TVDCX: Guggenheim RBP® Large-Cap Defensive C

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TVDCX Guggenheim RBP® Large-Cap Defensive C


Profile

TVDCX - Profile

Vitals

  • YTD Return -3.6%
  • 3 Yr Annualized Return -3.1%
  • 5 Yr Annualized Return -2.3%
  • Net Assets $12.3 M
  • Holdings in Top 10 13.9%

52 WEEK LOW AND HIGH

$10.08
$6.81
$11.06

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.94%

SALES FEES

  • Front Load N/A
  • Deferred Load 1.00%

BROKERAGE FEES

  • Turnover 96.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $2,500
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -3.6%
  • 3 Yr Annualized Total Return -3.1%
  • 5 Yr Annualized Total Return -2.3%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.20%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Guggenheim RBP® Large-Cap Defensive Fund
  • Fund Family Name
    Guggenheim Investments
  • Inception Date
    Apr 18, 2011
  • Shares Outstanding
    N/A
  • Share Class
    C
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Farhan Sharaff

Fund Description

The fund invests at least 80% of its net assets, plus the amount of borrowings for investment purposes, in securities of large-capitalization companies that comprise the index at the time of initial purchase. The index consists of common stock of companies, and units of beneficial ownership in real estate investment trusts ("REITs"), in the Dow Jones U.S. Large-Cap Total Stock Market Index SM.


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Categories

Performance

TVDCX - Performance

Return Ranking - Trailing

Period TVDCX Return Category Return Low Category Return High Rank in Category (%)
YTD -3.6% -91.6% 72.4% 97.32%
1 Yr -2.5% -92.0% 68.8% 95.48%
3 Yr -3.1%* -59.0% 36.9% 92.11%
5 Yr -2.3%* -41.4% 21.3% 89.12%
10 Yr N/A* -18.4% 18.3% N/A

* Annualized

Return Ranking - Calendar

Period TVDCX Return Category Return Low Category Return High Rank in Category (%)
2019 21.1% -67.9% 49.9% 65.08%
2018 -21.1% -65.5% 10.6% 86.35%
2017 9.7% -46.3% 52.2% 86.73%
2016 2.1% -43.3% 15.3% 32.16%
2015 -11.4% -82.5% 11.4% 87.46%

Total Return Ranking - Trailing

Period TVDCX Return Category Return Low Category Return High Rank in Category (%)
YTD -3.6% -91.6% 72.4% 97.32%
1 Yr -2.5% -92.0% 68.8% 95.40%
3 Yr -3.1%* -57.9% 36.9% 95.47%
5 Yr -2.3%* -38.8% 25.4% 95.09%
10 Yr N/A* -16.5% 21.8% N/A

* Annualized

Total Return Ranking - Calendar

Period TVDCX Return Category Return Low Category Return High Rank in Category (%)
2019 21.1% -67.9% 49.9% 65.16%
2018 -21.1% -65.5% 16.5% 91.04%
2017 9.7% -28.2% 52.2% 94.34%
2016 2.1% -43.3% 17.1% 50.32%
2015 -11.4% -38.0% 17.3% 93.38%

NAV & Total Return History


Holdings

TVDCX - Holdings

Concentration Analysis

TVDCX Category Low Category High TVDCX % Rank
Net Assets 12.3 M 858 K 218 B 97.26%
Number of Holdings 103 1 2209 25.86%
Net Assets in Top 10 1.53 M 399 K 71.6 B 99.54%
Weighting of Top 10 13.91% 13.2% 100.0% 99.77%

Top 10 Holdings

  1. Citrix Systems Inc 1.48%
  2. Eli Lilly and Co 1.47%
  3. Equinix Inc 1.47%
  4. Tyler Technologies Inc 1.39%
  5. Leidos Holdings Inc 1.37%
  6. Sherwin-Williams Co 1.36%
  7. Progressive Corp 1.35%
  8. Allegion PLC 1.35%
  9. Danaher Corp 1.34%
  10. UnitedHealth Group Inc 1.33%

