SmallCap Fund (fka SmallCap Blend Fund)
Name
As of 04/26/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
1.3%
1 yr return
12.7%
3 Yr Avg Return
-2.0%
5 Yr Avg Return
7.4%
Net Assets
$1.6 B
Holdings in Top 10
14.2%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.00%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 38.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 04/26/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
PSBPX - Profile
Distributions
- YTD Total Return 1.3%
- 3 Yr Annualized Total Return -2.0%
- 5 Yr Annualized Total Return 7.4%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.23%
- Dividend Yield 0.3%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameSmallCap Fund (fka SmallCap Blend Fund)
-
Fund Family NamePrincipal Funds
-
Inception DateJun 25, 2003
-
Shares OutstandingN/A
-
Share ClassR5
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerPhil Nordhus
Fund Description
PSBPX - Performance
Return Ranking - Trailing
Period | PSBPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 1.3% | -8.5% | 18.3% | 34.90% |
1 Yr | 12.7% | -11.4% | 55.4% | 79.75% |
3 Yr | -2.0%* | -10.7% | 38.2% | 72.69% |
5 Yr | 7.4%* | -14.4% | 30.1% | 44.29% |
10 Yr | 8.0%* | -2.8% | 16.8% | 29.30% |
* Annualized
Return Ranking - Calendar
Period | PSBPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 12.3% | -49.6% | 29.0% | 58.74% |
2022 | -20.3% | -59.3% | 118.2% | 43.40% |
2021 | 11.4% | -31.6% | 39.3% | 44.30% |
2020 | 19.2% | -51.0% | 39.5% | 8.30% |
2019 | 20.6% | -16.9% | 37.8% | 53.24% |
Total Return Ranking - Trailing
Period | PSBPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 1.3% | -8.5% | 18.3% | 34.90% |
1 Yr | 12.7% | -11.4% | 55.4% | 79.75% |
3 Yr | -2.0%* | -10.7% | 38.2% | 72.69% |
5 Yr | 7.4%* | -14.4% | 30.1% | 44.29% |
10 Yr | 8.0%* | -2.8% | 16.8% | 29.30% |
* Annualized
Total Return Ranking - Calendar
Period | PSBPX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 15.5% | -21.7% | 31.8% | 60.72% |
2022 | -20.3% | -45.2% | 123.7% | 78.84% |
2021 | 19.8% | 0.0% | 47.7% | 70.04% |
2020 | 21.8% | -50.5% | 46.9% | 8.68% |
2019 | 27.4% | -12.6% | 43.7% | 21.02% |
NAV & Total Return History
PSBPX - Holdings
Concentration Analysis
PSBPX | Category Low | Category High | PSBPX % Rank | |
---|---|---|---|---|
Net Assets | 1.6 B | 529 K | 145 B | 19.01% |
Number of Holdings | 135 | 2 | 2519 | 53.17% |
Net Assets in Top 10 | 179 M | 104 K | 9.83 B | 27.64% |
Weighting of Top 10 | 14.25% | -2849.0% | 100.5% | 63.60% |
Top 10 Holdings
- Taylor Morrison Home Corp 1.61%
- Pebblebrook Hotel Trust 1.56%
- Modine Manufacturing Co 1.55%
- Trex Co Inc 1.40%
- Natera Inc 1.39%
- WESCO International Inc 1.37%
- Dycom Industries Inc 1.36%
- First Industrial Realty Trust Inc 1.36%
- Super Micro Computer Inc 1.33%
- Wintrust Financial Corp 1.31%
Asset Allocation
Weighting | Return Low | Return High | PSBPX % Rank | |
---|---|---|---|---|
Stocks | 98.87% | -565235.00% | 108.16% | 43.84% |
Cash | 1.60% | 0.00% | 565934.00% | 49.12% |
Preferred Stocks | 0.00% | 0.00% | 7.53% | 7.92% |
Other | 0.00% | -598.74% | 39.24% | 39.61% |
Convertible Bonds | 0.00% | 0.00% | 3.17% | 4.23% |
Bonds | 0.00% | -2.00% | 74.53% | 9.15% |
Stock Sector Breakdown
Weighting | Return Low | Return High | PSBPX % Rank | |
---|---|---|---|---|
Industrials | 17.31% | 2.46% | 37.42% | 42.35% |
Technology | 15.39% | 0.00% | 54.70% | 30.78% |
Financial Services | 15.26% | 0.00% | 35.52% | 53.91% |
Healthcare | 13.64% | 0.00% | 26.53% | 46.44% |
Consumer Cyclical | 13.60% | 0.99% | 47.79% | 15.66% |
