Frost Small Cap Equity A
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
N/A
1 yr return
0.5%
3 Yr Avg Return
13.9%
5 Yr Avg Return
12.9%
Net Assets
$16 M
Holdings in Top 10
47.2%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.42%
SALES FEES
Front Load 3.25%
Deferred Load N/A
TRADING FEES
Turnover 96.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$2,500
IRA
$1,500
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
FAHMX - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return 12.6%
- 5 Yr Annualized Total Return 12.1%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.52%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameFrost Small Cap Equity Fund
-
Fund Family NameFrost Funds
-
Inception DateJul 01, 2008
-
Shares OutstandingN/A
-
Share ClassA
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerCraig Leighton
Fund Description
FAHMX - Performance
Return Ranking - Trailing
Period | FAHMX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -7.9% | 27.5% | N/A |
1 Yr | 0.5% | -65.8% | 0.4% | N/A |
3 Yr | 13.9%* | -41.2% | 20.6% | N/A |
5 Yr | 12.9%* | -36.9% | 8.3% | N/A |
10 Yr | 5.6%* | -15.4% | 17.4% | N/A |
* Annualized
Return Ranking - Calendar
Period | FAHMX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -67.3% | 0.4% | N/A |
2022 | N/A | -26.8% | 36.3% | N/A |
2021 | N/A | -36.7% | 34.1% | N/A |
2020 | N/A | -59.6% | 10.0% | N/A |
2019 | N/A | -35.4% | 76.2% | N/A |
Total Return Ranking - Trailing
Period | FAHMX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -7.9% | 27.5% | N/A |
1 Yr | -2.7% | -43.1% | 7.3% | N/A |
3 Yr | 12.6%* | -25.2% | 20.6% | N/A |
5 Yr | 12.1%* | -25.4% | 13.5% | N/A |
10 Yr | 5.2%* | -9.2% | 19.8% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | FAHMX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -47.8% | 1.5% | N/A |
2022 | N/A | -26.8% | 52.6% | N/A |
2021 | N/A | -24.6% | 34.1% | N/A |
2020 | N/A | -59.6% | 21.1% | N/A |
2019 | N/A | -27.6% | 76.2% | N/A |
FAHMX - Holdings
Concentration Analysis
FAHMX | Category Low | Category High | FAHMX % Rank | |
---|---|---|---|---|
Net Assets | 16 M | 2.8 M | 93.7 B | N/A |
Number of Holdings | 26 | 12 | 4260 | N/A |
Net Assets in Top 10 | 12.1 M | 560 K | 3.56 B | N/A |
Weighting of Top 10 | 47.22% | 2.6% | 469.5% | N/A |
Top 10 Holdings
- Encore Capital Group Inc 5.58%
- Cathay General Bancorp 5.06%
- Synchronoss Technologies Inc 4.86%
- Group 1 Automotive Inc 4.85%
- Hanover Insurance Group Inc 4.71%
- Air Lease Corp Class A 4.53%
- Proassurance Corp 4.51%
- Capital Senior Living Corp 4.43%
- Tetra Tech Inc 4.39%
- Beacon Roofing Supply Inc 4.30%
Asset Allocation
Weighting | Return Low | Return High | FAHMX % Rank | |
---|---|---|---|---|
Stocks | 96.18% | 0.00% | 100.63% | N/A |
Cash | 3.81% | -131.83% | 45.56% | N/A |
Preferred Stocks | 0.00% | 0.00% | 4.53% | N/A |
Other | 0.00% | -39.74% | 14.19% | N/A |
Convertible Bonds | 0.00% | 0.00% | 2.04% | N/A |
Bonds | 0.00% | 0.00% | 130.33% | N/A |
Stock Sector Breakdown
Weighting | Return Low | Return High | FAHMX % Rank | |
---|---|---|---|---|
Financial Services | 22.24% | 0.00% | 39.50% | N/A |
Technology | 16.59% | 0.14% | 40.64% | N/A |
Healthcare | 16.23% | 0.00% | 23.37% | N/A |
Consumer Cyclical | 15.03% | 0.00% | 32.67% | N/A |
Basic Materials | 11.42% | 0.00% | 33.77% | N/A |
Industrials | 8.92% | 0.13% | 52.49% | N/A |
Energy | 5.76% | 0.00% | 15.27% | N/A |
Utilities | 0.00% | 0.00% | 7.52% | N/A |
Real Estate | 0.00% | 0.00% | 36.84% | N/A |
Communication Services | 0.00% | -0.34% | 11.67% | N/A |
Consumer Defense | 0.00% | 0.00% | 12.69% | N/A |
Stock Geographic Breakdown
Weighting | Return Low | Return High | FAHMX % Rank | |
---|---|---|---|---|
US | 92.94% | 0.00% | 100.10% | N/A |
Non US | 3.24% | 0.00% | 95.18% | N/A |
FAHMX - Expenses
Operational Fees
FAHMX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.42% | 0.00% | 3.96% | N/A |
Management Fee | 0.70% | 0.00% | 1.50% | N/A |
12b-1 Fee | 0.25% | 0.00% | 1.00% | N/A |
Administrative Fee | 0.10% | 0.00% | 0.47% | N/A |
Sales Fees
FAHMX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | 3.25% | 0.00% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
FAHMX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
FAHMX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 96.00% | 3.00% | 794.40% | N/A |
FAHMX - Distributions
Dividend Yield Analysis
FAHMX | Category Low | Category High | FAHMX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 0.04% | N/A |