Asset Allocation

Weighting Return Low Return High TVDCX % Rank
Stocks
99.45% 83.54% 103.32% 26.69%
Other
0.40% -2.48% 6.02% 9.20%
Cash
0.15% -3.33% 14.62% 84.87%
Preferred Stocks
0.00% 0.00% 2.55% 72.24%
Convertible Bonds
0.00% 0.00% 0.52% 70.49%
Bonds
0.00% -0.22% 13.73% 72.02%

Stock Sector Breakdown

Weighting Return Low Return High TVDCX % Rank
Healthcare
15.98% 0.00% 45.35% 33.99%
Technology
14.91% 10.36% 54.73% 98.94%
Financial Services
14.34% 0.00% 41.40% 22.05%
Industrials
10.86% 0.00% 24.88% 8.67%
Consumer Cyclical
10.04% 0.00% 44.53% 85.10%
Communication Services
9.92% 0.00% 34.83% 74.14%
Consumer Defense
9.04% 0.00% 21.78% 4.94%
Real Estate
4.90% 0.00% 22.16% 7.68%
Utilities
4.01% 0.00% 6.86% 2.05%
Basic Materials
3.36% 0.00% 11.56% 12.70%
Energy
2.66% 0.00% 8.11% 7.60%

Stock Geographic Breakdown

Weighting Return Low Return High TVDCX % Rank
US
98.56% 78.13% 100.25% 13.69%
Non US
0.89% 0.00% 18.14% 80.15%

Expenses

TVDCX - Expenses

Operational Fees

TVDCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.94% 0.01% 24.73% 3.60%
Management Fee 0.75% 0.00% 1.40% 82.06%
12b-1 Fee 1.00% 0.00% 1.00% 92.91%
Administrative Fee N/A 0.01% 1.02% N/A

Sales Fees

TVDCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.50% 8.50% N/A
Deferred Load 1.00% 1.00% 5.50% 73.71%

Trading Fees

TVDCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

TVDCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 96.00% 0.00% 464.00% 88.60%

Distributions

TVDCX - Distributions

Dividend Yield Analysis

TVDCX Category Low Category High TVDCX % Rank
Dividend Yield 0.00% 0.00% 19.92% 70.83%

Dividend Distribution Analysis

TVDCX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

TVDCX Category Low Category High TVDCX % Rank
Net Income Ratio -0.20% -2.06% 2.43% 66.07%

Capital Gain Distribution Analysis

TVDCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

TVDCX - Fund Manager Analysis

Managers

Farhan Sharaff


Start Date

Tenure

Tenure Rank

Jan 30, 2017

3.5

3.5%

Mr. Sharaff joined Guggenheim in May 2009 and is a Senior Managing Director and the Assistant Chief Investment Officer, Equities. Mr. Sharaff has more than 30 years of experience in investment research and investment management. Prior to joining Guggenheim, he was a Partner and Chief Investment Officer at MJX Capital Advisors, a wealth management firm focused on providing advice and investment management for its clients. Prior to that, Mr. Sharaff served as the global chief investment officer at CIGNA Corporation, Zurich Scudder Investments and Citigroup. In all of these engagements, Mr. Sharaff was responsible for research, investment management, product development and investment risk management. He was also a member of the business management teams at Citigroup and Zurich Scudder. Mr. Sharaff has a B.S. in Electrical Engineering from the University of Aston (U.K.) and an MBA from the Manchester Business School (U.K.). Mr. Sharaff sits on the board of Guggenheim Global Investment plc.

Burak Hurmeydan


Start Date

Tenure

Tenure Rank

Nov 02, 2018

1.75

1.8%

Burak Hurmeydan, Ph.D., is a Director and Portfolio Manager of Guggenheim Partners. Dr. Hurmeydan joined Guggenheim in 2011 as an Analyst of Quantitative Strategies. Before joining Guggenheim, he was a Quantitative Risk/Research Analyst with Citadel Asset Management from 2008 to 2009. He earned his B.S. in Economics from Eastern Mediterranean University and an M.S. degree in Economics from Louisiana State University. Dr. Hurmeydan earned a Ph.D. in Economics with a specialization in Financial Econometrics from Louisiana State University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 52.61 8.35 1.25