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Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Waddell & Reed Advisor Small Cap Fund

UNSAX |

-

$958 M

-

1.40%

Vitals

YTD Return

N/A

1 yr return

25.9%

3 Yr Avg Return

14.0%

5 Yr Avg Return

14.4%

Net Assets

$958 M

Holdings in Top 10

22.8%

52 WEEK LOW AND HIGH

N/A
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.40%

SALES FEES

Front Load 5.75%

Deferred Load N/A

TRADING FEES

Turnover 53.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$750

IRA

$500

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Waddell & Reed Advisor Small Cap Fund

UNSAX |

-

$958 M

-

1.40%

UNSAX - Profile

Distributions

  • YTD Total Return N/A
  • 3 Yr Annualized Total Return 11.8%
  • 5 Yr Annualized Total Return 13.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.87%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Waddell & Reed Advisor Small Cap Fund
  • Fund Family Name
    Waddell & Reed
  • Inception Date
    Oct 04, 1999
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Bradley P. Halverson

Fund Description

UNSAX - Performance

Return Ranking - Trailing

Period UNSAX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -5.1% 44.7% N/A
1 Yr 25.9% -48.0% 16.2% N/A
3 Yr 14.0%* -44.6% 29.4% N/A
5 Yr 14.4%* -30.1% 20.3% N/A
10 Yr 11.8%* -12.2% 18.3% N/A

* Annualized

Return Ranking - Calendar

Period UNSAX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -54.2% 21.5% N/A
2022 N/A -73.6% 37.0% N/A
2021 N/A -49.0% 25.7% N/A
2020 N/A -70.7% 14.9% N/A
2019 N/A -41.2% 17.3% N/A

Total Return Ranking - Trailing

Period UNSAX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -5.1% 44.7% N/A
1 Yr 18.6% -48.0% 17.1% N/A
3 Yr 11.8%* -14.1% 29.4% N/A
5 Yr 13.1%* -13.4% 21.2% N/A
10 Yr 11.1%* -4.4% 29.2% N/A

* Annualized

Total Return Ranking - Calendar

Period UNSAX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -54.2% 22.2% N/A
2022 N/A -6.8% 42.0% N/A
2021 N/A -15.1% 32.0% N/A
2020 N/A -35.5% 19.3% N/A
2019 N/A -36.4% 17.3% N/A

UNSAX - Holdings

Concentration Analysis

UNSAX Category Low Category High UNSAX % Rank
Net Assets 958 M 7.25 M 27.6 B N/A
Number of Holdings 91 6 2531 N/A
Net Assets in Top 10 212 M 1.19 M 5.19 B N/A
Weighting of Top 10 22.77% 5.8% 100.0% N/A

Top 10 Holdings

  1. XPO Logistics Inc 3.04%
  2. AMN Healthcare Services Inc 2.91%
  3. Mercury Systems Inc 2.64%
  4. Beacon Roofing Supply Inc 2.43%
  5. The Ultimate Software Group Inc 2.17%
  6. Booz Allen Hamilton Holding Corp 2.13%
  7. Dycom Industries Inc 2.00%
  8. Installed Building Products Inc 1.83%
  9. Burlington Stores Inc 1.83%
  10. John Bean Technologies Corp 1.80%

Asset Allocation

Weighting Return Low Return High UNSAX % Rank
Stocks 		96.08% 8.59% 100.06% N/A
Other 		3.49% -14.19% 9.65% N/A
Bonds 		0.32% -28.73% 47.30% N/A
Cash 		0.10% -1.08% 43.96% N/A
Preferred Stocks 		0.00% 0.00% 8.24% N/A
Convertible Bonds 		0.00% 0.00% 0.09% N/A

Stock Sector Breakdown

Weighting Return Low Return High UNSAX % Rank
Technology 		31.67% 0.92% 74.36% N/A
Industrials 		16.38% 0.00% 32.50% N/A
Consumer Cyclical 		12.43% 0.00% 41.23% N/A
Healthcare 		11.55% 1.12% 57.67% N/A
Basic Materials 		7.62% 0.00% 13.28% N/A
Financial Services 		7.40% -0.71% 30.62% N/A
Energy 		4.53% 0.00% 8.96% N/A
Consumer Defense 		2.90% 0.00% 13.11% N/A
Real Estate 		1.60% 0.00% 14.19% N/A
Utilities 		0.00% 0.00% 5.58% N/A
Communication Services 		0.00% 0.00% 5.17% N/A

Stock Geographic Breakdown

Weighting Return Low Return High UNSAX % Rank
US 		94.66% 5.64% 100.00% N/A
Non US 		1.42% 0.00% 84.72% N/A

