Tri-Continental Corp
Name
As of 05/03/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
4.7%
1 yr return
14.6%
3 Yr Avg Return
-3.2%
5 Yr Avg Return
2.6%
Net Assets
$1.83 B
Holdings in Top 10
21.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.46%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 56.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Closed-end mutual fund
Name
As of 05/03/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
XTYCX - Profile
Distributions
- YTD Total Return 4.7%
- 3 Yr Annualized Total Return -3.2%
- 5 Yr Annualized Total Return 2.6%
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 2.77%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameTri-Continental Corp
-
Fund Family NameColumbia Threadneedle
-
Inception DateSep 26, 2001
-
Shares Outstanding54665174
-
Share ClassOther
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerDavid King
Fund Description
XTYCX - Performance
Return Ranking - Trailing
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.7% | -1.8% | 18.2% | 36.95% |
1 Yr | 14.6% | -2.4% | 43.5% | 55.93% |
3 Yr | -3.2%* | -8.2% | 9.9% | 99.30% |
5 Yr | 2.6%* | 0.0% | 12.9% | 96.54% |
10 Yr | 6.1%* | -0.6% | 11.2% | 70.42% |
* Annualized
Return Ranking - Calendar
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.3% | -6.9% | 29.3% | 57.82% |
2022 | -20.8% | -37.4% | -8.2% | 49.13% |
2021 | 10.3% | -9.8% | 25.4% | 31.91% |
2020 | 7.2% | -21.0% | 25.4% | 50.94% |
2019 | 16.7% | -8.3% | 27.9% | 30.77% |
Total Return Ranking - Trailing
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.7% | -1.8% | 18.2% | 36.95% |
1 Yr | 14.6% | -2.4% | 43.5% | 55.93% |
3 Yr | -3.2%* | -8.2% | 9.9% | 99.30% |
5 Yr | 2.6%* | 0.0% | 12.9% | 96.54% |
10 Yr | 6.1%* | -0.6% | 11.2% | 70.42% |
* Annualized
Total Return Ranking - Calendar
Period | XTYCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.3% | -0.9% | 33.0% | 81.29% |
2022 | -20.8% | -36.0% | -0.9% | 98.26% |
2021 | 10.3% | -7.8% | 33.9% | 96.10% |
2020 | 7.2% | -16.2% | 25.4% | 77.53% |
2019 | 19.2% | 7.3% | 34.8% | 81.54% |
NAV & Total Return History
XTYCX - Holdings
Concentration Analysis
XTYCX | Category Low | Category High | XTYCX % Rank | |
---|---|---|---|---|
Net Assets | 1.83 B | 1.11 M | 120 B | 42.03% |
Number of Holdings | 233 | 4 | 2543 | 20.34% |
Net Assets in Top 10 | 302 M | 1.16 M | 30.6 B | 71.19% |
Weighting of Top 10 | 21.03% | 19.2% | 102.8% | 95.59% |
Top 10 Holdings
- Apple Inc 3.28%
- Microsoft Corp 3.18%
- Alphabet Inc Class A 2.52%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
- Preferred Stock 2.44%
Asset Allocation
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
Stocks | 76.03% | 0.00% | 100.68% | 71.53% |
Bonds | 16.42% | 0.00% | 104.29% | 20.00% |
Convertible Bonds | 5.33% | 0.00% | 26.48% | 7.85% |
Cash | 1.20% | -7.71% | 88.58% | 47.80% |
Preferred Stocks | 1.03% | 0.00% | 18.74% | 6.10% |
Other | 0.00% | -0.07% | 31.76% | 89.15% |
Stock Sector Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
Technology | 22.44% | 3.31% | 52.93% | 12.97% |
Financial Services | 13.40% | 0.28% | 52.80% | 86.35% |
Healthcare | 13.33% | 0.00% | 36.30% | 49.49% |
Consumer Cyclical | 8.28% | 0.00% | 16.01% | 78.50% |
Communication Services | 7.51% | 0.00% | 26.62% | 40.27% |
Industrials | 6.78% | 1.16% | 32.55% | 95.56% |
