Nuveen Small Cap Growth Opportunities Fund
Name
As of 04/26/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
3.8%
1 yr return
20.0%
3 Yr Avg Return
-4.1%
5 Yr Avg Return
10.0%
Net Assets
$223 M
Holdings in Top 10
19.0%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.96%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 97.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 04/26/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
FMPFX - Profile
Distributions
- YTD Total Return 3.8%
- 3 Yr Annualized Total Return -4.1%
- 5 Yr Annualized Total Return 10.0%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.39%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annual
Fund Details
-
Legal NameNuveen Small Cap Growth Opportunities Fund
-
Fund Family NameNuveen Funds
-
Inception DateJun 30, 2016
-
Shares OutstandingN/A
-
Share ClassR6
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerJon Loth
Fund Description
FMPFX - Performance
Return Ranking - Trailing
Period | FMPFX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 3.8% | -11.7% | 14.5% | 26.71% |
1 Yr | 20.0% | -4.3% | 53.6% | 18.13% |
3 Yr | -4.1%* | -26.9% | 56.6% | 38.02% |
5 Yr | 10.0%* | -5.0% | 43.5% | 10.94% |
10 Yr | N/A* | 1.2% | 24.2% | 39.20% |
* Annualized
Return Ranking - Calendar
Period | FMPFX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 19.1% | -20.5% | 54.6% | 20.46% |
2022 | -27.3% | -82.1% | 32.2% | 30.59% |
2021 | -5.8% | -90.6% | 300.1% | 45.67% |
2020 | 33.8% | -63.0% | 127.9% | 36.45% |
2019 | 30.4% | -7.7% | 42.9% | 12.52% |
Total Return Ranking - Trailing
Period | FMPFX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 3.8% | -11.7% | 14.5% | 26.71% |
1 Yr | 20.0% | -4.3% | 53.6% | 18.13% |
3 Yr | -4.1%* | -26.9% | 56.6% | 38.02% |
5 Yr | 10.0%* | -5.0% | 43.5% | 10.94% |
10 Yr | N/A* | 1.2% | 24.2% | 37.19% |
* Annualized
Total Return Ranking - Calendar
Period | FMPFX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 19.1% | -19.0% | 136.8% | 26.98% |
2022 | -27.3% | -59.9% | 44.3% | 44.19% |
2021 | 11.7% | -22.7% | 411.9% | 43.14% |
2020 | 48.0% | 1.5% | 150.8% | 30.65% |
2019 | 30.4% | 5.5% | 55.3% | 44.12% |
NAV & Total Return History
FMPFX - Holdings
Concentration Analysis
FMPFX | Category Low | Category High | FMPFX % Rank | |
---|---|---|---|---|
Net Assets | 223 M | 207 K | 34.3 B | 72.30% |
Number of Holdings | 81 | 7 | 1180 | 65.68% |
Net Assets in Top 10 | 39.5 M | 57.4 K | 2.83 B | 78.57% |
Weighting of Top 10 | 19.04% | 7.1% | 100.1% | 73.65% |
Top 10 Holdings
- Onto Innovation Inc 2.25%
- Super Micro Computer Inc 2.07%
- Evercore Inc 1.92%
- EastGroup Properties Inc 1.87%
- PowerSchool Holdings Inc 1.86%
- Permian Resources Corp 1.85%
- elf Beauty Inc 1.84%
- Alphatec Holdings Inc 1.82%
- Q2 Holdings Inc 1.78%
- HealthEquity Inc 1.78%
Asset Allocation
Weighting | Return Low | Return High | FMPFX % Rank | |
---|---|---|---|---|
Stocks | 99.24% | 77.88% | 108.99% | 20.56% |
Other | 0.81% | -0.22% | 5.89% | 15.85% |
Cash | 0.48% | 0.00% | 26.25% | 77.53% |
Preferred Stocks | 0.00% | 0.00% | 3.53% | 65.68% |
Convertible Bonds | 0.00% | 0.00% | 1.57% | 62.20% |
Bonds | 0.00% | 0.00% | 3.22% | 61.50% |
Stock Sector Breakdown
Weighting | Return Low | Return High | FMPFX % Rank | |
---|---|---|---|---|
Technology | 26.72% | 2.91% | 75.51% | 37.80% |
Healthcare | 25.08% | 0.00% | 47.90% | 33.10% |
Industrials | 17.33% | 0.00% | 36.64% | 43.73% |
Consumer Cyclical | 11.99% | 0.00% | 24.04% | 54.70% |
Financial Services | 5.09% | 0.00% | 42.95% | 68.29% |
Energy | 3.93% | 0.00% | 55.49% | 29.44% |
Consumer Defense | 3.83% | 0.00% | 13.56% | 50.70% |
Real Estate | 2.67% | 0.00% | 15.31% | 41.64% |
Basic Materials | 2.10% | 0.00% | 9.24% | 56.79% |
Communication Services | 1.25% | 0.00% | 15.31% | 68.47% |
Utilities | 0.00% | 0.00% | 5.57% | 71.95% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | FMPFX % Rank | |
---|---|---|---|---|
US | 99.24% | 30.27% | 102.09% | 19.34% |
Non US | 0.00% | 0.00% | 61.74% | 70.03% |
FMPFX - Expenses
Operational Fees
FMPFX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.96% | 0.05% | 23.20% | 77.14% |
Management Fee | 0.83% | 0.05% | 1.62% | 59.69% |
12b-1 Fee | 0.00% | 0.00% | 1.00% | 14.24% |
Administrative Fee | N/A | 0.01% | 0.40% | N/A |
Sales Fees
FMPFX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
FMPFX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
FMPFX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 97.00% | 3.00% | 439.00% | 73.00% |
FMPFX - Distributions
Dividend Yield Analysis
FMPFX | Category Low | Category High | FMPFX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 7.03% | 68.47% |
Dividend Distribution Analysis
FMPFX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annual | Annual | Annual | Annual |
Net Income Ratio Analysis
FMPFX | Category Low | Category High | FMPFX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.39% | -2.47% | 1.10% | 20.14% |
Capital Gain Distribution Analysis
FMPFX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 16, 2021 | $6.502 | OrdinaryDividend |
Dec 31, 2020 | $0.163 | OrdinaryDividend |
FMPFX - Fund Manager Analysis
Managers
Jon Loth
Start Date
Tenure
Tenure Rank
Oct 31, 2007
14.59
14.6%
JON A. LOTH, CFA Jon is the co-manager of the Small Cap Growth Opportunities Strategy and related institutional portfolios. He joined the team managing Small Cap Growth Opportunities in 2007. He previously was an equity research analyst covering the healthcare sector for the same team. Jon began working in the financial industry in 1994. Prior to joining the firm in 2004, he was an equity analyst covering healthcare and consumer-oriented stocks for large-, mid- and small-cap growth portfolios at Sit Investment Associates. Jon also served four years as the manager of Sit Investment’s domestic equity trading desk. He received a B.S. in finance from the University of Minnesota’s Carlson School of Management. Jon holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society of Minnesota.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 30.44 | 9.03 | 5.25 |