James Alpha Event Driven Portfolio S
Name
As of 07/23/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
-2.2%
1 yr return
27.3%
3 Yr Avg Return
7.0%
5 Yr Avg Return
N/A
Net Assets
$4.3 M
Holdings in Top 10
66.3%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 2.11%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 127.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 07/23/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
JAESX - Profile
Distributions
- YTD Total Return -2.2%
- 3 Yr Annualized Total Return 7.0%
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 2.64%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameJames Alpha Event Driven Fund
-
Fund Family NameSaratoga
-
Inception DateAug 18, 2017
-
Shares OutstandingN/A
-
Share ClassS
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerAkos Beleznay
Fund Description
JAESX - Performance
Return Ranking - Trailing
Period | JAESX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -2.2% | -73.0% | 19.4% | 12.54% |
1 Yr | 27.3% | -9.1% | 86.9% | 9.09% |
3 Yr | 7.0%* | -9.5% | 16.2% | 23.29% |
5 Yr | N/A* | -4.9% | 14.4% | N/A |
10 Yr | N/A* | -0.9% | 7.5% | N/A |
* Annualized
Return Ranking - Calendar
Period | JAESX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 1.9% | -22.7% | 305.1% | 49.26% |
2022 | 4.7% | -9.8% | 27.3% | 50.81% |
2021 | -6.4% | -20.8% | 10.9% | 59.56% |
2020 | N/A | -12.4% | 29.4% | N/A |
2019 | N/A | -10.5% | 15.8% | N/A |
Total Return Ranking - Trailing
Period | JAESX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -2.2% | -73.0% | 19.4% | 13.26% |
1 Yr | 27.3% | -13.4% | 86.9% | 8.36% |
3 Yr | 7.0%* | -9.5% | 16.2% | 21.69% |
5 Yr | N/A* | -5.3% | 14.4% | N/A |
10 Yr | N/A* | -0.9% | 7.5% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | JAESX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 1.9% | -22.7% | 305.1% | 49.26% |
2022 | 4.7% | -9.8% | 27.3% | 51.21% |
2021 | -4.1% | -20.8% | 10.9% | 32.00% |
2020 | N/A | -8.4% | 29.4% | N/A |
2019 | N/A | -10.2% | 18.0% | N/A |
NAV & Total Return History
JAESX - Holdings
Concentration Analysis
JAESX | Category Low | Category High | JAESX % Rank | |
---|---|---|---|---|
Net Assets | 4.3 M | 1.5 M | 5.01 B | 98.15% |
Number of Holdings | 66 | 4 | 4478 | 75.97% |
Net Assets in Top 10 | 5.23 M | -398 M | 2.55 B | 88.34% |
Weighting of Top 10 | 66.28% | 13.1% | 100.0% | 4.36% |
Top 10 Holdings
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
- Recv Gs Hy Synth Corp 5yr 54.41%
Asset Allocation
Weighting | Return Low | Return High | JAESX % Rank | |
---|---|---|---|---|
Other | 44.50% | -21.53% | 148.54% | 1.77% |
Stocks | 26.78% | -3.75% | 97.95% | 43.82% |
Cash | 14.70% | -6278.21% | 410.43% | 96.47% |
Bonds | 12.11% | -326.45% | 6347.80% | 37.10% |
Convertible Bonds | 1.58% | 0.00% | 87.92% | 22.61% |
Preferred Stocks | 0.34% | -0.12% | 46.97% | 26.15% |
Stock Sector Breakdown
Weighting | Return Low | Return High | JAESX % Rank | |
---|---|---|---|---|
Financial Services | 14.62% | 0.00% | 59.28% | 8.27% |
Industrials | 13.71% | 0.00% | 21.45% | 38.19% |
Real Estate | 11.75% | 0.00% | 51.26% | 68.50% |
Energy | 10.68% | 0.00% | 100.00% | 17.32% |
Technology | 10.67% | 0.00% | 39.58% | 53.54% |
Healthcare | 9.52% | 0.00% | 45.63% | 74.80% |
Consumer Cyclical | 7.13% | 0.00% | 29.09% | 49.61% |
Consumer Defense | 6.84% | 0.00% | 13.62% | 85.83% |
Utilities | 5.47% | 0.00% | 9.23% | 68.50% |
Basic Materials | 4.92% | 0.00% | 27.46% | 59.84% |
Communication Services | 4.69% | 0.00% | 21.78% | 77.56% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | JAESX % Rank | |
---|---|---|---|---|
