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Trending ETFs

Name

As of 03/01/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.45

$1.1 B

-

$0.00

-

Vitals

YTD Return

12.8%

1 yr return

48.1%

3 Yr Avg Return

14.5%

5 Yr Avg Return

16.6%

Net Assets

$1.1 B

Holdings in Top 10

15.7%

52 WEEK LOW AND HIGH

$25.7
$11.88
$26.66

Expenses

OPERATING FEES

Expense Ratio N/A

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 41.60%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$0

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 03/01/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$26.45

$1.1 B

-

$0.00

-

PSBNX - Profile

Distributions

  • YTD Total Return 12.8%
  • 3 Yr Annualized Total Return 14.5%
  • 5 Yr Annualized Total Return 16.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.33%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal SmallCap Fund
  • Fund Family Name
    Principal Funds
  • Inception Date
    Dec 06, 2000
  • Shares Outstanding
    N/A
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Phil Nordhus

Fund Description

Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies with small market capitalizations at the time of purchase. For this Fund, companies with small market capitalizations are those with market capitalizations within the range of companies comprising the Russell 2000® Index (as of December 31, 2021, this range was between approximately $31.6 million and $14.0 billion). Those managing the Fund’s investments seek to invest in securities of companies that they believe have improving and sustainable business fundamentals, rising investor expectations, and attractive relative valuations.
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PSBNX - Performance

Return Ranking - Trailing

Period PSBNX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.8% -9.2% 31.3% 49.57%
1 Yr 48.1% -37.8% 97.2% 25.22%
3 Yr 14.5%* -19.1% 23.4% 16.54%
5 Yr 16.6%* -2.7% 24.2% 23.46%
10 Yr 12.3%* 1.0% 13.9% 11.82%

* Annualized

Return Ranking - Calendar

Period PSBNX Return Category Return Low Category Return High Rank in Category (%)
2023 18.4% -51.0% 110.8% 9.94%
2022 19.3% -54.6% 48.3% 55.34%
2021 -24.5% -67.3% 0.0% 68.03%
2020 3.0% -62.9% 36.3% 62.67%
2019 13.8% -3.5% 34.1% 78.63%

Total Return Ranking - Trailing

Period PSBNX Return Category Return Low Category Return High Rank in Category (%)
YTD 12.8% -9.2% 30.9% 49.14%
1 Yr 48.1% -40.9% 97.2% 22.24%
3 Yr 14.5%* -20.1% 23.4% 15.37%
5 Yr 16.6%* -3.2% 24.2% 21.45%
10 Yr 12.3%* 1.0% 13.9% 11.07%

* Annualized

Total Return Ranking - Calendar

Period PSBNX Return Category Return Low Category Return High Rank in Category (%)
2023 18.4% -51.0% 110.8% 9.94%
2022 19.3% -54.6% 48.3% 55.34%
2021 -24.5% -67.1% 0.0% 78.43%
2020 3.0% -17.6% 52.6% 87.33%
2019 13.8% -3.5% 34.1% 89.02%

NAV & Total Return History


PSBNX - Holdings

Concentration Analysis

PSBNX Category Low Category High PSBNX % Rank
Net Assets 1.1 B 150 K 127 B 28.27%
Number of Holdings 157 1 2541 47.37%
Net Assets in Top 10 152 M 63.7 K 4.47 B 28.73%
Weighting of Top 10 15.66% 3.1% 100.0% 47.68%

Top 10 Holdings

  1. Principal Government Money Market Instl 2.62%
  2. Darling Ingredients Inc 1.74%
  3. Carvana Co Class A 1.61%
  4. Caesars Entertainment Inc 1.58%
  5. Natera Inc 1.55%
  6. Stifel Financial Corp 1.49%
  7. Mastec Inc 1.44%
  8. Sprout Social Inc Class A 1.42%
  9. Cleveland-Cliffs Inc 1.42%
  10. Bj's Wholesale Club Holdings Inc 1.38%

Asset Allocation

Weighting Return Low Return High PSBNX % Rank
Stocks
97.81% 3.66% 102.89% 71.69%
Cash
2.19% -17.82% 55.73% 27.74%
Preferred Stocks
0.00% 0.00% 11.31% 62.02%
Other
0.00% -8.00% 11.49% 61.31%
Convertible Bonds
0.00% 0.00% 2.24% 59.74%
Bonds
0.00% 0.00% 48.32% 62.30%

Stock Sector Breakdown

Weighting Return Low Return High PSBNX % Rank
Healthcare
19.73% 0.00% 53.75% 24.82%
Technology
16.96% 0.00% 44.33% 26.69%
Industrials
15.68% 2.32% 41.95% 74.32%
Financial Services
15.36% 0.00% 38.38% 46.20%
Consumer Cyclical
14.55% 0.00% 38.52% 33.00%
Real Estate
5.22% 0.00% 22.75% 63.70%
Consumer Defense
4.94% 0.00% 13.76% 25.39%
Basic Materials
3.48% 0.00% 13.96% 76.61%
Energy
1.85% 0.00% 19.57% 65.71%
Utilities
1.57% 0.00% 22.75% 61.55%
Communication Services
0.66% 0.00% 20.10% 84.94%

Stock Geographic Breakdown

Weighting Return Low Return High PSBNX % Rank
US
97.36% 3.66% 100.87% 42.11%
Non US
0.45% 0.00% 32.26% 82.79%

PSBNX - Expenses

Operational Fees

PSBNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio N/A 0.01% 10.94% 25.44%
Management Fee 0.75% 0.00% 2.18% 53.20%
12b-1 Fee 0.30% 0.00% 1.00% 68.16%
Administrative Fee 0.20% 0.01% 0.47% 79.20%

Sales Fees

PSBNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

PSBNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PSBNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 41.60% 0.00% 454.00% 39.74%

PSBNX - Distributions

Dividend Yield Analysis

PSBNX Category Low Category High PSBNX % Rank
Dividend Yield 0.00% 0.00% 5.06% 61.84%

Dividend Distribution Analysis

PSBNX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

PSBNX Category Low Category High PSBNX % Rank
Net Income Ratio -0.33% -3.16% 2.63% 85.57%

Capital Gain Distribution Analysis

PSBNX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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PSBNX - Fund Manager Analysis

Managers

Phil Nordhus


Start Date

Tenure

Tenure Rank

May 19, 2006

14.79

14.8%

Phil is a portfolio manager for Principal Global Equities. He serves as lead portfolio manager for the firm's U.S. small-cap equity portfolios. In addition, his responsibilities include leadership of the small-cap analyst team. Phil joined the firm in 1990 and was previously in corporate acquisitions and divestitures before moving to the equity group in 2000. He received an MBA from Drake University and a bachelor's degree in economics from Kansas State University. Phil has earned the right to use the Chartered Financial Analyst designation and is a member of the CFA Institute.

Brian Pattinson


Start Date

Tenure

Tenure Rank

Jul 20, 2011

9.62

9.6%

Brian is a portfolio manager at Principal Global Equities. Brian leads the global small-cap team which encompasses international small-cap and U.S. small-cap strategies. He serves as the lead portfolio manager for the firm's international portfolios while providing oversight to the U.S. small-cap team. Brian also leads the global small-cap team’s research and development efforts. He joined the firm in 1994 and became a portfolio manager in 2001. Brian received an MBA and a bachelor’s degree in finance from the University of Iowa. Brian has earned the right to use the Chartered Financial Analyst designation. He is a member of the CFA Society of Iowa and the CFA Institute.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 48.36 6.48 1.33