Consumer Defense | 6.57% | 0.00% | 14.86% | 52.56% |
Utilities | 6.09% | 0.00% | 31.67% | 9.90% |
Energy | 5.84% | 0.00% | 29.22% | 24.57% |
Real Estate | 5.73% | 0.00% | 33.86% | 28.33% |
Basic Materials | 4.03% | 0.00% | 11.49% | 75.09% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
US | 75.23% | 0.00% | 100.68% | 66.44% |
Non US | 0.80% | 0.00% | 20.23% | 24.41% |
Bond Sector Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
Corporate | 95.40% | 0.00% | 98.43% | 1.71% |
Cash & Equivalents | 4.60% | 0.00% | 85.16% | 24.41% |
Derivative | 0.00% | -0.17% | 31.76% | 86.10% |
Securitized | 0.00% | 0.00% | 37.97% | 95.90% |
Municipal | 0.00% | 0.00% | 17.02% | 94.20% |
Government | 0.00% | 0.00% | 99.71% | 97.95% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | XTYCX % Rank | |
---|---|---|---|---|
US | 14.74% | 0.00% | 104.29% | 22.37% |
Non US | 1.68% | 0.00% | 2.67% | 2.71% |
XTYCX - Expenses
Operational Fees
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.46% | 0.04% | 4.67% | 91.86% |
Management Fee | 0.41% | 0.00% | 1.25% | 68.81% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.28% | N/A |
Sales Fees
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
XTYCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 56.00% | 4.00% | 236.00% | 74.19% |
XTYCX - Distributions
Dividend Yield Analysis
XTYCX | Category Low | Category High | XTYCX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 10.29% | 100.00% |
Dividend Distribution Analysis
XTYCX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annual | Quarterly | Annual |
Net Income Ratio Analysis
XTYCX | Category Low | Category High | XTYCX % Rank | |
---|---|---|---|---|
Net Income Ratio | 2.77% | -1.12% | 6.07% | 9.44% |
Capital Gain Distribution Analysis
XTYCX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Semi-Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Mar 28, 2019 | $0.240 | OrdinaryDividend |
Sep 27, 2018 | $0.239 | OrdinaryDividend |
Mar 29, 2018 | $0.230 | OrdinaryDividend |
Sep 26, 2017 | $0.261 | OrdinaryDividend |
Jun 27, 2017 | $0.251 | OrdinaryDividend |
Mar 28, 2017 | $0.251 | OrdinaryDividend |
Dec 27, 2016 | $0.240 | OrdinaryDividend |
Sep 27, 2016 | $0.234 | OrdinaryDividend |
Jun 28, 2016 | $0.220 | OrdinaryDividend |
Mar 22, 2016 | $0.216 | OrdinaryDividend |
Dec 22, 2015 | $0.209 | OrdinaryDividend |
Sep 22, 2015 | $0.195 | OrdinaryDividend |
Jun 23, 2015 | $0.201 | OrdinaryDividend |
Mar 24, 2015 | $0.205 | OrdinaryDividend |
Dec 23, 2014 | $0.201 | OrdinaryDividend |
Sep 23, 2014 | $0.193 | OrdinaryDividend |
Jun 24, 2014 | $0.185 | OrdinaryDividend |
Mar 25, 2014 | $0.173 | OrdinaryDividend |
Dec 24, 2013 | $0.163 | OrdinaryDividend |
Sep 24, 2013 | $0.162 | OrdinaryDividend |
Jun 25, 2013 | $0.162 | OrdinaryDividend |
Mar 26, 2013 | $0.190 | OrdinaryDividend |
Dec 27, 2012 | $0.190 | OrdinaryDividend |
Sep 27, 2012 | $0.155 | OrdinaryDividend |
Jun 28, 2012 | $0.150 | OrdinaryDividend |
Mar 29, 2012 | $0.105 | OrdinaryDividend |
Dec 20, 2011 | $0.075 | OrdinaryDividend |
Sep 21, 2011 | $0.070 | OrdinaryDividend |
Jun 21, 2011 | $0.065 | OrdinaryDividend |
Mar 22, 2011 | $0.065 | OrdinaryDividend |
Dec 20, 2010 | $0.105 | OrdinaryDividend |
Sep 22, 2010 | $0.050 | OrdinaryDividend |
Jun 21, 2010 | $0.050 | OrdinaryDividend |
Mar 29, 2010 | $0.044 | OrdinaryDividend |
Dec 21, 2009 | $0.044 | OrdinaryDividend |
