Highland Small-Cap Equity C
Name
As ofPrice
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
Vitals
YTD Return
-2.7%
1 yr return
-9.2%
3 Yr Avg Return
-15.6%
5 Yr Avg Return
-10.4%
Net Assets
$40.4 M
Holdings in Top 10
77.8%
52 WEEK LOW AND HIGH
N/A
N/A
N/A
Expenses
OPERATING FEES
Expense Ratio 4.25%
SALES FEES
Front Load N/A
Deferred Load 1.00%
TRADING FEES
Turnover 12.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
$1,000
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.
Exp Ratio
Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.
Watchlist
GESCX - Profile
Distributions
- YTD Total Return -2.7%
- 3 Yr Annualized Total Return -15.6%
- 5 Yr Annualized Total Return -10.4%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.93%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameHighland Small Cap Equity Fund
-
Fund Family NameHighland Funds
-
Inception DateSep 30, 1999
-
Shares Outstanding514333
-
Share ClassC
-
CurrencyUSD
-
Domiciled CountryUnited States
Fund Description
GESCX - Performance
Return Ranking - Trailing
Period | GESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -2.7% | -63.8% | 0.0% | 2.54% |
1 Yr | -9.2% | -68.4% | 2.9% | 38.03% |
3 Yr | -15.6%* | -40.0% | 0.0% | 97.15% |
5 Yr | -10.4%* | -26.2% | 3.5% | 94.07% |
10 Yr | N/A* | -11.9% | 6.3% | 8.70% |
* Annualized
Return Ranking - Calendar
Period | GESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 1.1% | 0.0% | 21.8% | 97.12% |
2022 | -28.2% | -28.2% | 0.0% | 97.48% |
2021 | -12.1% | -12.1% | 7.7% | 98.61% |
2020 | 22.5% | 0.0% | 25.7% | 0.53% |
2019 | -26.6% | -26.6% | -7.4% | 98.49% |
Total Return Ranking - Trailing
Period | GESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | -2.7% | -63.8% | 0.0% | 2.54% |
1 Yr | -9.2% | -68.4% | 2.9% | 38.03% |
3 Yr | -15.6%* | -34.9% | 1.5% | 98.27% |
5 Yr | -10.4%* | -18.3% | 3.5% | 97.85% |
10 Yr | N/A* | -4.2% | 6.3% | 8.70% |
* Annualized
Total Return Ranking - Calendar
Period | GESCX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 1.1% | 0.0% | 21.8% | 97.24% |
2022 | -28.2% | -28.2% | 0.0% | 98.60% |
2021 | -12.1% | 0.0% | 16.4% | 99.15% |
2020 | 22.5% | 0.0% | 32.0% | 0.62% |
2019 | -26.6% | -16.5% | -7.4% | 99.14% |
GESCX - Holdings
Concentration Analysis
GESCX | Category Low | Category High | GESCX % Rank | |
---|---|---|---|---|
Net Assets | 40.4 M | 152 K | 23.6 M | 68.31% |
Number of Holdings | 80 | 2 | 70 | 15.21% |
Net Assets in Top 10 | 9.77 M | 19.6 K | 13 M | 82.11% |
Weighting of Top 10 | 77.76% | 0.8% | 58.4% | 50.22% |
Top 10 Holdings
- Bny Loan Outstanding 27.45%
- Eurobank Ergasias SA ADR 7.91%
- Braemar Hotels & Resorts Inc B 7.66%
- NexPoint Residential Trust Inc 6.56%
- National Bank of Greece SA 5.90%
- Alpha Bank AE ADR 5.85%
- NexPoint Strategic Opportunities Fund 4.68%
- Jernigan Capital Inc 4.32%
- Coherus BioSciences Inc 3.78%
- Vistra Energy Corp 3.66%
Asset Allocation
Weighting | Return Low | Return High | GESCX % Rank | |
---|---|---|---|---|
Stocks | 96.21% | -1.06% | 70.20% | 20.79% |
Cash | 14.95% | 14.02% | 99.22% | 1.74% |
Preferred Stocks | 11.33% | 0.00% | 10.03% | 0.17% |
Other | 4.14% | -0.34% | 8.04% | 4.88% |
Convertible Bonds | 0.00% | 0.00% | 0.51% | 74.16% |
Bonds | -26.64% | 0.00% | 47.42% | 99.03% |
Stock Sector Breakdown
Weighting | Return Low | Return High | GESCX % Rank | |
---|---|---|---|---|
Financial Services | 23.78% | 0.00% | 25.50% | 2.27% |
Healthcare | 20.59% | 0.00% | 24.78% | 3.02% |
Real Estate | 16.21% | 0.00% | 12.18% | 2.21% |
Technology | 8.73% | 0.00% | 14.53% | 89.60% |
Consumer Cyclical | 6.80% | 0.00% | 11.23% | 87.33% |
Utilities | 5.25% | 0.00% | 3.32% | 10.98% |
Energy | 5.10% | 0.00% | 6.02% | 24.99% |
Industrials | 3.00% | 0.00% | 21.50% | 99.42% |
Basic Materials | 2.18% | 0.00% | 9.45% | 87.74% |
Communication Services | 1.69% | 0.00% | 5.97% | 93.55% |
Consumer Defense | 1.25% | 0.00% | 4.03% | 91.46% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | GESCX % Rank | |
---|---|---|---|---|
US | 73.38% | -1.06% | 67.31% | 1.39% |
Non US | 22.83% | 0.00% | 24.31% | 95.53% |
GESCX - Expenses
Operational Fees
GESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 4.25% | 1.73% | 6.09% | 8.46% |
Management Fee | 0.95% | 0.14% | 1.00% | 90.26% |
12b-1 Fee | 1.00% | 0.00% | 1.00% | 88.82% |
Administrative Fee | 0.20% | 0.20% | 0.25% | 80.77% |
Sales Fees
GESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 4.75% | 5.75% | N/A |
Deferred Load | 1.00% | 1.00% | 1.00% | 32.05% |
Trading Fees
GESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 2.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
GESCX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 12.00% | 12.00% | 220.00% | 17.21% |
GESCX - Distributions
Dividend Yield Analysis
GESCX | Category Low | Category High | GESCX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 49.05% | 34.69% |
Dividend Distribution Analysis
GESCX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Annually | Annually |
Net Income Ratio Analysis
GESCX | Category Low | Category High | GESCX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.93% | -0.93% | 0.13% | 98.49% |
Capital Gain Distribution Analysis
GESCX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |