1.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
EFIV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.25% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
EFIV Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | N/A | 0.00% | 496.00% | N/A |
EFIV - Distributions
Dividend Yield Analysis
EFIV | Category Low | Category High | EFIV % Rank | |
---|---|---|---|---|
Dividend Yield | 1.18% | 0.00% | 25.47% | 51.96% |
Dividend Distribution Analysis
EFIV | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annual | Quarterly | Annual |
Net Income Ratio Analysis
EFIV | Category Low | Category High | EFIV % Rank | |
---|---|---|---|---|
Net Income Ratio | 1.39% | -54.00% | 6.06% | 8.24% |
Capital Gain Distribution Analysis
EFIV | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Semi-Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Mar 15, 2024 | $0.148 | OrdinaryDividend |
Dec 15, 2023 | $0.171 | OrdinaryDividend |
Sep 15, 2023 | $0.150 | OrdinaryDividend |
Jun 16, 2023 | $0.159 | OrdinaryDividend |
Mar 17, 2023 | $0.155 | OrdinaryDividend |
Dec 16, 2022 | $0.173 | OrdinaryDividend |
Sep 16, 2022 | $0.144 | OrdinaryDividend |
Jun 17, 2022 | $0.149 | OrdinaryDividend |
Mar 18, 2022 | $0.137 | OrdinaryDividend |
Dec 17, 2021 | $0.149 | OrdinaryDividend |
Sep 17, 2021 | $0.130 | OrdinaryDividend |
Jun 18, 2021 | $0.130 | OrdinaryDividend |
Mar 19, 2021 | $0.128 | OrdinaryDividend |
Dec 18, 2020 | $0.144 | OrdinaryDividend |
Sep 18, 2020 | $0.083 | OrdinaryDividend |
EFIV - Fund Manager Analysis
Managers
Olga Winner
Start Date
Tenure
Tenure Rank
Jul 27, 2020
1.84
1.8%
Olga Winner, CFA, is a Vice President of SSGA FM and Senior Portfolio Manager in the GEBS Group. Ms. Winner joined SSGA FM in 2007 and has 15 years of investment experience. She has co-managed the USAA MSCI Emerging Markets Value Momentum ETF since its inception in October 2017 and the USAA International Value Momentum Blend Index ETF since December 2018. Education: B.S. in Finance, the University of Massachusetts; M.B.A and M.S. in Finance., the Carroll School of Management at Boston College. She also earned the CFA designation and is a member of CFA Society Boston, Inc.
Karl Schneider
Start Date
Tenure
Tenure Rank
Jul 27, 2020
1.84
1.8%
Karl Schneider, CAIA, is a Vice President of SSGA and SSGA FM, and Head of U.S. Equity Strategies for GEBS, where in addition to overseeing the management of the U.S. equity index strategies, he also serves as a portfolio manager for a number of the group's passive equity portfolios. Previously within GEBS, he served as a portfolio manager and product specialist for synthetic beta strategies, including commodities, buy/write, and hedge fund replication. Prior to joining GEBS, Mr. Schneider worked as a portfolio manager in SSGA's Currency Management Group, managing both active currency selection and traditional passive hedging overlay portfolios. He joined SSGA in 1996. Mr. Schneider holds a BS in finance and investments from Babson College and an MS in finance from Boston College. He has earned the Chartered Alternative Investment Analyst designation. Mr. Schneider is a member of the CAIA Association.
Emiliano Rabinovich
Start Date
Tenure
Tenure Rank
Jul 27, 2020
1.84
1.8%
Emiliano Rabinovich, CFA, is a Vice President of SSGA and the Adviser and a Senior Portfolio Manager in the Global Equity Beta Solutions Group. Within this group, he is the strategy leader for their Smart Beta and ESG products. Mr. Rabinovich currently manages a varied mix of funds that include both traditional indexing and a variety of alternative beta mandates. Also, he manages several local and global strategies and fund structures, which include separate accounts, commingled funds and mutual funds.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.04 | 39.02 | 7.27 | 2.42 |