Dividend Distribution Analysis
FAHMX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Annually | Annually |
Net Income Ratio Analysis
FAHMX | Category Low | Category High | FAHMX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.52% | -2.53% | 2.32% | N/A |
Capital Gain Distribution Analysis
FAHMX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
FAHMX - Fund Manager Analysis
Managers
Craig Leighton
Start Date
Tenure
Tenure Rank
Mar 03, 2014
0.75
0.8%
Craig Leighton, CFA, Senior Research Analyst at Frost, serves as Senior Fund Manager of the Frost Dividend Value Equity Fund. Mr. Leighton is jointly and primarily responsible for the day-to-day management of the Frost Dividend Value Equity Fund. Mr. Leighton joined Frost Investment Advisors in 2012. Prior to joining Frost, he worked for Crossfield Capital Ventures, LLC and Lord, Abbett & Co. He earned a bachelor's degree in Aeronautical Engineering from Rensselaer Polytechnic Institute and a master's degree in Aeronautical Engineering from Princeton University. Mr. Leighton is a holder of the right to use the Chartered Financial Analyst (CFA([R])) designation and is a member of the CFA Institute.
Brad Thompson
Start Date
Tenure
Tenure Rank
Mar 03, 2014
0.75
0.8%
Brad Thompson is a senior fund manager, managing director and the director of research for Frost Investment Advisors, LLC. He leads the research process and is a co-manager of the Frost Dividend Value Equity and Frost Growth Equity Funds, and is primarily responsible for managing the Frost Strategic Balanced Fund. Brad joined Frost Bank, the parent company of the advisor in 2002, and has more than 18 years of investment-related experience, including working for Assante Asset Management in Winnipeg, Canada and Los Angeles, CA; and in finance academia and consulting in Australia and Canada. Brad received the degrees of Master of Commerce with honours (specialization in Finance) from the University of Melbourne, Australia, Bachelor of Commerce with honours (Finance) and Bachelor of Commerce from the University of Tasmania at Hobart, Australia. He holds the Chartered Financial Analyst® designation, is a member of the CFA Institute, has served on the national committee on professional development, and is Past-President of the CFA Society of San Antonio.
Tom L. Stringfellow
Start Date
Tenure
Tenure Rank
Mar 03, 2014
0.75
0.8%
Tom L. Stringfellow is the Chief Investment Officer for the Frost Wealth Advisors, a division of Frost Bank, and President of Frost Investment Advisors, LLC. In these roles, Tom oversees all mutual fund and institutional portfolio management activities, research and trading for Frost’s investment management entities. Since joining Frost in 1980, Tom has been active in the local and national investment community. He speaks regularly at regional investment conferences and in the past has lectured at St. Mary’s University in San Antonio and the University of Texas at San Antonio. The co-author of a nationally published article about asset allocation, Tom is also a regular contributor to Frost Investment Advisors’ quarterly client newsletter. His service to a number of professional organizations has included an assignment as chairman of the Investments Committee and an appointment to the National Council, both for the American Institute of Certified Public Accountants. Also, a volunteer for the CFA Institute, Tom has served on the organization’s Financial Accounting Policies Committee and as President of its San Antonio affiliate CFA society. He is also a past President of the San Antonio Business and Economics Society, a local chapter of the National Association for Business Economics, a professional association for business economists and those who use economics in the workplace. Tom earned a Bachelor of Arts degree in Business Administration from Texas State University (formerly Southwest Texas State University), a Master of Arts degree in economics from St. Mary’s University and a Master of Business degree from Texas A&M University – Corpus Christi (formerly Texas A&I University). Augmenting his professional experience, Tom has earned the CERTIFIED FINANCIAL PLANNER™ certification and the Certified Public Accountant certification, the Chartered Investment Counselor designation and is a holder of the right to use the Chartered Financial Analyst® designation.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
2.35 | 13.15 | 8.2 | 9.35 |