Principal International Small Company A
Name
As of 02/23/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
4.1%
1 yr return
8.1%
3 Yr Avg Return
0.1%
5 Yr Avg Return
8.8%
Net Assets
$974 M
Holdings in Top 10
9.4%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.60%
SALES FEES
Front Load 5.50%
Deferred Load N/A
TRADING FEES
Turnover 44.10%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 02/23/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
PICAX - Profile
Distributions
- YTD Total Return 4.1%
- 3 Yr Annualized Total Return -1.8%
- 5 Yr Annualized Total Return 7.6%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.39%
- Dividend Yield 0.8%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NamePrincipal International Small Company Fund
-
Fund Family NamePrincipal Funds
-
Inception DateJun 11, 2014
-
Shares OutstandingN/A
-
Share ClassA
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerBrian Pattinson
Fund Description
PICAX - Performance
Return Ranking - Trailing
Period | PICAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.1% | -1.2% | 10.2% | 19.05% |
1 Yr | 8.1% | -8.7% | 51.2% | 91.43% |
3 Yr | 0.1%* | -10.5% | 7.9% | 69.39% |
5 Yr | 8.8%* | 0.6% | 14.2% | 67.02% |
10 Yr | N/A* | 3.0% | 9.6% | 100.00% |
* Annualized
Return Ranking - Calendar
Period | PICAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 4.3% | -11.5% | 33.9% | 88.46% |
2022 | 23.2% | 5.6% | 31.6% | 21.88% |
2021 | -27.0% | -41.9% | -12.4% | 61.96% |
2020 | 29.7% | -19.8% | 35.3% | 36.78% |
2019 | 0.7% | -11.6% | 6.7% | 29.27% |
Total Return Ranking - Trailing
Period | PICAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 4.1% | -1.2% | 12.0% | 14.29% |
1 Yr | 2.1% | -13.1% | 51.2% | 94.29% |
3 Yr | -1.8%* | -11.6% | 7.9% | 90.82% |
5 Yr | 7.6%* | 0.2% | 14.2% | 89.36% |
10 Yr | N/A* | 3.0% | 9.6% | 100.00% |
* Annualized
Total Return Ranking - Calendar
Period | PICAX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 4.3% | -11.5% | 33.9% | 88.46% |
2022 | 23.2% | 5.6% | 31.6% | 22.92% |
2021 | -27.0% | -30.7% | -10.8% | 82.61% |
2020 | 29.7% | 14.8% | 38.4% | 71.26% |
2019 | 0.7% | -6.5% | 9.3% | 52.44% |
NAV & Total Return History
PICAX - Holdings
Concentration Analysis
PICAX | Category Low | Category High | PICAX % Rank | |
---|---|---|---|---|
Net Assets | 974 M | 6.15 M | 11.9 B | 32.38% |
Number of Holdings | 224 | 2 | 4209 | 32.38% |
Net Assets in Top 10 | 91 M | 1.71 M | 438 M | 41.90% |
Weighting of Top 10 | 9.35% | 2.0% | 38.8% | 85.44% |
Top 10 Holdings
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
- ASM International NV 1.35%
Asset Allocation
Weighting | Return Low | Return High | PICAX % Rank | |
---|---|---|---|---|
Stocks | 99.21% | 79.35% | 99.92% | 24.76% |
Cash | 0.79% | 0.00% | 15.81% | 72.38% |
Preferred Stocks | 0.00% | 0.00% | 0.07% | 69.52% |
Other | 0.00% | 0.00% | 4.84% | 79.05% |
Convertible Bonds | 0.00% | 0.00% | 0.00% | 64.76% |
Bonds | 0.00% | 0.00% | 1.30% | 69.52% |
Stock Sector Breakdown
Weighting | Return Low | Return High | PICAX % Rank | |
---|---|---|---|---|
Industrials | 23.39% | 7.70% | 40.20% | 49.52% |
Consumer Cyclical | 12.88% | 4.68% | 25.05% | 58.10% |
Real Estate | 10.50% | 0.00% | 11.29% | 4.76% |
Technology | 10.41% | 5.85% | 30.69% | 78.10% |
Financial Services | 9.82% | 1.10% | 18.03% | 65.71% |
Basic Materials | 9.25% | 0.00% | 19.74% | 38.10% |
Healthcare | 8.27% | 3.40% | 17.16% | 46.67% |
Consumer Defense | 5.27% | 1.84% | 17.78% | 67.62% |
Communication Services | 4.56% | 1.77% | 22.19% | 69.52% |
Utilities | 3.00% | 0.00% | 6.25% | 28.57% |
Energy | 2.66% | 0.00% | 9.32% | 28.57% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | PICAX % Rank | |
---|---|---|---|---|
Non US | 98.15% | 76.11% | 99.28% | 34.29% |
US | 1.06% | 0.00% | 12.28% | 38.10% |
PICAX - Expenses
Operational Fees
PICAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.60% | 0.11% | 5.76% | 29.81% |
Management Fee | 1.04% | 0.08% | 1.05% | 96.19% |
12b-1 Fee | 0.25% | 0.00% | 1.00% | 40.91% |
Administrative Fee | N/A | 0.01% | 0.25% | N/A |
Sales Fees
PICAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | 5.50% | 3.50% | 5.75% | 86.67% |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
PICAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 2.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
PICAX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 44.10% | 6.00% | 149.00% | 51.43% |
PICAX - Distributions
Dividend Yield Analysis
PICAX | Category Low | Category High | PICAX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.80% | 0.00% | 0.89% | 66.67% |
Dividend Distribution Analysis
PICAX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
Net Income Ratio Analysis
PICAX | Category Low | Category High | PICAX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.39% | -0.96% | 3.16% | 75.96% |
Capital Gain Distribution Analysis
PICAX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 27, 2018 | $0.090 | |
Dec 27, 2017 | $0.194 | |
Dec 28, 2016 | $0.009 | |
Dec 28, 2015 | $0.121 | |
Dec 29, 2014 | $0.048 |
PICAX - Fund Manager Analysis
Managers
Brian Pattinson
Start Date
Tenure
Tenure Rank
Jun 11, 2014
6.65
6.7%
Brian is a portfolio manager at Principal Global Equities. Brian leads the global small-cap team which encompasses international small-cap and U.S. small-cap strategies. He serves as the lead portfolio manager for the firm's international portfolios while providing oversight to the U.S. small-cap team. Brian also leads the global small-cap team’s research and development efforts. He joined the firm in 1994 and became a portfolio manager in 2001. Brian received an MBA and a bachelor’s degree in finance from the University of Iowa. Brian has earned the right to use the Chartered Financial Analyst designation. He is a member of the CFA Society of Iowa and the CFA Institute.
Tiffany Lavastida
Start Date
Tenure
Tenure Rank
Jun 11, 2014
6.65
6.7%
Tiffany N. Lavastida, CFA, joined Principal Global Equities in 1997, is a portfolio manager for the firm. She is a portfolio manager for the firm's international small-cap equity strategies as well as the European small-cap strategy. She is also active in company research, focusing on the energy and financials sectors. Tiffany Previously she was a sales assistant at Midamerica Securities Management. She received an MBA with a finance concentration and a bachelor's degree in finance from the University of Iowa. Tiffany has earned the right to use the Chartered Financial Analyst designation and is a member of the CFA Institute.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 25.27 | 8.06 | 17.1 |