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Trending ETFs

Name

As of 07/31/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

AlphaMark Fund

AMLCX | Fund

$10.28

$20.2 M

0.17%

$0.02

2.23%

Vitals

YTD Return

-11.2%

1 yr return

-19.2%

3 Yr Avg Return

-8.1%

5 Yr Avg Return

-9.2%

Net Assets

$20.2 M

Holdings in Top 10

65.2%

52 WEEK LOW AND HIGH

$10.3
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 2.23%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 91.00%

Redemption Fee 1.50%


Min Investment

Standard (Taxable)

$1,000

IRA

$500


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 07/31/2023

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

AlphaMark Fund

AMLCX | Fund

$10.28

$20.2 M

0.17%

$0.02

2.23%

AMLCX - Profile

Distributions

  • YTD Total Return -11.2%
  • 3 Yr Annualized Total Return -8.1%
  • 5 Yr Annualized Total Return -9.2%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.28%
DIVIDENDS
  • Dividend Yield 0.2%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    AlphaMark Fund
  • Fund Family Name
    AlphaMark
  • Inception Date
    Oct 31, 2008
  • Shares Outstanding
    N/A
  • Share Class
    No Load
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Michael Simon

Fund Description

Under normal circumstances, the Fund will invest primarily in a portfolio of exchange-traded funds (“Underlying ETFs”) and individual equity securities that are a direct or indirect investment in large cap companies represented in the S&P 500 Index. The Advisor defines “large cap” companies as companies with a total market capitalization of $5 billion or more at the time of purchase. The Fund may also invest in securities issued by foreign companies that are listed on a U.S. exchange, including sponsored American depositary receipts (“ADRs”). During periods of volatility, the Fund may utilize the following option strategies with respect to options on individual stocks, ETFs or an index: (i) buy put or call options for a portion of the portfolio; (ii) write puts to generate income while waiting for a stock price to become more reasonable; and (iii) write call options to generate income on stock positions that the Advisor believes are becoming overvalued.

The Fund may invest in Underlying ETFs that primarily track the individual sectors represented in the S&P 500 Index. The Advisor seeks to invest in Underlying ETFs or individual equity securities that it believes represent the best risk-adjusted investment options. ETFs offer diversification and, therefore, reduce the inherent volatility of individual stock selections. The Fund may also invest directly in common stock and may hold preferred stock received as part of a corporate action.

The Advisor continually monitors global market conditions and the valuation of specific styles to determine the allocations of the holdings in the Fund. The Advisor utilizes valuation metrics, such as price to earnings ratios, price to sales ratios, and price to book ratios of companies in various sectors relative to historic trends, as well as the relative performance of such sectors, to determine whether a sector is overvalued or undervalued. When the Advisor determines that a particular sector or other segment of the equity market is exhibiting conditions of becoming overvalued, the Advisor may reduce the allocation in that sector and conversely increase the allocation in other sectors that exhibit a more compelling value proposition.

The Advisor may sell an individual equity from the Fund’s portfolio under one

or more of the following circumstances:

A material change in the company’s structure or management;
A material change in the industry, sector, or economic factors affecting that industry;
A position has doubled in weight;
Analysts’ estimates of future earnings of the company have decreased by more than 5%;
The price has become overvalued by 20% or more based on the Advisor’s proprietary cash flow models; or
To take advantage of price swings caused by market volatility or events due to the foregoing circumstances.

The Fund may also invest in foreign issuers with securities listed on U.S. exchanges or sponsored ADRs when, in the Advisor’s opinion, such investments would be advantageous to the Fund and help the Fund achieve its investment objective. The Fund will also buy and sell options, from time to time, to seek to provide protection on individual holdings or on the portfolio as a whole. However, there is no guarantee any option strategy will meet the intended objective. Option strategies may include but are not limited to: buying put or call options on an individual stock, or Underlying ETF or index to seek protection for or hedging against anticipated volatility in a portion of the portfolio; writing puts to generate income while waiting for a stock price to become more reasonable; and writing covered calls to generate income on stock positions that the Advisor believes are becoming overvalued.

The Advisor’s investment philosophy is grounded by an appreciation of risk. The Advisor believes that it is possible to identify growing companies or sectors by trends in past and forecasted revenues and earnings. However, in selecting individual equities, it is important to select only those companies that have a sustainable business model through various economic conditions. A sustainable business model is one that is focused on organic growth supplemented by acquisitions and capital investment. The Advisor believes a strong business model creates shareholder wealth, as measured by the return on equity that a company produces. A company that produces a reliable stream of cash from operating activities can succeed in economically challenging times.

The portion of the Fund’s net assets invested at any given time, either directly or via an Underlying ETF, in securities of issuers engaged in industries within a particular sector is affected by valuation considerations and other investment characteristics of that sector. As a result, the Fund’s investment in various sectors generally will change over time, and a significant allocation to any particular sector does not necessarily represent a continuing investment policy or investment strategy to invest in that sector.

