Nuveen Preferred Secs & Inc R3
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
1.6%
1 yr return
16.6%
3 Yr Avg Return
7.0%
5 Yr Avg Return
6.2%
Net Assets
$4.99 B
Holdings in Top 10
14.3%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.28%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 37.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 06/04/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
NPSTX - Profile
Distributions
- YTD Total Return 1.6%
- 3 Yr Annualized Total Return 7.0%
- 5 Yr Annualized Total Return 6.2%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 4.82%
- Dividend Yield 4.5%
- Dividend Distribution Frequency Monthly
Fund Details
-
Legal NameNuveen Preferred Securities & Income Fund
-
Fund Family NameNuveen
-
Inception DateSep 29, 2009
-
Shares OutstandingN/A
-
Share ClassRetirement
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerDouglas Baker
Fund Description
NPSTX - Performance
Return Ranking - Trailing
Period | NPSTX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 1.6% | -1.4% | 16.9% | 49.37% |
1 Yr | 16.6% | 7.9% | 54.8% | 46.84% |
3 Yr | 7.0%* | 1.4% | 11.1% | 57.33% |
5 Yr | 6.2%* | 2.2% | 9.9% | 55.22% |
10 Yr | 6.6%* | 5.3% | 10.7% | 55.81% |
* Annualized
Return Ranking - Calendar
Period | NPSTX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 0.1% | -79.5% | 4.8% | 70.51% |
2022 | 11.3% | 2.3% | 20.1% | 64.00% |
2021 | -10.9% | -19.0% | -5.7% | 66.18% |
2020 | 5.2% | -5.0% | 18.5% | 53.23% |
2019 | -0.6% | -6.1% | 1.7% | 51.67% |
Total Return Ranking - Trailing
Period | NPSTX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 1.6% | -1.5% | 16.9% | 48.10% |
1 Yr | 16.6% | 6.5% | 54.8% | 44.30% |
3 Yr | 7.0%* | 0.4% | 11.1% | 52.00% |
5 Yr | 6.2%* | 1.9% | 9.9% | 49.25% |
10 Yr | 6.6%* | 5.3% | 10.7% | 51.16% |
* Annualized
Total Return Ranking - Calendar
Period | NPSTX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 0.1% | -24.8% | 4.8% | 71.79% |
2022 | 11.3% | 2.3% | 20.1% | 65.33% |
2021 | -10.9% | -19.0% | -1.8% | 75.00% |
2020 | 5.2% | -5.0% | 18.5% | 66.13% |
2019 | -0.6% | -6.1% | 7.5% | 60.00% |
NAV & Total Return History
NPSTX - Holdings
Concentration Analysis
NPSTX | Category Low | Category High | NPSTX % Rank | |
---|---|---|---|---|
Net Assets | 4.99 B | 12.5 M | 19.1 B | 23.17% |
Number of Holdings | 202 | 48 | 521 | 43.90% |
Net Assets in Top 10 | 693 M | 2.49 M | 2.64 B | 23.17% |
Weighting of Top 10 | 14.29% | 12.8% | 48.5% | 82.93% |
Top 10 Holdings
- HSBC Holdings plc 6.38% 1.75%
- HSBC Holdings plc 6% 1.57%
- Truist Financial Corporation 4.8% 1.54%
- Assured Guaranty Municipal Holdings Inc 6.4% 1.44%
- Lloyds Banking Group plc 7.5% 1.40%
- JPMorgan Chase & Co Deposit Shs Repr 1/10th Non-Cum Perp Pfd Shs Series -S- 1.39%
- Credit Agricole S.A. 8.13% 1.36%
- UBS Group Funding (Switzerland) AG 7% 1.35%
- QBE Insurance Group Limited 7.5% 1.35%
- Deutsche Bank AG New York Branch 6% 1.31%
Asset Allocation
Weighting | Return Low | Return High | NPSTX % Rank | |
---|---|---|---|---|
Bonds | 47.42% | 0.00% | 84.32% | 46.34% |
