Principal U.S. Small-Cap ETF
Name
As of 05/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
5.8%
1 yr return
25.3%
3 Yr Avg Return
2.7%
5 Yr Avg Return
10.2%
Net Assets
$503 M
Holdings in Top 10
9.8%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.38%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 93.10%
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 05/07/2024Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
PSC - Profile
Distributions
- YTD Total Return 5.8%
- 3 Yr Annualized Total Return 2.7%
- 5 Yr Annualized Total Return 10.2%
- Capital Gain Distribution Frequency N/A
- Net Income Ratio 1.39%
- Dividend Yield 0.8%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NamePrincipal U.S. Small-Cap ETF
-
Fund Family NamePrincipal Funds
-
Inception DateSep 21, 2016
-
Shares Outstanding16250001
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerJeffrey Schwarte
Fund Description
PSC - Performance
Return Ranking - Trailing
Period | PSC Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.8% | -4.8% | 24.1% | 15.36% |
1 Yr | 25.3% | -8.7% | 60.5% | 13.16% |
3 Yr | 2.7%* | -10.7% | 39.8% | 19.78% |
5 Yr | 10.2%* | -13.2% | 31.2% | 14.12% |
10 Yr | N/A* | -2.4% | 17.0% | 53.77% |
* Annualized
Return Ranking - Calendar
Period | PSC Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 17.6% | -19.9% | 29.0% | 18.38% |
2022 | -17.6% | -59.3% | 118.2% | 26.80% |
2021 | 30.6% | -31.6% | 39.3% | 2.07% |
2020 | 11.5% | -51.0% | 39.5% | 49.81% |
2019 | 17.2% | -5.6% | 37.8% | 74.45% |
Total Return Ranking - Trailing
Period | PSC Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 5.8% | -4.8% | 24.1% | 15.36% |
1 Yr | 25.3% | -8.7% | 60.5% | 13.16% |
3 Yr | 2.7%* | -10.7% | 39.8% | 19.78% |
5 Yr | 10.2%* | -13.2% | 31.2% | 14.12% |
10 Yr | N/A* | -2.4% | 17.0% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | PSC Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 18.5% | -11.7% | 31.8% | 22.61% |
2022 | -15.9% | -45.2% | 123.7% | 36.97% |
2021 | 32.5% | 0.0% | 47.7% | 6.58% |
2020 | 13.3% | -50.5% | 46.9% | 47.30% |
2019 | 18.9% | 2.1% | 43.7% | 92.76% |
PSC - Holdings
Concentration Analysis
PSC | Category Low | Category High | PSC % Rank | |
---|---|---|---|---|
Net Assets | 503 M | 529 K | 145 B | 46.44% |
Number of Holdings | 528 | 2 | 2519 | 23.03% |
Net Assets in Top 10 | 45.4 M | 120 K | 9.83 B | 63.25% |
Weighting of Top 10 | 9.84% | -2849.0% | 100.1% | 77.43% |
Top 10 Holdings
- Super Micro Computer, Inc. 1.68%
- StoneCo Ltd. 1.19%
- Alpha Metallurgical Resources, Inc. 1.06%
- Saia, Inc. 1.01%
- Medpace Holdings, Inc. 0.95%
- elf Beauty, Inc. 0.91%
- Jackson Financial, Inc. 0.87%
- Wingstop, Inc. 0.75%
- Atkore, Inc. 0.71%
- Kinsale Capital Group, Inc. 0.70%
Asset Allocation
Weighting | Return Low | Return High | PSC % Rank | |
---|---|---|---|---|
Stocks | 99.77% | -565235.00% | 108.16% | 6.95% |
Cash | 0.73% | 0.00% | 565934.00% | 76.78% |
Preferred Stocks | 0.00% | 0.00% | 7.53% | 21.21% |
Other | 0.00% | -598.74% | 39.24% | 48.45% |
Convertible Bonds | 0.00% | 0.00% | 3.17% | 18.68% |
Bonds | 0.00% | -1.96% | 74.53% | 22.85% |
Stock Sector Breakdown
Weighting | Return Low | Return High | PSC % Rank | |
---|---|---|---|---|
Financial Services | 16.52% | 0.00% | 35.52% | 32.35% |
Healthcare | 15.85% | 0.00% | 26.53% | 26.99% |
