AAUPX: AllianzGI Ultra Micro Cap P

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AAUPX AllianzGI Ultra Micro Cap P


Profile

AAUPX - Profile

Vitals

  • YTD Return -35.1%
  • 3 Yr Annualized Return -31.1%
  • 5 Yr Annualized Return -22.4%
  • Net Assets $9.89 M
  • Holdings in Top 10 20.6%

52 WEEK LOW AND HIGH

$7.39
$6.71
$12.95

Expenses

OPERATING RELATED FEES

  • Expense Ratio 2.06%

SALES FEES

  • Front Load N/A
  • Deferred Load N/A

BROKERAGE FEES

  • Turnover 37.00%

TRADING FEES

  • Max Redemption Fee N/A

Min Investment

  • Standard (Taxable) $1,000,000
  • IRA N/A

Fund Classification


Distributions

  • YTD Total Return -35.1%
  • 3 Yr Annualized Total Return -16.2%
  • 5 Yr Annualized Total Return -9.8%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -1.32%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    AllianzGI Ultra Micro Cap Fund
  • Fund Family Name
    Allianz Funds
  • Inception Date
    Dec 27, 2010
  • Shares Outstanding
    N/A
  • Share Class
    Other
  • Currency
    USD
  • Domiciled Country
    United States

Fund Description

The fund seeks to achieve its objective by normally investing at least 80% of its net assets (plus borrowings made for investment purposes) in equity securities of ultra micro-cap companies. The manager currently defines ultra micro-cap companies as those with market capitalizations less than two times the weighted average of the Russell Microcap Growth Index.


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Categories

Performance

AAUPX - Performance

Return Ranking - Trailing

Period AAUPX Return Category Return Low Category Return High Rank in Category (%)
YTD -35.1% -36.4% 68.8% 99.84%
1 Yr -43.0% -44.5% 55.5% 99.84%
3 Yr -31.1%* -52.4% 28.9% 99.64%
5 Yr -22.4%* -38.4% 19.5% 98.97%
10 Yr N/A* -17.7% 15.2% 24.40%

* Annualized

Return Ranking - Calendar

Period AAUPX Return Category Return Low Category Return High Rank in Category (%)
2019 1.8% -49.8% 42.9% 97.17%
2018 -38.6% -54.2% 13.6% 98.63%
2017 -14.9% -73.6% 36.1% 97.92%
2016 -0.1% -49.0% 133.1% 87.10%
2015 -11.2% -70.7% 8.6% 60.43%

Total Return Ranking - Trailing

Period AAUPX Return Category Return Low Category Return High Rank in Category (%)
YTD -35.1% -36.4% 68.8% 99.84%
1 Yr -43.0% -44.5% 55.5% 99.84%
3 Yr -16.2%* -22.0% 35.0% 99.11%
5 Yr -9.8%* -17.4% 23.3% 97.32%
10 Yr N/A* -7.9% 25.6% 39.26%

* Annualized

Total Return Ranking - Calendar

Period AAUPX Return Category Return Low Category Return High Rank in Category (%)
2019 1.8% -49.8% 42.9% 97.17%
2018 -15.7% -54.2% 14.5% 52.74%
2017 11.1% -8.4% 42.0% 85.28%
2016 8.4% -16.4% 133.1% 57.46%
2015 -3.0% -59.6% 19.3% 38.28%

NAV & Total Return History


Holdings

AAUPX - Holdings

Concentration Analysis

AAUPX Category Low Category High AAUPX % Rank
Net Assets 9.89 M 5.02 M 26.4 B 96.98%
Number of Holdings 109 1 1993 43.56%
Net Assets in Top 10 2.14 M 753 K 2.93 B 94.91%
Weighting of Top 10 20.60% 5.1% 100.0% 47.69%

Top 10 Holdings

  1. Zynex Inc 2.36%
  2. EverQuote Inc 2.22%
  3. Veracyte Inc 2.20%
  4. Catasys Inc 2.20%
  5. OrthoPediatrics Corp 2.05%
  6. CryoPort Inc 2.00%
  7. Tabula Rasa HealthCare Inc 2.00%
  8. Model N Inc 1.93%
  9. Axsome Therapeutics Inc 1.87%
  10. Adesto Technologies Corp 1.77%

Asset Allocation

Weighting Return Low Return High AAUPX % Rank
Stocks
97.11% 84.72% 100.95% 62.16%
Cash
2.89% -4.85% 16.82% 36.41%
Preferred Stocks
0.00% 0.00% 3.86% 44.67%
Other
0.00% -14.02% 11.74% 49.44%
Convertible Bonds
0.00% 0.00% 0.16% 37.20%
Bonds
0.00% 0.00% 3.66% 38.16%

Stock Sector Breakdown

Weighting Return Low Return High AAUPX % Rank
Healthcare
50.46% 0.08% 54.38% 0.48%
Technology
20.14% 2.71% 81.98% 73.93%
Industrials
10.34% 1.13% 32.81% 89.83%
Communication Services
7.81% 0.00% 12.66% 1.91%
Financial Services
4.39% 0.00% 22.83% 72.18%
Consumer Cyclical
4.17% 0.00% 32.16% 94.12%
Consumer Defense
2.17% 0.00% 18.15% 85.06%
Basic Materials
0.33% 0.00% 12.65% 77.42%
Energy
0.19% 0.00% 5.19% 50.87%
Utilities
0.00% 0.00% 6.57% 57.07%
Real Estate
0.00% 0.00% 10.46% 89.83%

Stock Geographic Breakdown

Weighting Return Low Return High AAUPX % Rank
US
96.11% 80.10% 100.58% 28.30%
Non US
1.00% 0.00% 12.07% 75.68%

Expenses

AAUPX - Expenses

Operational Fees

AAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 2.06% 0.06% 36.03% 14.47%
Management Fee 1.10% 0.05% 1.50% 95.06%
12b-1 Fee N/A 0.00% 1.00% N/A
Administrative Fee N/A 0.01% 0.40% 69.91%

Sales Fees

AAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

AAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

AAUPX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 37.00% 9.00% 474.00% 31.23%

Distributions

AAUPX - Distributions

Dividend Yield Analysis

AAUPX Category Low Category High AAUPX % Rank
Dividend Yield 0.00% 0.00% 26.55% 39.27%

Dividend Distribution Analysis

AAUPX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

AAUPX Category Low Category High AAUPX % Rank
Net Income Ratio -1.32% -2.35% 1.11% 90.58%

Capital Gain Distribution Analysis

AAUPX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Dividend Payout History

View More +

Fund Manager Analysis

AAUPX - Fund Manager Analysis

Tenure Analysis

Category Low Category High Category Average Category Mode
0.08 28.92 8.25 3.33