Convertible Bonds | 28.95% | 0.00% | 36.78% | 13.41% |
Preferred Stocks | 21.96% | 2.85% | 117.24% | 54.88% |
Cash | 1.22% | -28.99% | 5.89% | 54.88% |
Other | 0.44% | 0.00% | 16.70% | 28.05% |
Stocks | 0.00% | 0.00% | 54.46% | 65.85% |
Bond Sector Breakdown
Weighting | Return Low | Return High | NPSTX % Rank | |
---|---|---|---|---|
Corporate | 98.08% | 62.49% | 100.00% | 31.71% |
Cash & Equivalents | 1.24% | 0.00% | 7.39% | 63.41% |
Government | 0.68% | 0.00% | 21.53% | 23.17% |
Derivative | 0.00% | 0.00% | 12.49% | 29.27% |
Securitized | 0.00% | 0.00% | 0.03% | 10.98% |
Municipal | 0.00% | 0.00% | 0.00% | 9.76% |
Bond Geographic Breakdown
Weighting | Return Low | Return High | NPSTX % Rank | |
---|---|---|---|---|
US | 35.88% | 0.00% | 62.78% | 28.05% |
Non US | 11.54% | 0.00% | 22.17% | 50.00% |
NPSTX - Expenses
Operational Fees
NPSTX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.28% | 0.15% | 4.20% | 48.10% |
Management Fee | 0.65% | 0.00% | 1.21% | 31.71% |
12b-1 Fee | 0.50% | 0.00% | 1.00% | 66.67% |
Administrative Fee | N/A | 0.01% | 0.55% | N/A |
Sales Fees
NPSTX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.00% | 5.00% | N/A |
Deferred Load | N/A | 1.00% | 1.00% | N/A |
Trading Fees
NPSTX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | N/A | N/A | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
NPSTX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 37.00% | 6.30% | 166.00% | 39.24% |
NPSTX - Distributions
Dividend Yield Analysis
NPSTX | Category Low | Category High | NPSTX % Rank | |
---|---|---|---|---|
Dividend Yield | 4.50% | 0.00% | 2.27% | 29.27% |
Dividend Distribution Analysis
NPSTX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Monthly | Quarterly | Monthly | Monthly |
Net Income Ratio Analysis
NPSTX | Category Low | Category High | NPSTX % Rank | |
---|---|---|---|---|
Net Income Ratio | 4.82% | 2.65% | 7.54% | 43.75% |
Capital Gain Distribution Analysis
NPSTX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Monthly | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Apr 01, 2019 | $0.072 | |
Mar 01, 2019 | $0.072 | |
Feb 01, 2019 | $0.072 | |
Dec 31, 2018 | $0.072 | |
Dec 03, 2018 | $0.072 | |
Oct 01, 2018 | $0.072 | |
Sep 04, 2018 | $0.072 | |
Aug 01, 2018 | $0.072 | |
Jul 02, 2018 | $0.072 | |
Jun 01, 2018 | $0.072 | |
May 01, 2018 | $0.072 | |
Apr 02, 2018 | $0.072 | |
Mar 01, 2018 | $0.072 | |
Feb 01, 2018 | $0.072 | |
Dec 29, 2017 | $0.072 | |
Dec 01, 2017 | $0.072 | |
Nov 01, 2017 | $0.075 | |
Oct 02, 2017 | $0.075 | |
Sep 01, 2017 | $0.075 | |
Aug 01, 2017 | $0.075 | |
Jul 03, 2017 | $0.075 | |
Jun 01, 2017 | $0.075 | |
May 01, 2017 | $0.075 | |
Apr 03, 2017 | $0.075 | |
Mar 01, 2017 | $0.075 | |
Feb 01, 2017 | $0.075 | |
Dec 30, 2016 | $0.075 | |
Nov 01, 2016 | $0.075 | |
Oct 03, 2016 | $0.075 | |
Sep 01, 2016 | $0.075 | |
Aug 01, 2016 | $0.075 | |
Jul 01, 2016 | $0.075 | |
Jun 01, 2016 | $0.075 | |
May 02, 2016 | $0.075 | |
Apr 01, 2016 | $0.075 | |
Mar 01, 2016 | $0.075 | |
Feb 01, 2016 | $0.075 | |
Dec 31, 2015 | $0.075 | |
Dec 01, 2015 | $0.075 | |
