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Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Rainer Small/Mid Cap Equity Fund

RAISX |

-

$249 M

-

1.07%

Vitals

YTD Return

N/A

1 yr return

20.1%

3 Yr Avg Return

8.0%

5 Yr Avg Return

12.1%

Net Assets

$249 M

Holdings in Top 10

19.8%

52 WEEK LOW AND HIGH

N/A
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.07%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 122.29%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$100,000

IRA

$100,000

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Rainer Small/Mid Cap Equity Fund

RAISX |

-

$249 M

-

1.07%

RAISX - Profile

Distributions

  • YTD Total Return N/A
  • 3 Yr Annualized Total Return 8.0%
  • 5 Yr Annualized Total Return 12.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.29%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Rainer Small/Mid Cap Equity Fund
  • Fund Family Name
    Rainier
  • Inception Date
    May 02, 2002
  • Shares Outstanding
    1479206
  • Share Class
    Inst
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Michael D. Emery

Fund Description

RAISX - Performance

Return Ranking - Trailing

Period RAISX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -47.8% 50.0% N/A
1 Yr 20.1% -47.8% 21.8% N/A
3 Yr 8.0%* -23.7% 25.0% N/A
5 Yr 12.1%* -30.0% 15.6% N/A
10 Yr 5.1%* -11.8% 17.5% N/A

* Annualized

Return Ranking - Calendar

Period RAISX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -52.1% 9.2% N/A
2022 N/A -38.9% 36.0% N/A
2021 N/A -61.7% 27.9% N/A
2020 N/A -82.5% 12.2% N/A
2019 N/A -23.5% 17.9% N/A

Total Return Ranking - Trailing

Period RAISX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -47.8% 50.0% N/A
1 Yr 20.1% -47.8% 29.1% N/A
3 Yr 8.0%* -22.1% 28.2% N/A
5 Yr 12.1%* -25.2% 18.0% N/A
10 Yr 5.1%* -6.4% 18.9% N/A

* Annualized

Total Return Ranking - Calendar

Period RAISX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -51.7% 12.2% N/A
2022 N/A -7.0% 56.2% N/A
2021 N/A -61.7% 27.9% N/A
2020 N/A -54.0% 12.2% N/A
2019 N/A -23.5% 18.1% N/A

RAISX - Holdings

Concentration Analysis

RAISX Category Low Category High RAISX % Rank
Net Assets 249 M 1.44 M 33.8 B N/A
Number of Holdings 83 13 2232 N/A
Net Assets in Top 10 53 M 616 K 7.12 B N/A
Weighting of Top 10 19.80% 6.7% 148.7% N/A

Top 10 Holdings

  1. Teleflex Inc 2.25%
  2. RingCentral Inc Class A 2.21%
  3. A.O. Smith Corp 2.13%
  4. Mercury Systems Inc 2.07%
  5. Oshkosh Corp 2.05%
  6. Evercore Inc A 2.04%
  7. Western Alliance Bancorp 1.88%
  8. Quanta Services Inc 1.85%
  9. Equinix Inc 1.70%
  10. Tetra Tech Inc 1.63%

Asset Allocation

Weighting Return Low Return High RAISX % Rank
Stocks 		95.77% 20.28% 127.86% N/A
Cash 		4.24% -48.52% 36.01% N/A
Preferred Stocks 		0.00% 0.00% 3.25% N/A
Other 		0.00% -7.94% 70.89% N/A
Convertible Bonds 		0.00% 0.00% 0.59% N/A
Bonds 		0.00% -0.45% 43.05% N/A

Stock Sector Breakdown

Weighting Return Low Return High RAISX % Rank
Technology 		19.25% 0.00% 69.27% N/A
Industrials 		16.23% 0.00% 40.82% N/A
Financial Services 		15.99% 0.00% 40.09% N/A
Healthcare 		13.44% 0.00% 62.34% N/A
Real Estate 		8.75% 0.00% 48.22% N/A
Consumer Cyclical 		8.55% 0.00% 48.02% N/A
Basic Materials 		5.98% 0.00% 13.78% N/A
Energy 		3.20% 0.00% 14.07% N/A
Consumer Defense 		3.10% 0.00% 17.24% N/A
Utilities 		1.27% 0.00% 11.63% N/A
Communication Services 		0.00% 0.00% 11.66% N/A

