First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Asia Pacific ETF
Name
As of 08/30/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
RFAP | Active ETF
-
$8.8 M
0.00%
0.83%
Vitals
YTD Return
N/A
1 yr return
N/A
3 Yr Avg Return
N/A
5 Yr Avg Return
N/A
Net Assets
$8.8 M
Holdings in Top 10
22.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.83%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover N/A
Redemption Fee N/A
Min Investment
Standard (Taxable)
N/A
IRA
N/A
Fund Classification
Fund Type
Exchange Traded Fund
Name
As of 08/30/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
RFAP | Active ETF
-
$8.8 M
0.00%
0.83%
RFAP - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return N/A
- 5 Yr Annualized Total Return N/A
- Capital Gain Distribution Frequency N/A
- Net Income Ratio N/A
- Dividend Yield 0.0%
- Dividend Distribution Frequency Quarterly
Fund Details
-
Legal NameFirst Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Asia Pacific ETF
-
Fund Family NameFirst Trust Advisors L.P.
-
Inception DateApr 13, 2016
-
Shares OutstandingN/A
-
Share ClassN/A
-
CurrencyUSD
-
Domiciled CountryUS
-
ManagerChris Konstantinos
Fund Description
RFAP - Performance
Return Ranking - Trailing
Period | RFAP Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | 0.0% | 5.7% | 81.82% |
1 Yr | N/A | -21.4% | -6.7% | 36.36% |
3 Yr | N/A* | -8.4% | 4.5% | 100.00% |
5 Yr | N/A* | -7.5% | 1.3% | 100.00% |
10 Yr | N/A* | -1.5% | 4.3% | N/A |
* Annualized
Return Ranking - Calendar
Period | RFAP Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -34.9% | -13.7% | 100.00% |
2022 | N/A | -9.9% | 1.5% | 81.82% |
2021 | N/A | 4.0% | 12.0% | 90.91% |
2020 | N/A | 2.1% | 7.0% | 100.00% |
2019 | N/A | -5.8% | -2.7% | N/A |
Total Return Ranking - Trailing
Period | RFAP Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | 0.0% | 5.7% | 81.82% |
1 Yr | N/A | -21.4% | -6.7% | 36.36% |
3 Yr | N/A* | -8.4% | 4.5% | 100.00% |
5 Yr | N/A* | -6.2% | 1.3% | 100.00% |
10 Yr | N/A* | 0.8% | 4.4% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | RFAP Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -34.9% | -13.7% | 100.00% |
2022 | N/A | -9.9% | 1.5% | 81.82% |
2021 | N/A | 4.0% | 12.0% | 90.91% |
2020 | N/A | 2.1% | 7.0% | 100.00% |
2019 | N/A | -5.8% | -2.6% | N/A |
RFAP - Holdings
Concentration Analysis
RFAP | Category Low | Category High | RFAP % Rank | |
---|---|---|---|---|
Net Assets | 8.8 M | 8.64 M | 8.11 B | 100.00% |
Number of Holdings | 100 | 62 | 2507 | 54.55% |
Net Assets in Top 10 | 1.96 M | 1.96 M | 1.38 B | 100.00% |
Weighting of Top 10 | 22.63% | 16.9% | 37.6% | 54.55% |
Top 10 Holdings
- SONY GROUP CORP /JPY/ 3.12%
- BHP GROUP LTD /AUD/ 3.00%
- AIA GROUP LTD /HKD/ 2.92%
- CSL LTD /AUD/ 2.30%
- RECRUIT HOLDINGS CO LTD /JPY/ 2.14%
- TOYOTA MOTOR CORP /JPY/ 2.05%
- ITOCHU CORP /JPY/ 1.81%
- HOYA CORP /JPY/ 1.79%
- WESTPAC BANKING CORP /AUD/ 1.77%
- WESFARMERS LTD /AUD/ 1.75%
Asset Allocation
Weighting | Return Low | Return High | RFAP % Rank | |
---|---|---|---|---|
Stocks | 99.86% | 95.91% | 99.87% | 9.09% |
Cash | 0.14% | 0.12% | 4.09% | 100.00% |
Preferred Stocks | 0.00% | 0.00% | 0.00% | 9.09% |
Other | 0.00% | 0.00% | 0.11% | 18.18% |
Convertible Bonds | 0.00% | 0.00% | 0.00% | 9.09% |
Bonds | 0.00% | 0.00% | 0.00% | 9.09% |
Stock Sector Breakdown
Weighting | Return Low | Return High | RFAP % Rank | |
---|---|---|---|---|
Utilities | 0.00% | 0.00% | 1.95% | 54.55% |
Technology | 0.00% | 10.72% | 28.95% | 72.73% |
Real Estate | 0.00% | 0.00% | 8.87% | 27.27% |
Industrials | 0.00% | 4.08% | 18.08% | 9.09% |
Healthcare | 0.00% | 6.85% | 25.65% | 36.36% |
Financial Services | 0.00% | 12.24% | 20.09% | 63.64% |
Energy | 0.00% | 0.00% | 3.58% | 81.82% |
Communication Services | 0.00% | 5.68% | 12.35% | 36.36% |
Consumer Defense | 0.00% | 1.01% | 7.90% | 90.91% |
Consumer Cyclical | 0.00% | 9.14% | 21.30% | 90.91% |
Basic Materials | 0.00% | 1.72% | 10.87% | 9.09% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | RFAP % Rank | |
---|---|---|---|---|
Non US | 98.99% | 92.45% | 99.87% | 9.09% |
US | 0.87% | 0.00% | 3.46% | 81.82% |
RFAP - Expenses
Operational Fees