Nov 02, 2015 | $0.075 | |
Oct 01, 2015 | $0.075 | |
Sep 01, 2015 | $0.075 | |
Aug 03, 2015 | $0.075 | |
Jul 01, 2015 | $0.075 | |
Jun 01, 2015 | $0.075 | |
May 01, 2015 | $0.075 | |
Apr 01, 2015 | $0.075 | |
Mar 02, 2015 | $0.075 | |
Feb 02, 2015 | $0.075 | |
Dec 31, 2014 | $0.075 | |
Dec 01, 2014 | $0.075 | |
Nov 03, 2014 | $0.080 | |
Oct 01, 2014 | $0.080 | |
Sep 02, 2014 | $0.080 | |
Aug 01, 2014 | $0.080 | |
Jul 01, 2014 | $0.080 | |
Jun 02, 2014 | $0.080 | |
May 01, 2014 | $0.080 | |
Apr 01, 2014 | $0.080 | |
Mar 03, 2014 | $0.080 | |
Feb 03, 2014 | $0.080 | |
Dec 31, 2013 | $0.080 | |
Dec 02, 2013 | $0.080 | |
Nov 01, 2013 | $0.084 | |
Oct 01, 2013 | $0.084 | |
Sep 03, 2013 | $0.084 | |
Aug 01, 2013 | $0.084 | |
Jun 03, 2013 | $0.084 | |
May 01, 2013 | $0.084 | |
Apr 01, 2013 | $0.084 | |
Mar 01, 2013 | $0.084 | |
Feb 01, 2013 | $0.084 | |
Dec 31, 2012 | $0.084 | |
Dec 03, 2012 | $0.084 | |
Nov 01, 2012 | $0.085 | |
Oct 01, 2012 | $0.085 | |
Sep 04, 2012 | $0.085 | |
Aug 01, 2012 | $0.085 | |
Jul 02, 2012 | $0.085 | |
Jun 01, 2012 | $0.085 | |
May 01, 2012 | $0.085 | |
Apr 02, 2012 | $0.085 | |
Mar 01, 2012 | $0.085 | |
Feb 01, 2012 | $0.084 | |
Dec 30, 2011 | $0.084 | |
Dec 01, 2011 | $0.084 | |
Nov 01, 2011 | $0.084 | |
Oct 03, 2011 | $0.084 | |
Sep 01, 2011 | $0.084 | |
Aug 01, 2011 | $0.087 | |
Jul 01, 2011 | $0.087 | |
Jun 01, 2011 | $0.087 | |
May 02, 2011 | $0.087 | |
Apr 01, 2011 | $0.087 | |
Mar 01, 2011 | $0.087 | |
Feb 01, 2011 | $0.087 | |
Dec 31, 2010 | $0.087 | |
Dec 01, 2010 | $0.087 | |
Nov 01, 2010 | $0.092 | |
Oct 01, 2010 | $0.092 | |
Sep 01, 2010 | $0.092 | |
Aug 02, 2010 | $0.092 | |
Jul 01, 2010 | $0.092 | |
Jun 01, 2010 | $0.092 | |
May 03, 2010 | $0.092 | |
Apr 01, 2010 | $0.092 | |
Mar 01, 2010 | $0.092 |
NPSTX - Fund Manager Analysis
Managers
Douglas Baker
Start Date
Tenure
Tenure Rank
Dec 19, 2006
14.46
14.5%
Mr. Baker is the head of the Preferred Securities Sector Team and a member of the Fixed Income Strategy Committee, which establishes investment policy for all taxable fixed income products. He co-leads the taxable fixed income credit oversight process, which provides a structure for implementing credit strategy across taxable fixed income. As a senior fixed income portfolio manager, he is the lead manager for Nuveen Asset Management’s Preferred Securities related strategies, as well as a co-portfolio manager for the Multi-Sector, Core Plus Bond, and Inflation Protected Municipal Bond strategie
Brenda Langenfeld
Start Date
Tenure
Tenure Rank
Jan 31, 2012
9.34
9.3%
Brenda A. Langenfeld, CFA, entered the financial services industry in 2004. She has been a Vice President and Portfolio Manager at Nuveen Asset Management since joining the firm in 2011. She was named Co-Portfolio Manager of the Preferred Securities strategy in January 2012. In April 2015, she was named Co-Portfolio Manager of the Real Asset Income strategy. She was named Senior Vice President in March 2017. In March 2019, she was named Managing Director.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.07 | 29.32 | 7.51 | 10.42 |