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AMLCX - Performance

Return Ranking - Trailing

Period AMLCX Return Category Return Low Category Return High Rank in Category (%)
YTD -11.2% -61.5% 33.0% 99.62%
1 Yr -19.2% -62.3% 38.6% 98.49%
3 Yr -8.1%* -29.1% 92.2% 95.66%
5 Yr -9.2%* -31.1% 96.1% 95.64%
10 Yr -3.9%* -19.1% 37.1% 94.93%

* Annualized

Return Ranking - Calendar

Period AMLCX Return Category Return Low Category Return High Rank in Category (%)
2023 -16.6% -64.5% 28.9% 14.88%
2022 4.2% -20.5% 152.6% 81.07%
2021 -2.9% -13.9% 183.6% 98.14%
2020 5.2% -8.3% 8.9% 52.92%
2019 -6.9% -13.5% 12.6% 95.23%

Total Return Ranking - Trailing

Period AMLCX Return Category Return Low Category Return High Rank in Category (%)
YTD -11.2% -61.5% 33.0% 93.19%
1 Yr -19.2% -62.3% 33.1% 98.56%
3 Yr -8.1%* -29.1% 92.2% 95.58%
5 Yr -9.2%* -30.5% 96.1% 97.57%
10 Yr 1.1%* -13.9% 37.1% 87.64%

* Annualized

Total Return Ranking - Calendar

Period AMLCX Return Category Return Low Category Return High Rank in Category (%)
2023 -16.6% -64.5% 28.9% 14.96%
2022 4.2% -20.5% 152.6% 81.15%
2021 -2.9% -13.9% 183.6% 98.14%
2020 5.2% -8.3% 8.9% 53.42%
2019 -6.9% -10.9% 12.6% 99.21%

NAV & Total Return History


AMLCX - Holdings

Concentration Analysis

AMLCX Category Low Category High AMLCX % Rank
Net Assets 20.2 M 177 K 1.21 T 95.72%
Number of Holdings 58 2 4154 73.76%
Net Assets in Top 10 13.1 M 288 K 270 B 92.76%
Weighting of Top 10 65.16% 1.8% 106.2% 2.92%

Top 10 Holdings

  1. Fidelity® Inv MM Fds Government I 10.79%
  2. United States Treasury Bills 0% 9.96%
  3. United States Treasury Bills 0% 9.64%
  4. United States Treasury Bills 0% 9.43%
  5. Global Payments Inc 5.20%
  6. Amazon.com Inc 4.96%
  7. The Kroger Co 4.94%
  8. Regeneron Pharmaceuticals Inc 4.61%
  9. Fifth Third Bancorp 4.45%
  10. Waste Management Inc 3.92%

Asset Allocation

Weighting Return Low Return High AMLCX % Rank
Stocks
89.12% 0.00% 130.24% 98.34%
Cash
10.87% -102.29% 100.00% 0.98%
Preferred Stocks
0.00% 0.00% 1.57% 10.18%
Other
0.00% -13.91% 134.98% 10.71%
Convertible Bonds
0.00% 0.00% 5.54% 4.91%
Bonds
0.00% -0.04% 95.81% 6.03%

Stock Sector Breakdown

Weighting Return Low Return High AMLCX % Rank
Healthcare
19.41% 0.00% 60.70% 9.18%
Technology
16.55% 0.00% 48.94% 86.15%
Financial Services
12.68% 0.00% 55.59% 74.22%
Consumer Cyclical
10.81% 0.00% 30.33% 45.29%
Industrials
10.72% 0.00% 29.90% 26.63%
Consumer Defense
10.16% 0.00% 47.71% 13.16%
Communication Services
8.56% 0.00% 27.94% 49.04%
Energy
4.75% 0.00% 41.64% 33.28%
Real Estate
3.73% 0.00% 31.91% 20.05%
Basic Materials
2.28% 0.00% 25.70% 70.85%
Utilities
0.35% 0.00% 20.91% 82.02%

Stock Geographic Breakdown

Weighting Return Low Return High AMLCX % Rank
US
88.49% 0.00% 127.77% 84.54%
Non US
0.63% 0.00% 32.38% 83.48%

AMLCX - Expenses

Operational Fees

AMLCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.23% 0.01% 49.27% 3.77%
Management Fee 1.00% 0.00% 2.00% 94.94%
12b-1 Fee 0.25% 0.00% 1.00% 29.26%
Administrative Fee N/A 0.00% 0.85% 44.52%

Sales Fees

AMLCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

AMLCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee 1.50% 0.25% 2.00% 60.34%

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

AMLCX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 91.00% 0.00% 496.00% 90.08%

AMLCX - Distributions

Dividend Yield Analysis

AMLCX Category Low Category High AMLCX % Rank
Dividend Yield 0.17% 0.00% 27.34% 48.35%

Dividend Distribution Analysis

AMLCX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Quarterly

Net Income Ratio Analysis

AMLCX Category Low Category High AMLCX % Rank
Net Income Ratio -0.28% -54.00% 6.06% 91.54%

Capital Gain Distribution Analysis

AMLCX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Monthly Annually

Distributions History

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AMLCX - Fund Manager Analysis

Managers

Michael Simon


Start Date

Tenure

Tenure Rank

Oct 31, 2008

13.59

13.6%

Mr. Simon founded AlphaMark Advisors, LLC in 1999 and is the President and Chief Investment Officer of AlphaMark Advisors. Mr. Simon has worked in the financial analysis and investment fields since 1991 and previously worked as a Managing Financial Service Advisor at a money management firm and a Senior Portfolio Manager at a regional bank.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.04 39.02 7.16 2.42