Sep 24, 2009 | $0.044 | OrdinaryDividend |
Jun 09, 2009 | $0.049 | OrdinaryDividend |
Mar 23, 2009 | $0.056 | OrdinaryDividend |
Dec 10, 2008 | $0.428 | OrdinaryDividend |
Sep 18, 2008 | $0.513 | OrdinaryDividend |
Jun 19, 2008 | $0.540 | OrdinaryDividend |
Mar 26, 2008 | $0.633 | OrdinaryDividend |
Dec 19, 2007 | $0.722 | OrdinaryDividend |
Sep 20, 2007 | $0.755 | OrdinaryDividend |
Jul 26, 2007 | $0.707 | OrdinaryDividend |
Mar 27, 2007 | $0.140 | OrdinaryDividend |
Dec 19, 2006 | $0.070 | OrdinaryDividend |
Sep 26, 2006 | $0.070 | OrdinaryDividend |
Jun 19, 2006 | $0.070 | OrdinaryDividend |
Mar 21, 2006 | $0.070 | OrdinaryDividend |
Dec 13, 2005 | $0.070 | OrdinaryDividend |
Sep 27, 2005 | $0.060 | OrdinaryDividend |
Jun 20, 2005 | $0.060 | OrdinaryDividend |
Mar 24, 2005 | $0.050 | OrdinaryDividend |
Dec 13, 2004 | $0.040 | OrdinaryDividend |
Sep 23, 2004 | $0.040 | OrdinaryDividend |
Jun 21, 2004 | $0.040 | OrdinaryDividend |
Mar 25, 2004 | $0.040 | OrdinaryDividend |
Dec 15, 2003 | $0.040 | OrdinaryDividend |
Sep 22, 2003 | $0.040 | OrdinaryDividend |
Jun 23, 2003 | $0.040 | OrdinaryDividend |
Mar 26, 2003 | $0.050 | OrdinaryDividend |
Dec 16, 2002 | $0.060 | OrdinaryDividend |
Sep 23, 2002 | $0.060 | OrdinaryDividend |
Jun 26, 2002 | $0.070 | OrdinaryDividend |
Mar 27, 2002 | $0.070 | OrdinaryDividend |
Dec 17, 2001 | $0.070 | OrdinaryDividend |
Sep 24, 2001 | $0.070 | OrdinaryDividend |
Jun 21, 2001 | $0.070 | OrdinaryDividend |
Mar 27, 2001 | $0.070 | OrdinaryDividend |
Dec 18, 2000 | $0.080 | OrdinaryDividend |
Sep 25, 2000 | $0.080 | OrdinaryDividend |
Jun 22, 2000 | $0.080 | OrdinaryDividend |
Mar 27, 2000 | $0.090 | OrdinaryDividend |
Dec 17, 1999 | $0.120 | OrdinaryDividend |
Sep 24, 1999 | $0.120 | OrdinaryDividend |
Jun 24, 1999 | $0.120 | OrdinaryDividend |
Mar 25, 1999 | $0.120 | OrdinaryDividend |
Dec 18, 1998 | $0.130 | OrdinaryDividend |
Sep 22, 1998 | $0.130 | OrdinaryDividend |
Jun 23, 1998 | $0.130 | OrdinaryDividend |
Mar 26, 1998 | $0.130 | OrdinaryDividend |
Dec 19, 1997 | $0.140 | OrdinaryDividend |
Sep 24, 1997 | $0.149 | OrdinaryDividend |
Jul 01, 1997 | $0.149 | OrdinaryDividend |
Apr 01, 1997 | $0.159 | OrdinaryDividend |
Dec 20, 1996 | $0.159 | OrdinaryDividend |
Oct 01, 1996 | $0.159 | OrdinaryDividend |
Jul 01, 1996 | $0.301 | OrdinaryDividend |
Apr 01, 1996 | $0.169 | OrdinaryDividend |
Dec 27, 1995 | $0.179 | OrdinaryDividend |
Oct 02, 1995 | $0.179 | OrdinaryDividend |
Jul 03, 1995 | $0.179 | OrdinaryDividend |
Apr 03, 1995 | $0.189 | OrdinaryDividend |
Dec 21, 1994 | $0.209 | OrdinaryDividend |
Oct 01, 1994 | $0.199 | OrdinaryDividend |
Jul 01, 1994 | $0.189 | OrdinaryDividend |
Apr 01, 1994 | $0.189 | OrdinaryDividend |
Dec 28, 1993 | $0.219 | OrdinaryDividend |
Oct 01, 1993 | $0.199 | OrdinaryDividend |
Jul 01, 1993 | $0.189 | OrdinaryDividend |
Apr 01, 1993 | $0.189 | OrdinaryDividend |
Dec 28, 1992 | $0.229 | OrdinaryDividend |
Oct 01, 1992 | $0.189 | OrdinaryDividend |
Jul 01, 1992 | $0.179 | OrdinaryDividend |
Apr 01, 1992 | $0.179 | OrdinaryDividend |
Dec 27, 1991 | $0.229 | OrdinaryDividend |
Oct 01, 1991 | $0.189 | OrdinaryDividend |
Jul 01, 1991 | $0.179 | OrdinaryDividend |
Apr 01, 1991 | $0.179 | OrdinaryDividend |
Dec 27, 1990 | $0.249 | OrdinaryDividend |
Oct 01, 1990 | $0.219 | OrdinaryDividend |
Jul 01, 1990 | $0.199 | OrdinaryDividend |