Industrials | 13.92% | 2.46% | 37.42% | 92.05% |
Technology | 13.58% | 0.00% | 54.70% | 55.27% |
Consumer Cyclical | 12.11% | 0.99% | 47.79% | 31.79% |
Real Estate | 8.22% | 0.00% | 29.43% | 37.89% |
Energy | 6.64% | 0.00% | 37.72% | 36.97% |
Basic Materials | 4.02% | 0.00% | 18.66% | 66.36% |
Consumer Defense | 3.96% | 0.00% | 18.87% | 58.41% |
Utilities | 2.97% | 0.00% | 18.58% | 35.12% |
Communication Services | 2.21% | 0.00% | 14.85% | 63.22% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | PSC % Rank | |
---|---|---|---|---|
US | 99.77% | -565235.00% | 108.16% | 5.67% |
Non US | 0.00% | 0.00% | 91.59% | 31.08% |
PSC - Expenses
Operational Fees
PSC Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.38% | 0.01% | 38.45% | 88.24% |
Management Fee | 0.38% | 0.00% | 1.50% | 16.33% |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | N/A | 0.01% | 0.45% | N/A |
Sales Fees
PSC Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
PSC Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
PSC Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 93.10% | 1.00% | 314.00% | 87.31% |
PSC - Distributions
Dividend Yield Analysis
PSC | Category Low | Category High | PSC % Rank | |
---|---|---|---|---|
Dividend Yield | 0.79% | 0.00% | 42.47% | 49.91% |
Dividend Distribution Analysis
PSC | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annually | SemiAnnual | Annual |
Net Income Ratio Analysis
PSC | Category Low | Category High | PSC % Rank | |
---|---|---|---|---|
Net Income Ratio | 1.39% | -2.40% | 2.49% | 1.85% |
Capital Gain Distribution Analysis
PSC | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Semi-Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Apr 01, 2024 | $0.096 | OrdinaryDividend |
Dec 27, 2023 | $0.112 | OrdinaryDividend |
Oct 02, 2023 | $0.087 | OrdinaryDividend |
Jul 03, 2023 | $0.112 | OrdinaryDividend |
Apr 03, 2023 | $0.027 | OrdinaryDividend |
Dec 28, 2022 | $0.198 | OrdinaryDividend |
Oct 03, 2022 | $0.357 | OrdinaryDividend |
Jul 01, 2022 | $0.173 | OrdinaryDividend |
Apr 01, 2022 | $0.021 | OrdinaryDividend |
Dec 29, 2021 | $0.296 | OrdinaryDividend |
Oct 01, 2021 | $0.147 | OrdinaryDividend |
Jul 01, 2021 | $0.131 | OrdinaryDividend |
Apr 01, 2021 | $0.115 | OrdinaryDividend |
Dec 29, 2020 | $0.149 | OrdinaryDividend |
Oct 01, 2020 | $0.113 | OrdinaryDividend |
Jul 01, 2020 | $0.113 | OrdinaryDividend |
Apr 01, 2020 | $0.078 | OrdinaryDividend |
Dec 27, 2019 | $0.150 | OrdinaryDividend |
Oct 01, 2019 | $0.111 | OrdinaryDividend |
Jul 01, 2019 | $0.075 | OrdinaryDividend |
Apr 01, 2019 | $0.109 | OrdinaryDividend |
Dec 27, 2018 | $0.135 | OrdinaryDividend |
Oct 01, 2018 | $0.087 | OrdinaryDividend |
Jul 02, 2018 | $0.057 | OrdinaryDividend |
Apr 02, 2018 | $0.083 | OrdinaryDividend |
Dec 27, 2017 | $0.081 | OrdinaryDividend |
Oct 02, 2017 | $0.054 | OrdinaryDividend |
Jul 03, 2017 | $0.079 | OrdinaryDividend |
Apr 03, 2017 | $0.074 | OrdinaryDividend |
Dec 28, 2016 | $0.095 | OrdinaryDividend |
PSC - Fund Manager Analysis
Managers
Jeffrey Schwarte
Start Date
Tenure
Tenure Rank
Sep 21, 2016
5.69
5.7%
Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.
Aaron Siebel
Start Date
Tenure
Tenure Rank
Mar 03, 2020
2.24
2.2%
Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 49.61 | 7.05 | 2.58 |