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Trending ETFs

Name

As of 06/04/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$9.97

$139 M

-

$0.00

1.73%

Vitals

YTD Return

20.3%

1 yr return

65.9%

3 Yr Avg Return

14.6%

5 Yr Avg Return

15.6%

Net Assets

$139 M

Holdings in Top 10

15.2%

52 WEEK LOW AND HIGH

$9.9
$5.96
$10.08

Expenses

OPERATING FEES

Expense Ratio 1.73%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 90.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$0

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 06/04/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$9.97

$139 M

-

$0.00

1.73%

ASEIX - Profile

Distributions

  • YTD Total Return 20.3%
  • 3 Yr Annualized Total Return 14.6%
  • 5 Yr Annualized Total Return 15.6%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.32%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Nuveen Small Cap Select Fund
  • Fund Family Name
    Nuveen
  • Inception Date
    Jan 03, 1994
  • Shares Outstanding
    725861
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Gregory Ryan

Fund Description


ASEIX - Performance

Return Ranking - Trailing

Period ASEIX Return Category Return Low Category Return High Rank in Category (%)
YTD 20.3% -70.0% 47.2% 50.75%
1 Yr 65.9% -8.8% 145.2% 34.73%
3 Yr 14.6%* -16.0% 21.8% 10.54%
5 Yr 15.6%* -3.5% 23.6% 22.66%
10 Yr 11.2%* 2.6% 14.4% 46.46%

* Annualized

Return Ranking - Calendar

Period ASEIX Return Category Return Low Category Return High Rank in Category (%)
2023 15.9% -51.0% 110.8% 18.79%
2022 28.4% -54.6% 350.1% 4.16%
2021 -33.1% -67.3% 3.3% 92.52%
2020 -4.5% -62.9% 36.3% 93.48%
2019 8.5% -3.5% 34.1% 93.42%

Total Return Ranking - Trailing

Period ASEIX Return Category Return Low Category Return High Rank in Category (%)
YTD 20.3% -69.8% 47.2% 51.20%
1 Yr 65.9% -8.8% 145.2% 32.58%
3 Yr 14.6%* -17.0% 21.8% 9.47%
5 Yr 15.6%* -3.9% 23.6% 21.88%
10 Yr 11.2%* 2.6% 14.4% 44.74%

* Annualized

Total Return Ranking - Calendar

Period ASEIX Return Category Return Low Category Return High Rank in Category (%)
2023 15.9% -51.0% 110.8% 18.79%
2022 28.4% -54.6% 350.1% 4.16%
2021 -12.1% -67.1% 3.3% 24.09%
2020 9.7% -17.6% 52.6% 60.33%
2019 21.2% -3.5% 34.1% 38.48%

NAV & Total Return History


ASEIX - Holdings

Concentration Analysis

ASEIX Category Low Category High ASEIX % Rank
Net Assets 139 M 215 K 135 B 76.56%
Number of Holdings 97 2 2552 71.07%
Net Assets in Top 10 20.9 M 123 K 4.7 B 72.70%
Weighting of Top 10 15.17% 2.3% 96.6% 49.40%

Top 10 Holdings

  1. Horizon Therapeutics PLC 1.92%
  2. Horizon Therapeutics PLC 1.92%
  3. Horizon Therapeutics PLC 1.92%
  4. Horizon Therapeutics PLC 1.92%
  5. Horizon Therapeutics PLC 1.92%
  6. Horizon Therapeutics PLC 1.92%
  7. Horizon Therapeutics PLC 1.92%
  8. Horizon Therapeutics PLC 1.92%
  9. Horizon Therapeutics PLC 1.92%
  10. Horizon Therapeutics PLC 1.92%

Asset Allocation

Weighting Return Low Return High ASEIX % Rank
Stocks
98.21% 1.87% 101.41% 57.12%
Cash
1.79% -78.72% 59.08% 40.65%
Preferred Stocks
0.00% 0.00% 13.07% 98.96%
Other
0.00% -8.00% 13.28% 95.99%
Convertible Bonds
0.00% 0.00% 9.20% 98.96%
Bonds
0.00% 0.00% 75.94% 99.41%

Stock Sector Breakdown

Weighting Return Low Return High ASEIX % Rank
Industrials
23.04% 3.23% 44.41% 17.22%
Healthcare
20.10% 0.00% 28.08% 5.69%
Consumer Cyclical
14.43% 1.83% 40.21% 43.56%
Financial Services
13.82% 0.00% 39.70% 83.53%
Technology
10.02% 0.00% 43.26% 86.83%
Basic Materials
5.75% 0.00% 17.86% 26.65%
Real Estate
5.51% 0.00% 17.03% 57.04%
Utilities
2.64% 0.00% 23.46% 31.29%
Consumer Defense
2.18% 0.00% 11.53% 87.87%
Energy
1.68% 0.00% 10.80% 77.25%
Communication Services
0.82% 0.00% 17.13% 86.68%

Stock Geographic Breakdown

Weighting Return Low Return High ASEIX % Rank
US
97.17% 1.87% 100.11% 41.39%
Non US
1.04% 0.00% 32.64% 64.09%

ASEIX - Expenses

Operational Fees

ASEIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.73% 0.01% 10.94% 16.56%
Management Fee 0.85% 0.00% 4.05% 77.83%
12b-1 Fee 0.50% 0.00% 1.00% 79.46%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

ASEIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.50% 5.75% N/A
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

ASEIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

ASEIX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 90.00% 0.00% 398.00% 77.78%

ASEIX - Distributions

Dividend Yield Analysis

ASEIX Category Low Category High ASEIX % Rank
Dividend Yield 0.00% 0.00% 23.27% 99.41%

Dividend Distribution Analysis

ASEIX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

ASEIX Category Low Category High ASEIX % Rank
Net Income Ratio -0.32% -4.17% 2.56% 86.43%

Capital Gain Distribution Analysis

ASEIX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

ASEIX - Fund Manager Analysis

Managers

Gregory Ryan


Start Date

Tenure

Tenure Rank

Aug 26, 2013

7.77

7.8%

GREGORY J. RYAN, CFA Greg is portfolio manager of the Small Cap Select Strategy and related separate account strategies. He joined the Small Cap Select Team in 2013. In addition, he is a senior research analyst for the Small Cap Growth Opportunities Team, specializing in the industrials sector. Greg began working in the financial industry in 1998. Prior to joining the firm in 2007, he was a small-cap equity analyst for industrials, financials, and healthcare for Gabelli Woodland Partners. Greg has also worked as a financial analyst manager with U.S. Bank and as a securities specialist/financial analyst with Fiduciary Counseling. Greg received a B.S. in finance from Winona State University and an M.B.A. in finance from the University of St. Thomas. He holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society of Minnesota.

Jon Loth


Start Date

Tenure

Tenure Rank

Mar 19, 2019

2.2

2.2%

JON A. LOTH, CFA Jon is the co-manager of the Small Cap Growth Opportunities Strategy and related institutional portfolios. He joined the team managing Small Cap Growth Opportunities in 2007. He previously was an equity research analyst covering the healthcare sector for the same team. Jon began working in the financial industry in 1994. Prior to joining the firm in 2004, he was an equity analyst covering healthcare and consumer-oriented stocks for large-, mid- and small-cap growth portfolios at Sit Investment Associates. Jon also served four years as the manager of Sit Investment’s domestic equity trading desk. He received a B.S. in finance from the University of Minnesota’s Carlson School of Management. Jon holds the Chartered Financial Analyst designation and is a member of the CFA Institute and the CFA Society of Minnesota.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.03 48.61 6.62 1.58