Stock Geographic Breakdown

Weighting Return Low Return High RAISX % Rank
US 		94.53% 7.34% 123.93% N/A
Non US 		1.24% 0.00% 70.47% N/A

RAISX - Expenses

Operational Fees

RAISX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.07% 0.07% 6.14% N/A
Management Fee 0.85% 0.06% 1.50% N/A
12b-1 Fee 0.00% 0.00% 1.00% N/A
Administrative Fee 0.05% 0.01% 0.72% N/A

Sales Fees

RAISX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 5.75% N/A
Deferred Load N/A 1.00% 5.50% N/A

Trading Fees

RAISX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.05% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

RAISX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 122.29% 1.85% 495.00% N/A

RAISX - Distributions

Dividend Yield Analysis

RAISX Category Low Category High RAISX % Rank
Dividend Yield 0.00% 0.00% 0.05% N/A

Dividend Distribution Analysis

RAISX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Semi-Annually Annually

Net Income Ratio Analysis

RAISX Category Low Category High RAISX % Rank
Net Income Ratio -0.29% -2.55% 4.79% N/A

Capital Gain Distribution Analysis

RAISX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

View More +

RAISX - Fund Manager Analysis

Managers

Michael D. Emery

Start Date

Tenure

Tenure Rank

Oct 03, 2016

1.24

1.2%

Michael Emery, CFA, joined Rainier in 2008. Has been a senior Equity Portfolio Manager since 2008. Member of the Large Cap Equity Fund portfolio management team since 2008. He began his investment career in 1995 with Roger Engemann & Associates and later in 2001 for Franklin Templeton Investments, Inc. Michael holds the Chartered Financial Analyst designation. He received his Bachelor of Arts degree in business administration from the University of Washington and a Master of Business Administration from Cornell University. He is a member of the CFA Institute.

Stacie L. Cowell

Start Date

Tenure

Tenure Rank

Dec 31, 2006

11.01

11.0%

Stacie Cowell is a member of the equity management team, serving as a senior portfolio manager and research analyst. She began her career as an analyst for Chase Manhattan Bank, New York, NY. Beginning in 1993, Stacie was a senior analyst on the small/mid cap team for Founders Asset Management in Denver, CO. Prior to joining Rainier in 2006, Stacie was senior vice president and lead portfolio manager with Invesco Funds Group, Denver, CO. Stacie holds the Chartered Financial Analyst designation. She received her Master of Science, Finance from University of Colorado, Boulder, CO, in 1999 and graduated cum laude with a Bachelor of Science, Economics from Colgate University, Hamilton, NY.

Mark W. Broughton

Start Date

Tenure

Tenure Rank

Dec 31, 2002

15.01

15.0%

Mark W. Broughton, CFA, Co-Head of US Equities and Senior Equity Portfolio Manager , joined Rainier in 2002. A Senior Equity Portfolio Manager since 2002 and Co-Head of US Equities since 2016. He began his investment career in 1986, working in corporate finance at Drexel, Burnham & Lambert in Boston and Los Angeles. In 1991, Mark joined Provident Investment Counsel in Pasadena, where he served as an equity analyst and associate portfolio manager. Beginning in 1996, Mark was principal, senior portfolio manager and director of research at Badgley, Phelps and Bell in Seattle. Prior to joining Rainier in 2002, Mark was lead portfolio manager of Blackrock Financial Management’s core equity product in Philadelphia. Mark holds the Chartered Financial Analyst designation. He received a Bachelor of Science degree in Finance and Entrepreneurship and a Master of Business Administration in Finance and International Finance and Economics from the University of Southern California. He is a member of the CFA Institute and the Seattle Society of Financial Analysts.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.0 33.38 8.62 8.84

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