Apr 01, 1990 | $0.189 | OrdinaryDividend |
Dec 29, 1989 | $0.229 | OrdinaryDividend |
XTYCX - Fund Manager Analysis
Managers
David King
Start Date
Tenure
Tenure Rank
Apr 14, 2011
11.14
11.1%
David King is a senior portfolio manager with the Asset Allocation Team at Columbia Threadneedle Investments. Mr. King joined one of the Columbia Threadneedle Investments firms in 2010. Previously, Mr. King was a senior portfolio manager at Putnam Investments. Prior to that, he held various other roles during his 25 years at Putnam, beginning as an equity research analyst and including associate director of equity research. Prior to Putnam, he worked briefly at Drexel Burnham Lambert and Citibank, NA. Mr. King began his career at Manufacturers Hanover Trust (now JPMorgan Chase) in 1978. He has been a member of the investment community since 1983. Mr. King recieved a B.S. in administration, summa cum laude, from the University of New Hampshire and an MBA from Harvard Business School. In addition, he holds the Chartered Financial Analyst designation.
Yan Jin
Start Date
Tenure
Tenure Rank
Mar 02, 2012
10.25
10.3%
Yan Jin is a vice president and senior portfolio manager of income strategies with Columbia Threadneedle Investments. Mr. Jin joined one of the Columbia Threadneedle Investments legacy firms in 2002. Previously, Mr. Jin was employed as assistant vice president and risk analyst for Lincoln Investment Management. He has been a member of the investment community since 1998. Mr. Jin received an M.A. in economics from North Carolina State University.
Peter Albanese
Start Date
Tenure
Tenure Rank
Aug 01, 2014
7.84
7.8%
Mr. Albanese joined Columbia Management Investment Advisers, LLC in August 2014. Prior to joining the firm, Mr. Albanese was a Managing Director and Senior Portfolio Manager at Robeco Investment Management. Mr. Albanese began his investment career in 1991 and earned a B.S. from Stony Brook University and an M.B.A. from the Stern School of Business at New York University.
Raghavendran Sivaraman
Start Date
Tenure
Tenure Rank
Apr 30, 2020
2.08
2.1%
Raghavendran Sivaraman is a portfolio manager on the Quantitative Strategies Team for Columbia Threadneedle Investments. He began his investment career at one of the Columbia Threadneedle Investments legacy firms in 2007. Dr. Sivaraman received a B.Tech. in computer science engineering from the Indian Institute of Technology, Madras and a Ph.D. in operations research from the Massachusetts Institute of Technology. In addition, he holds the Chartered Financial Analyst® designation.
Grace Lee
Start Date
Tenure
Tenure Rank
Oct 01, 2020
1.66
1.7%
Ms. Lee joined the Investment Manager in 2014. Ms. Lee began her investment career in 1996 and earned a bachelor’s degree in political science and economics from Stanford University and an M.B.A. from Harvard Business School
Oleg Nusinzon
Start Date
Tenure
Tenure Rank
Jun 15, 2021
0.96
1.0%
Mr. Nusinzon, CFA, is a Director on the Dynamic Equity Management Team at PanAgora Asset Management Inc.. His primary responsibilities include portfolio management, research, and model development. Mr. Nusinzon joined the Dynamic Equity Team in 2015. Mr. Nusinzon was a Director on PanAgora's Stock Selector Equity Team since 2009.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 38.44 | 7.39 | 2.41 |