Bond Sector Breakdown

Weighting Return Low Return High UNSAX % Rank
Corporate 		0.32% -21.56% 17.84% N/A
Cash & Equivalents 		0.10% -4.17% 43.96% N/A
Derivative 		0.00% 0.00% 0.53% N/A
Securitized 		0.00% 0.00% 0.87% N/A
Municipal 		0.00% 0.00% 0.81% N/A
Government 		0.00% 0.00% 46.74% N/A

Bond Geographic Breakdown

Weighting Return Low Return High UNSAX % Rank
US 		0.32% -29.14% 43.97% N/A
Non US 		0.00% 0.00% 3.33% N/A

UNSAX - Expenses

Operational Fees

UNSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.40% 0.06% 4.84% N/A
Management Fee 0.85% 0.05% 1.59% N/A
12b-1 Fee 0.25% 0.00% 1.00% N/A
Administrative Fee 0.00% 0.00% 0.40% N/A

Sales Fees

UNSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.75% 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

UNSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

UNSAX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 53.00% 3.00% 629.00% N/A

UNSAX - Distributions

Dividend Yield Analysis

UNSAX Category Low Category High UNSAX % Rank
Dividend Yield 0.00% 0.00% 0.01% N/A

Dividend Distribution Analysis

UNSAX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Annually Annually

Net Income Ratio Analysis

UNSAX Category Low Category High UNSAX % Rank
Net Income Ratio -0.87% -2.81% 1.79% N/A

Capital Gain Distribution Analysis

UNSAX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

View More +

UNSAX - Fund Manager Analysis

Managers

Bradley P. Halverson

Start Date

Tenure

Tenure Rank

Oct 01, 2016

1.41

1.4%

Bradley P. Halverson, CFA Vice President, Portfolio Manager Bradley Halverson is a Vice President of Waddell & Reed Investment Management Company and Ivy Investment Management Company. Mr. Halverson graduated from Brigham Young University in 1995 with a BS and MS in Accounting. He earned an MBA from the University of Michigan in 2002 with an emphasis in Finance and Corporate Strategy. Prior to joining Waddell & Reed, Mr. Halverson was associated with Northpointe Capital as an equity analyst responsible for researching growth stocks across micro, small, and mid cap portfolios. From 2002 to 2004 he was an associate in health care investment banking for A.G. Edwards & Sons, Inc. Mr. Halverson was affiliated with PricewaterhouseCoopers, LLP in positions of increasing responsibility from 1995 through 2000 culminating as a manager in business advisory services. Mr. Halverson joined Waddell & Reed in 2008 as an equity investment analyst on the Small Cap Growth team. He was appointed assistant vice president in 2013. He was named assistant portfolio manager of small cap growth institutional accounts in 2014, an expansion of his role on the team. Mr. Halverson was appointed vice president in 2015. His research responsibilities are concentrated in commercial services and supplies, and diversified consumer services. Mr. Halverson was named co-portfolio manager of the small cap growth product suite in 2016. The product suite includes Ivy Small Cap Growth Fund, Ivy VIP Small Cap Growth, Waddell & Reed Advisors Small Cap Fund and institutional accounts. Mr. Halverson is a CFA charterholder. He is a member of the CFA Institute. He is a former Certified Public Accountant (CPA).

Timothy J. Miller

Start Date

Tenure

Tenure Rank

Apr 01, 2010

7.92

7.9%

Mr. Miller joined Ivy Investment Management Company and Waddell & Reed Investment Management Company in 2008 and has served as the portfolio manager for investment companies managed by WRIMCO or IICO since March 2008. He is Senior Vice President of WRIMCO and IICO. Previous serving as the primary portfolio manager of the Invesco from December 1993 through mid-2004, as the Chief Investment Officer of Invesco Funds Group, Inc. from July 2000 until July 2003, and as the Chief Investment Officer of the Denver Investment Center of Invesco North America from July 2003 until 2004.

Kenneth G. McQuade

Start Date

Tenure

Tenure Rank

Oct 01, 2016

1.41

1.4%

Kenneth G. McQuade was named co portfolio manager of the small cap growth product suit in 2016. He was sole portfolio manager of Ivy VIP Small Growth from 2016 to 2016. Mr. McQuade joined Waddell & Reed in 1997 as an investment analyst. He was an assistant portfolio manager of separately managed small cap accounts from August 2003 until March 2010. Mr. McQuade is Senior Vice President of WRIMCO and IICO and Vice President of the Trust. He earned a BS degree in finance from Bradley University.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.0 46.69 7.83 1.33

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