Federated Hermes Kaufmann Small Cap B
Name
As of 02/03/2023Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
11.3%
1 yr return
-12.1%
3 Yr Avg Return
-2.1%
5 Yr Avg Return
5.5%
Net Assets
$5.18 B
Holdings in Top 10
17.9%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 1.99%
SALES FEES
Front Load N/A
Deferred Load 5.50%
TRADING FEES
Turnover 34.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,500
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 02/03/2023Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
FKBSX - Profile
Distributions
- YTD Total Return 11.3%
- 3 Yr Annualized Total Return -2.1%
- 5 Yr Annualized Total Return 5.5%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -1.49%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameFederated Hermes Kaufmann Small Cap Fund
-
Fund Family NameFederated
-
Inception DateDec 18, 2002
-
Shares OutstandingN/A
-
Share ClassB
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerHans Utsch
Fund Description
FKBSX - Performance
Return Ranking - Trailing
Period | FKBSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 11.3% | -48.5% | 27.8% | 33.22% |
1 Yr | -12.1% | -78.2% | 705.0% | 42.57% |
3 Yr | -2.1%* | -54.6% | 42.8% | 43.66% |
5 Yr | 5.5%* | -41.1% | 19.1% | 15.77% |
10 Yr | 4.3%* | -22.4% | 16.2% | 26.43% |
* Annualized
Return Ranking - Calendar
Period | FKBSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | -31.8% | -83.6% | 547.9% | 63.89% |
2022 | -4.0% | -69.3% | 196.9% | 52.20% |
2021 | 12.5% | -28.2% | 63.9% | 23.82% |
2020 | 7.3% | -29.8% | 9.3% | 8.03% |
2019 | -0.1% | -14.5% | 29.5% | 7.60% |
Total Return Ranking - Trailing
Period | FKBSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 11.3% | -48.5% | 27.8% | 33.22% |
1 Yr | -12.1% | -78.2% | 705.0% | 42.57% |
3 Yr | -2.1%* | -54.6% | 42.8% | 43.66% |
5 Yr | 5.5%* | -41.1% | 19.1% | 17.63% |
10 Yr | 10.3%* | -19.4% | 16.2% | 8.23% |
* Annualized
Total Return Ranking - Calendar
Period | FKBSX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | -31.8% | -83.6% | 547.9% | 63.89% |
2022 | -4.0% | -69.3% | 196.9% | 52.36% |
2021 | 12.5% | -28.2% | 63.9% | 23.82% |
2020 | 7.3% | -29.8% | 9.3% | 8.21% |
2019 | -0.1% | -14.5% | 40.9% | 12.36% |
NAV & Total Return History
FKBSX - Holdings
Concentration Analysis
FKBSX | Category Low | Category High | FKBSX % Rank | |
---|---|---|---|---|
Net Assets | 5.18 B | 183 K | 28 B | 5.52% |
Number of Holdings | 219 | 6 | 1336 | 14.45% |
Net Assets in Top 10 | 1.17 B | 59 K | 2.7 B | 8.28% |
Weighting of Top 10 | 17.91% | 2.9% | 100.0% | 73.98% |
Top 10 Holdings
- Federated Hermes Inst Prime Val Obl IS 3.12%
- argenx SE 2.74%
- argenx SE 2.74%
- argenx SE 2.74%
- argenx SE 2.74%
- argenx SE 2.74%
- argenx SE 2.74%
- argenx SE 2.74%
- argenx SE 2.74%
- argenx SE 2.74%
Asset Allocation
Weighting | Return Low | Return High | FKBSX % Rank | |
---|---|---|---|---|
Stocks | 95.99% | 77.52% | 101.30% | 72.73% |
Cash | 3.13% | -1.30% | 22.49% | 34.58% |
Other | 0.58% | -1.57% | 7.18% | 11.53% |
Preferred Stocks | 0.17% | 0.00% | 3.43% | 5.03% |
Bonds | 0.13% | 0.00% | 3.19% | 1.46% |
Convertible Bonds | 0.00% | 0.00% | 1.57% | 54.87% |
Stock Sector Breakdown
Weighting | Return Low | Return High | FKBSX % Rank | |
---|---|---|---|---|
Healthcare | 30.66% | 0.00% | 47.90% | 8.44% |
Technology | 18.49% | 0.00% | 75.51% | 85.39% |
Consumer Cyclical | 15.00% | 0.00% | 40.68% | 24.84% |
Industrials | 8.98% | 0.00% | 36.64% | 92.05% |
Real Estate | 7.72% | 0.00% | 15.31% | 6.01% |
Financial Services | 7.37% | 0.00% | 100.00% | 40.42% |
Basic Materials | 4.30% | 0.00% | 10.30% | 19.48% |
Consumer Defense | 2.21% | 0.00% | 13.56% | 81.17% |
Utilities | 1.92% | 0.00% | 5.57% | 8.12% |
Energy | 1.90% | 0.00% | 55.49% | 59.58% |
Communication Services | 1.45% | 0.00% | 15.31% | 63.15% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | FKBSX % Rank | |
---|---|---|---|---|
US | 86.14% | 67.06% | 99.90% | 85.39% |
Non US | 9.85% | 0.00% | 26.08% | 13.47% |
FKBSX - Expenses
Operational Fees
FKBSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 1.99% | 0.03% | 4.18% | 6.85% |
Management Fee | 0.80% | 0.05% | 4.05% | 52.03% |
12b-1 Fee | 0.75% | 0.00% | 1.00% | 81.63% |
Administrative Fee | 0.10% | 0.01% | 0.40% | 58.33% |
Sales Fees
FKBSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 3.50% | 5.75% | N/A |
Deferred Load | 5.50% | 1.00% | 5.50% | 1.52% |
Trading Fees
FKBSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
FKBSX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 34.00% | 3.00% | 439.00% | 26.09% |
FKBSX - Distributions
Dividend Yield Analysis
FKBSX | Category Low | Category High | FKBSX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 1.83% | 57.14% |
Dividend Distribution Analysis
FKBSX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Quarterly | Annually |
Net Income Ratio Analysis
FKBSX | Category Low | Category High | FKBSX % Rank | |
---|---|---|---|---|
Net Income Ratio | -1.49% | -4.08% | 1.10% | 90.10% |
Capital Gain Distribution Analysis
FKBSX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
FKBSX - Fund Manager Analysis
Managers
Hans Utsch
Start Date
Tenure
Tenure Rank
Dec 18, 2002
19.46
19.5%
Senior Vice President, Senior Portfolio Manager, Head of Kaufmann Growth Equity Team. Responsible for portfolio management and research in global growth equity area. Previous associations: Chairman & Co-Portfolio Manager, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; President, Hans Utsch & Company; Analyst, Goodbody & Co. B.A., Amherst College; M.B.A., Columbia University. Joined Federated 2001; joined Kaufmann Fund 1986; Investment Experience: 56 Years.
John Ettinger
Start Date
Tenure
Tenure Rank
Oct 01, 2003
18.68
18.7%
Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Investment Analyst, Energy Technology Investments; Equity Analyst, Value Line. B.A., Duke University. Joined Federated 2001; joined Kaufmann Fund 1996; Investment Experience: 24 Years.
Barbara Miller
Start Date
Tenure
Tenure Rank
Dec 31, 2011
10.42
10.4%
Barbara Miller, Vice President, Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Equity Analyst, Goldman Sachs; Principal, BT Alex Brown; Vice President, Edelman Public Relations Worldwide; Associate, Adams & Rinehart/Ogilvy & Mather; Broadcast Journalist. B.A., Brown University; M.B.A., Harvard Business School. Joined Federated Hermes 2002
Thomas Brakel
Start Date
Tenure
Tenure Rank
Jul 01, 2012
9.92
9.9%
Vice President, Senior Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Vice President/Senior Biotech Analyst New Vernon Associates; Biotech Analyst, BioPharma Fund; Biotech/Pharmaceutical Analyst, Mehta Partners. M.D., Erasmus University Rotterdam, The Netherlands; M.B.A., Stanford University. Joined Federated Hermes 2003
Mark Bauknight
Start Date
Tenure
Tenure Rank
Dec 31, 2013
8.42
8.4%
Vice President, Senior Portfolio Manager, Senior Investment Analyst. Responsible for research and analytical support in the global growth equity area. Previous associations: Investment Analyst, Edgemont Asset Management Corp, adviser to The Kaufmann Fund; Analyst, UBS Securities, LLC; Analyst, Morgan Stanley & Co. Two B.A. degrees, University of North Carolina at Chapel Hill; M.B.A., Oxford University. Joined Federated 2001; joined Kaufmann Fund 1997; Investment Experience: 25 Years.
Stephen DeNichilo
Start Date
Tenure
Tenure Rank
Dec 31, 2014
7.42
7.4%
Stephen DeNichilo, CFA, Vice President, Portfolio Manager. Responsible for portfolio management and fundamental analysis in the global growth equity area. Previous associations: Senior Research Analyst, ACK Asset Management, LLC; Equity Research Analyst, Thomson, Horstmann & Bryant, Inc.; Equity Research Associate, First Albany Capital; Market Analyst, Lord, Abbett & Company; B.S., Villanova University; M.B.A., Fordham University. Frequent guest on CNBC’s Power Lunch. Joined Federated Hermes 2012
Steven Abrahamson
Start Date
Tenure
Tenure Rank
Dec 31, 2015
6.42
6.4%
Member of the Fund's Investment Team since December 2007; Senior Investment Analyst; joined Federated in 2001; formerly Investment Analyst with Edgemont Asset Management Corp., Adviser to The Kaufmann Fund, Inc. (predecessor to the Kaufmann Fund) since 2001; B.S., Bucknell University; M.B.A., Duke University. Steven Abrahamson, Senior Investment Analyst & Portfolio Manager, has been the Fund’s portfolio manager since April 2014 and a member of the Fund’s investment management team since April 2002.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.08 | 30.44 | 8.97 | 5.25 |