RFAP Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.83% | 0.08% | 1.07% | 54.55% |
Management Fee | 0.83% | 0.07% | 0.83% | 90.91% |
12b-1 Fee | N/A | 0.00% | 0.00% | 20.00% |
Administrative Fee | N/A | N/A | N/A | N/A |
Sales Fees
RFAP Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | N/A | N/A | N/A |
Deferred Load | N/A | N/A | N/A | N/A |
Trading Fees
RFAP Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | N/A | N/A | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
RFAP Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | N/A | 5.00% | 117.00% | 100.00% |
RFAP - Distributions
Dividend Yield Analysis
RFAP | Category Low | Category High | RFAP % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 2.69% | 72.73% |
Dividend Distribution Analysis
RFAP | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Quarterly | Annually | Quarterly | Quarterly |
Net Income Ratio Analysis
RFAP | Category Low | Category High | RFAP % Rank | |
---|---|---|---|---|
Net Income Ratio | N/A | -0.62% | 2.45% | 54.55% |
Capital Gain Distribution Analysis
RFAP | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Aug 26, 2021 | $0.600 | ExtraDividend |
Jun 30, 2021 | $0.380 | OrdinaryDividend |
Mar 31, 2021 | $0.188 | OrdinaryDividend |
Dec 31, 2020 | $0.332 | OrdinaryDividend |
Sep 30, 2020 | $0.197 | OrdinaryDividend |
Jun 30, 2020 | $0.410 | OrdinaryDividend |
Dec 31, 2019 | $0.688 | OrdinaryDividend |
Sep 30, 2019 | $0.151 | OrdinaryDividend |
Jun 28, 2019 | $0.581 | OrdinaryDividend |
Mar 29, 2019 | $0.092 | OrdinaryDividend |
Dec 31, 2018 | $0.445 | OrdinaryDividend |
Sep 28, 2018 | $0.110 | OrdinaryDividend |
Jun 29, 2018 | $0.563 | OrdinaryDividend |
Mar 29, 2018 | $0.058 | OrdinaryDividend |
Dec 29, 2017 | $0.555 | OrdinaryDividend |
Sep 29, 2017 | $0.134 | OrdinaryDividend |
Jun 30, 2017 | $0.391 | OrdinaryDividend |
Dec 30, 2016 | $0.873 | OrdinaryDividend |
Sep 30, 2016 | $0.249 | OrdinaryDividend |
Jun 30, 2016 | $0.076 | OrdinaryDividend |
RFAP - Fund Manager Analysis
Managers
Chris Konstantinos
Start Date
Tenure
Tenure Rank
Apr 14, 2016
5.3
5.3%
Mr. Konstantinos is a co-manager of each Fund. In this role, he is responsible for both asset allocation and selection decisions. He is a Co-Chair of RiverFront’s Investment Committee and also serves on the RiverFront Investment Group, LLC’s Executive Committee. Mr. Konstantinos has been with RiverFront since the company’s founding in 2008. He began his career in 2000 as a corporate finance analyst in the Technology sector at a predecessor to Wachovia Securities. He joined Wachovia’s Advisory Services Group in 2002 as an equity strategist, and worked in various capacities within equity strategy and portfolio management until his departure in 2008. Mr. Konstantinos earned his BS in Business Administration from the Kenan-Flagler School of Business at the University of North Carolina at Chapel Hill. Mr. Konstantinos received his CFA designation in 2013 and holds FINRA Series 7 and 66 licenses.
Adam Grossman
Start Date
Tenure
Tenure Rank
Apr 14, 2016
5.3
5.3%
Adam Grossman, CFA: Global Equity CIO Adam is responsible for the investments of the US Equity and International Equity teams. He brings over a decade’s worth of industry experience in quantitative risk management and portfolio analytics. Mr. Grossman has served as a portfolio manager since June 2016.Adam is responsible for the equity decisions made in the various strategies and the development of the factor models used in the investment processes at RiverFront. In addition, he serves on the firm's Leadership Group and Investment Committee. Prior to joining RiverFront, Adam worked at the Virginia Retirement System (VRS), where he managed International Equity and REIT Portfolios and developed research on equity selection and portfolio construction. He began his investment career as a fixed income analyst at VRS. Adam earned a BS from Baldwin-Wallace College with a double major in Mathematical Economics and Finance, and an MA in Financial Economics from Virginia Commonwealth University. He received his CFA designation in 2009.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
1.33 | 15.42 | 6.33 | 6.26 |