Delafield Fund
Name
As of 11/17/2022Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-15.5%
1 yr return
-23.9%
3 Yr Avg Return
1.3%
5 Yr Avg Return
-4.5%
Net Assets
$150 M
Holdings in Top 10
42.4%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.25%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 21.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 11/17/2022Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
TOPHX - Profile
Distributions
- YTD Total Return -15.5%
- 3 Yr Annualized Total Return 1.3%
- 5 Yr Annualized Total Return -4.5%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.60%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameThe Tocqueville Phoenix Fund
-
Fund Family NameTocqueville
-
Inception DateNov 19, 1993
-
Shares Outstanding7033588
-
Share ClassNo Load
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerJames Maxwell
Fund Description
TOPHX - Performance
Return Ranking - Trailing
Period | TOPHX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -15.5% | -35.3% | 242.5% | 92.05% |
1 Yr | -23.9% | -68.4% | 50.3% | 85.83% |
3 Yr | 1.3%* | -26.4% | 89.8% | 82.68% |
5 Yr | -4.5%* | -25.9% | 44.1% | 83.96% |
10 Yr | -3.6%* | -19.2% | 26.7% | 92.99% |
* Annualized
Return Ranking - Calendar
Period | TOPHX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.4% | -62.0% | 157.9% | 76.07% |
2022 | 2.4% | -14.9% | 115.4% | 30.04% |
2021 | 6.1% | -47.8% | 28.3% | 48.05% |
2020 | -6.0% | -27.9% | 16.6% | 36.24% |
2019 | -1.7% | -6.5% | 24.5% | 91.04% |
Total Return Ranking - Trailing
Period | TOPHX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -15.5% | -35.3% | 242.5% | 91.63% |
1 Yr | -23.9% | -68.4% | 46.4% | 85.92% |
3 Yr | 1.3%* | -26.4% | 89.8% | 82.83% |
5 Yr | -4.5%* | -16.7% | 44.1% | 89.72% |
10 Yr | -3.6%* | -7.7% | 26.7% | 96.18% |
* Annualized
Total Return Ranking - Calendar
Period | TOPHX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.4% | -62.0% | 157.9% | 76.07% |
2022 | 2.4% | -14.9% | 115.4% | 30.04% |
2021 | 6.1% | -47.8% | 28.3% | 48.28% |
2020 | -6.0% | -25.6% | 16.6% | 57.65% |
2019 | -1.7% | -6.5% | 24.5% | 97.51% |
NAV & Total Return History
TOPHX - Holdings
Concentration Analysis
TOPHX | Category Low | Category High | TOPHX % Rank | |
---|---|---|---|---|
Net Assets | 150 M | 1.55 M | 47.3 B | 70.82% |
Number of Holdings | 41 | 10 | 1551 | 91.80% |
Net Assets in Top 10 | 69.8 M | 812 K | 2.82 B | 49.59% |
Weighting of Top 10 | 42.35% | 4.7% | 95.7% | 8.07% |
Top 10 Holdings
- Invesco Shrt-Trm Inv Treasury Instl 5.03%
- Lumentum Holdings Inc 4.91%
- ams-OSRAM AG 4.68%
- ams-OSRAM AG 4.68%
- ams-OSRAM AG 4.68%
- ams-OSRAM AG 4.68%
- ams-OSRAM AG 4.68%
- ams-OSRAM AG 4.68%
- ams-OSRAM AG 4.68%
- ams-OSRAM AG 4.68%
Asset Allocation
Weighting | Return Low | Return High | TOPHX % Rank | |
---|---|---|---|---|
Stocks | 92.68% | 14.38% | 100.16% | 94.88% |
Cash | 7.32% | -52.43% | 47.85% | 5.12% |
Preferred Stocks | 0.00% | 0.00% | 5.91% | 55.33% |
Other | 0.00% | -0.88% | 5.25% | 54.10% |
Convertible Bonds | 0.00% | 0.00% | 2.63% | 54.10% |
Bonds | 0.00% | 0.00% | 51.67% | 53.89% |
Stock Sector Breakdown
Weighting | Return Low | Return High | TOPHX % Rank | |
---|---|---|---|---|
Technology | 38.82% | 0.00% | 38.82% | 0.21% |
Industrials | 21.89% | 0.65% | 48.61% | 16.74% |
Consumer Cyclical | 14.65% | 0.00% | 51.62% | 26.24% |
Healthcare | 9.83% | 0.00% | 25.76% | 12.40% |