Real Estate | 7.55% | 0.00% | 29.43% | 44.84% |
Energy | 5.17% | 0.00% | 37.72% | 66.90% |
Consumer Defense | 5.13% | 0.00% | 18.87% | 25.44% |
Utilities | 3.17% | 0.00% | 18.58% | 26.69% |
Basic Materials | 3.06% | 0.00% | 18.66% | 86.83% |
Communication Services | 0.71% | 0.00% | 14.85% | 91.46% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | PSBPX % Rank | |
---|---|---|---|---|
US | 98.87% | -565235.00% | 108.16% | 34.51% |
Non US | 0.00% | 0.00% | 94.14% | 20.95% |
PSBPX - Expenses
Operational Fees
PSBPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.00% | 0.01% | 38.45% | 56.46% |
Management Fee | 0.74% | 0.00% | 1.50% | 47.53% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | 0.01% | 0.01% | 0.45% | 0.55% |
Sales Fees
PSBPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
PSBPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
PSBPX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 38.00% | 1.00% | 314.00% | 38.14% |
PSBPX - Distributions
Dividend Yield Analysis
PSBPX | Category Low | Category High | PSBPX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.26% | 0.00% | 42.53% | 21.13% |
Dividend Distribution Analysis
PSBPX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annually | SemiAnnual | Annual |
Net Income Ratio Analysis
PSBPX | Category Low | Category High | PSBPX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.23% | -2.40% | 2.49% | 76.51% |
Capital Gain Distribution Analysis
PSBPX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 21, 2023 | $0.069 | OrdinaryDividend |
Dec 20, 2023 | $0.692 | OrdinaryDividend |
Dec 21, 2022 | $0.011 | OrdinaryDividend |
Dec 20, 2019 | $0.048 | OrdinaryDividend |
Dec 19, 2019 | $1.213 | OrdinaryDividend |
Dec 20, 2018 | $0.050 | OrdinaryDividend |
Dec 21, 2017 | $0.009 | OrdinaryDividend |
Dec 22, 2016 | $0.136 | OrdinaryDividend |
Dec 20, 2013 | $0.007 | OrdinaryDividend |
Dec 28, 2012 | $0.008 | ExtraDividend |
Dec 21, 2012 | $0.094 | OrdinaryDividend |
Dec 21, 2009 | $0.035 | OrdinaryDividend |
Dec 19, 2008 | $0.033 | OrdinaryDividend |
PSBPX - Fund Manager Analysis
Managers
Phil Nordhus
Start Date
Tenure
Tenure Rank
May 19, 2006
16.04
16.0%
Phil is a portfolio manager for Principal Global Equities. He serves as lead portfolio manager for the firm's U.S. small-cap equity portfolios. In addition, his responsibilities include leadership of the small-cap analyst team. Phil joined the firm in 1990 and was previously in corporate acquisitions and divestitures before moving to the equity group in 2000. He received an MBA from Drake University and a bachelor's degree in economics from Kansas State University. Phil has earned the right to use the Chartered Financial Analyst designation and is a member of the CFA Institute.
Brian Pattinson
Start Date
Tenure
Tenure Rank
Jul 20, 2011
10.87
10.9%
Brian is a portfolio manager at Principal Global Equities. Brian leads the global small-cap team which encompasses international small-cap and U.S. small-cap strategies. He serves as the lead portfolio manager for the firm's international portfolios while providing oversight to the U.S. small-cap team. Brian also leads the global small-cap team’s research and development efforts. He joined the firm in 1994 and became a portfolio manager in 2001. Brian received an MBA and a bachelor’s degree in finance from the University of Iowa. Brian has earned the right to use the Chartered Financial Analyst designation. He is a member of the CFA Society of Iowa and the CFA Institute.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 49.61 | 7.06 | 2.58 |