Jimmy C. Chang, CFA, is the Chief Equity Strategist, a Senior Portfolio Manager and a Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 2004, Jimmy served as a Senior Vice President, Chief Technology Strategist and Senior Technology Analyst at the U.S. Trust Company of New York, where he led technology equity research and co-managed a technology fund. He previously served as a Senior Marketing Representative and an Advisory Systems Engineer at International Business Machines Corporation (IBM) from 1985 to 1994, where he was responsible for client relationship management, business volume and profit attainments at major international financial services and banking accounts. Jimmy is a Chartered Financial Analyst charter holder. He received an M.B.A. in Finance/International Business from New York University and a B.S. (summa cum laude) in Electrical Engineering from The Cooper Union. He is a member of the Tau Beta Pi National Engineering Honor Society. Jimmy serves on the Investment Committee of the Foundation for Contemporary Arts.

David P. Harris, CFA, is the Chief Investment Officer and a Managing Director of Rockefeller & Co. David oversees the Investment Department in New York and has over 20 years with Rockefeller & Co. Previously, David was the Director of Equity Management, where he led the Global Equity Portfolio and the Equity Analyst Team. David had also spent over 3 years with Stein Roe & Farnham, as Portfolio Manager of the Stein Roe International Fund and the Stein Roe Emerging Markets Fund. David is a Chartered Financial Analyst charter holder and received an M.B.A. with Distinction in Finance from Cornell University and a B.A. in Economics from the University of Michigan. He serves on the Board of Trustees and Chairs the Investment Committee of St. Barnabas Hospital and serves on the Advisory and Investment Committees of the Studio in a School Association.