US | 20.72% | -8.85% | 91.88% | 53.36% |
Non US | 6.06% | -19.62% | 42.11% | 35.34% |
Bond Sector Breakdown
Weighting | Return Low | Return High | JAESX % Rank | |
---|---|---|---|---|
Cash & Equivalents | 43.89% | 0.27% | 100.00% | 71.73% |
Corporate | 30.87% | 0.00% | 87.73% | 15.90% |
Derivative | 18.07% | 0.00% | 88.81% | 14.13% |
Securitized | 3.80% | 0.00% | 56.83% | 22.97% |
Government | 3.37% | 0.00% | 84.29% | 73.50% |
Municipal | 0.00% | 0.00% | 27.33% | 23.32% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | JAESX % Rank | |
---|---|---|---|---|
US | 6.25% | -126.19% | 6311.18% | 38.16% |
Non US | 5.86% | -382.37% | 121.02% | 16.96% |
JAESX - Expenses
Operational Fees
JAESX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 2.11% | 0.29% | 31.15% | 27.34% |
Management Fee | 1.00% | 0.00% | 2.50% | 47.35% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | 0.15% | 0.01% | 0.30% | 56.16% |
Sales Fees
JAESX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
JAESX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | 18.18% |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
JAESX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 127.00% | 0.00% | 491.00% | 45.16% |
JAESX - Distributions
Dividend Yield Analysis
JAESX | Category Low | Category High | JAESX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 4.56% | 4.59% |
Dividend Distribution Analysis
JAESX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
JAESX | Category Low | Category High | JAESX % Rank | |
---|---|---|---|---|
Net Income Ratio | 2.64% | -2.51% | 6.83% | 7.19% |
Capital Gain Distribution Analysis
JAESX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
JAESX - Fund Manager Analysis
Managers
Akos Beleznay
Start Date
Tenure
Tenure Rank
Aug 18, 2017
3.87
3.9%
Akos Beleznay serves as Chief Investment Officer of James Alpha Advisors, LLC and is responsible for managing research and asset allocation for the firm. Prior to joining James Alpha Advisors, LLC, Mr. Beleznay was the Chief Investment Officer at Riverside, the asset management arm of HFR (Hedge Fund Research, Inc.) managing over one billion dollars of fund of hedge fund products. Before Riverside, Mr. Beleznay served as the Chief Investment Officer at Commerce Asset Management and CSG Asset Management with responsibility for managing funds of hedge funds and a hedge fund index replication product. Mr. Beleznay also served as the Director of Consulting Research for Equitas Capital Advisors, LLC from 2002 to 2010 and the Chief Investment Officer of Equitas Evergreen Fund LP, a fund of hedge funds with $300 million in assets, from 2003 to 2010. Mr. Beleznay has a PhD degree in Physics from Eotvos Lorand University, Hungary and an MBA from Tulane University.
Kevin Greene
Start Date
Tenure
Tenure Rank
Aug 18, 2017
3.87
3.9%
Kevin R. Greene serves as a Managing Partner of James Alpha Advisors, LLC and is responsible for overseeing the day to day management of the firm. . Mr. Greene is the former Chairman & CEO of Capital Resource Holdings, LLC the holding company parent of CRA RogersCasey, one of the leading pension consulting firms in the United States. Prior to CRA RogersCasey, he founded Bryant Park Capital, a privately held investment bank specializing in private equity financing and mergers and acquisitions for both private and public companies in the United States and Europe. Since 1991, Mr. Greene has served as the Chairman and CEO of KR Group, an international consulting and investment banking firm which he founded.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.02 | 17.37 | 4.48 | 1.67 |