Basic Materials | 8.71% | 0.00% | 67.30% | 12.19% |
Consumer Defense | 5.72% | 0.00% | 13.67% | 21.90% |
Communication Services | 0.38% | 0.00% | 24.90% | 89.26% |
Utilities | 0.00% | 0.00% | 14.62% | 89.05% |
Real Estate | 0.00% | 0.00% | 44.41% | 96.90% |
Financial Services | 0.00% | 0.00% | 44.90% | 99.59% |
Energy | 0.00% | 0.00% | 29.42% | 97.52% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | TOPHX % Rank | |
---|---|---|---|---|
US | 78.93% | 11.42% | 100.16% | 97.75% |
Non US | 13.75% | 0.00% | 78.53% | 2.05% |
TOPHX - Expenses
Operational Fees
TOPHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.25% | 0.05% | 2.66% | 35.85% |
Management Fee | 0.80% | 0.00% | 1.50% | 57.67% |
12b-1 Fee | 0.25% | 0.00% | 1.00% | 48.23% |
Administrative Fee | 0.15% | 0.01% | 0.35% | 70.75% |
Sales Fees
TOPHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
TOPHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.50% | 2.00% | 21.13% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
TOPHX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 21.00% | 7.00% | 252.00% | 8.51% |
TOPHX - Distributions
Dividend Yield Analysis
TOPHX | Category Low | Category High | TOPHX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 10.66% | 73.08% |
Dividend Distribution Analysis
TOPHX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Monthly | Annually |
Net Income Ratio Analysis
TOPHX | Category Low | Category High | TOPHX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.60% | -1.43% | 4.13% | 93.53% |
Capital Gain Distribution Analysis
TOPHX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 12, 2018 | $0.006 | OrdinaryDividend |
Dec 15, 2009 | $0.024 | OrdinaryDividend |
Sep 09, 2009 | $0.034 | ExtraDividend |
Dec 22, 2008 | $0.074 | OrdinaryDividend |
TOPHX - Fund Manager Analysis
Managers
James Maxwell
Start Date
Tenure
Tenure Rank
Jun 20, 2016
5.95
6.0%
James Maxwell (b. 1981), is a Portfolio Manager at Tocqueville Asset Management L.P. Mr. Maxwell joined Tocqueville in 2009 and is a co-manager. Prior to joining Tocqueville, Mr. Maxwell spent three years at Delafield Asset Management, a division of Reich & Tang Asset Management LLC. Mr. Maxwell graduated Cum Laude with a double major in Finance and Economics from Northern Arizona University. He also holds the CFA designation. The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute — the largest global association of investment professionals. To earn the CFA charter, candidates must: 1) pass three sequential, six-hour examinations; 2) have at least four years of qualified professional investment experience; 3) join CFA Institute as members; and 4) commit to abide by, and annually reaffirm, their adherence to the CFA Institute Code of Ethics and Standards of Professional Conduct.
Michael Sellecchia
Start Date
Tenure
Tenure Rank
Feb 28, 2021
1.25
1.3%
Michael V. Sellecchia has been a co-portfolio manager of the Tocqueville Phoenix Fund since February 2021. Mr. Sellecchia joined the Advisor in 2009 and was a Research Analyst from September 2009 to January 2021. Prior to joining Tocqueville, he spent one year at Delafield Asset Management, a division of Reich & Tang Asset Management LLC. Earlier, he spent two years with a small private equity firm and one year with UBS doing equity research. Mr. Sellecchia received his B.A. in Economics from Boston College.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 37.45 | 8.1 | 3.58 |