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Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Guggenheim Small Cap Growth Fund

SEPBX |

-

$13.7 M

-

3.80%

Vitals

YTD Return

N/A

1 yr return

5.3%

3 Yr Avg Return

10.9%

5 Yr Avg Return

4.4%

Net Assets

$13.7 M

Holdings in Top 10

29.6%

52 WEEK LOW AND HIGH

N/A
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 3.80%

SALES FEES

Front Load N/A

Deferred Load 5.00%

TRADING FEES

Turnover 82.00%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$100

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Guggenheim Small Cap Growth Fund

SEPBX |

-

$13.7 M

-

3.80%

SEPBX - Profile

Distributions

  • YTD Total Return N/A
  • 3 Yr Annualized Total Return 10.1%
  • 5 Yr Annualized Total Return 4.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -3.30%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Guggenheim Small Cap Growth Fund
  • Fund Family Name
    Guggenheim Investments
  • Inception Date
    Oct 15, 1997
  • Shares Outstanding
    N/A
  • Share Class
    B
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Joseph C. O'Connor

Fund Description

SEPBX - Performance

Return Ranking - Trailing

Period SEPBX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -50.0% 270.1% N/A
1 Yr 5.3% -64.0% 270.1% N/A
3 Yr 10.9%* -41.4% 115.6% N/A
5 Yr 4.4%* -30.7% 58.6% N/A
10 Yr 8.0%* -8.4% 26.2% N/A

* Annualized

Return Ranking - Calendar

Period SEPBX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -67.1% 73.0% N/A
2022 N/A -76.0% 74.8% N/A
2021 N/A -58.1% 900.0% N/A
2020 N/A -51.1% 336.8% N/A
2019 N/A -60.1% 304.1% N/A

Total Return Ranking - Trailing

Period SEPBX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -50.0% 270.1% N/A
1 Yr 0.3% -64.0% 270.1% N/A
3 Yr 10.1%* -30.7% 115.6% N/A
5 Yr 4.0%* -30.7% 58.6% N/A
10 Yr 8.0%* -8.4% 26.3% N/A

* Annualized

Total Return Ranking - Calendar

Period SEPBX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -67.1% 76.6% N/A
2022 N/A -30.7% 76.8% N/A
2021 N/A -58.1% 900.0% N/A
2020 N/A -51.1% 341.1% N/A
2019 N/A -60.1% 304.1% N/A

SEPBX - Holdings

Concentration Analysis

SEPBX Category Low Category High SEPBX % Rank
Net Assets 13.7 M 0 814 B N/A
Number of Holdings 95 1 17358 N/A
Net Assets in Top 10 4.1 M -28.8 B 134 B N/A
Weighting of Top 10 29.58% 0.0% 20474.3% N/A

Top 10 Holdings

  1. iShares Russell 2000 Growth Index 10.35%
  2. PowerShares S&P SmallCap Health Care 4.97%
  3. Ashland Inc 2.56%
  4. Triumph Group, Inc. 2.06%
  5. Oxford Industries, Inc. 1.95%
  6. Jarden Corporation 1.57%
  7. NorthWestern Corporation 1.55%
  8. Iberiabank Corp 1.54%
  9. B/E Aerospace Inc 1.54%
  10. Alliance Data Systems Corporation 1.49%

Asset Allocation

Weighting Return Low Return High SEPBX % Rank
Stocks 		95.27% -142.98% 259.25% N/A
Cash 		4.55% -483.27% 7388.76% N/A
Other 		0.17% -7288.76% 493.15% N/A
Preferred Stocks 		0.00% -0.12% 80.89% N/A
Convertible Bonds 		0.00% -0.37% 166.23% N/A
Bonds 		0.00% -955.59% 533.06% N/A

Stock Sector Breakdown

Weighting Return Low Return High SEPBX % Rank
Technology 		19.58% -19.01% 99.57% N/A
Consumer Cyclical 		18.29% -18.86% 87.44% N/A
Healthcare 		17.44% -15.38% 100.00% N/A
Industrials 		16.58% -21.11% 93.31% N/A
Basic Materials 		7.89% -5.18% 96.19% N/A
Financial Services 		5.31% -7.59% 99.28% N/A
Energy 		4.97% -7.00% 121.80% N/A
Consumer Defense 		2.42% -7.54% 98.24% N/A
Utilities 		1.62% -3.80% 94.95% N/A
Communication Services 		0.75% -4.54% 90.02% N/A
Real Estate 		0.44% -11.04% 100.00% N/A

Stock Geographic Breakdown

Weighting Return Low Return High SEPBX % Rank
US 		91.02% -142.98% 126.43% N/A
Non US 		4.25% -24.89% 159.65% N/A

SEPBX - Expenses

Operational Fees

SEPBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 3.80% 0.00% 928.63% N/A
Management Fee 0.85% 0.00% 2.87% N/A
12b-1 Fee 1.00% 0.00% 1.00% N/A
Administrative Fee 0.10% 0.00% 52000.00% N/A

Sales Fees

SEPBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 25.00% N/A
Deferred Load 5.00% 0.25% 5.50% N/A

Trading Fees

SEPBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

SEPBX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 82.00% 0.00% 5067.00% N/A

SEPBX - Distributions

Dividend Yield Analysis

SEPBX Category Low Category High SEPBX % Rank
Dividend Yield 0.00% 0.00% 87.51% N/A

Dividend Distribution Analysis

SEPBX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

SEPBX Category Low Category High SEPBX % Rank
Net Income Ratio -3.30% -46.00% 10.10% N/A

Capital Gain Distribution Analysis

SEPBX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

View More +

SEPBX - Fund Manager Analysis

Managers

Joseph C. O'Connor

Start Date

Tenure

Tenure Rank

Nov 30, 2008

4.33

4.3%

Joe has over 25 years of experience in the investment management industry. He currently manages the Mid Cap Growth strategy. Joe served in the same capacity at Nationwide Separate Accounts LLC (NSA), the successor advisor to Groupama Asset Management (GAMNA). Before NSA, from April 2000 to May 2003, he was senior vice president, managing director and board member of Groupama Asset Management. From 1989 to April 2000, he was a managing director at Donaldson Lufkin & Jenrette Securities where he was the corporate bond product manager and among the top producers in the fixed income division. His management function entailed integrating DLJ's distribution system into the research, trading, and capital markets capabilities of the division. He worked as a corporate bond salesman at L.F. Rothschild, Unterberg and Towbin from 1982 to 1989. Joe earned a B.S. in finance from St. John's University in 1982, graduating second in his class. He currently serves on the St. John's University Board of Trustees and the Tobin College of Business’s Board of Advisors.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.0 43.76 4.66 4.5

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