Principal SmallCap S&P 600 Index R2
Name
As of 03/01/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
17.6%
1 yr return
45.4%
3 Yr Avg Return
12.2%
5 Yr Avg Return
15.6%
Net Assets
$1.4 B
Holdings in Top 10
9.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio N/A
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 21.40%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$0
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As of 03/01/2021Price
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
PSSNX - Profile
Distributions
- YTD Total Return 17.6%
- 3 Yr Annualized Total Return 12.2%
- 5 Yr Annualized Total Return 15.6%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 0.55%
- Dividend Yield 0.3%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NamePrincipal SmallCap S&P 600 Index Fund
-
Fund Family NamePrincipal Funds
-
Inception DateDec 06, 2000
-
Shares OutstandingN/A
-
Share ClassRetirement
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerJeffrey Schwarte
Fund Description
PSSNX - Performance
Return Ranking - Trailing
Period | PSSNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 17.6% | -9.2% | 31.3% | 18.68% |
1 Yr | 45.4% | -37.8% | 97.2% | 40.14% |
3 Yr | 12.2%* | -19.1% | 23.4% | 41.88% |
5 Yr | 15.6%* | -2.7% | 24.2% | 39.37% |
10 Yr | 11.9%* | 1.0% | 13.9% | 18.60% |
* Annualized
Return Ranking - Calendar
Period | PSSNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 8.8% | -51.0% | 110.8% | 55.49% |
2022 | 14.4% | -54.6% | 48.3% | 87.35% |
2021 | -19.7% | -67.3% | 0.0% | 45.35% |
2020 | 5.9% | -62.9% | 36.3% | 42.47% |
2019 | 18.3% | -3.5% | 34.1% | 45.88% |
Total Return Ranking - Trailing
Period | PSSNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | 17.6% | -9.2% | 30.9% | 17.96% |
1 Yr | 45.4% | -40.9% | 97.2% | 36.05% |
3 Yr | 12.2%* | -20.1% | 23.4% | 39.10% |
5 Yr | 15.6%* | -3.2% | 24.2% | 37.22% |
10 Yr | 11.9%* | 1.0% | 13.9% | 17.86% |
* Annualized
Total Return Ranking - Calendar
Period | PSSNX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | 8.8% | -51.0% | 110.8% | 55.49% |
2022 | 14.4% | -54.6% | 48.3% | 87.35% |
2021 | -19.7% | -67.1% | 0.0% | 63.15% |
2020 | 5.9% | -17.6% | 52.6% | 77.91% |
2019 | 18.3% | -3.5% | 34.1% | 63.33% |
NAV & Total Return History
PSSNX - Holdings
Concentration Analysis
PSSNX | Category Low | Category High | PSSNX % Rank | |
---|---|---|---|---|
Net Assets | 1.4 B | 150 K | 127 B | 20.88% |
Number of Holdings | 607 | 1 | 2541 | 20.63% |
Net Assets in Top 10 | 125 M | 63.7 K | 4.47 B | 34.57% |
Weighting of Top 10 | 9.63% | 3.1% | 100.0% | 74.20% |
Top 10 Holdings
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
- E-mini Russell 2000 Index Future Dec 20 4.28%
Asset Allocation
Weighting | Return Low | Return High | PSSNX % Rank | |
---|---|---|---|---|
Stocks | 99.87% | 3.66% | 102.89% | 14.94% |
Cash | 0.13% | -17.82% | 55.73% | 85.21% |
Preferred Stocks | 0.00% | 0.00% | 11.31% | 81.93% |
Other | 0.00% | -8.00% | 11.49% | 80.51% |
Convertible Bonds | 0.00% | 0.00% | 2.24% | 81.37% |
Bonds | 0.00% | 0.00% | 48.32% | 81.79% |
Stock Sector Breakdown
Weighting | Return Low | Return High | PSSNX % Rank | |
---|---|---|---|---|
Industrials | 16.96% | 2.32% | 41.95% | 54.52% |
Consumer Cyclical | 15.20% | 0.00% | 38.52% | 20.95% |
Financial Services | 15.03% | 0.00% | 38.38% | 51.65% |
Technology | 14.71% | 0.00% | 44.33% | 55.38% |
Healthcare | 12.30% | 0.00% | 53.75% | 62.12% |
Real Estate | 8.51% | 0.00% | 22.75% | 17.50% |
Basic Materials | 5.57% | 0.00% | 13.96% | 25.68% |
Consumer Defense | 3.81% | 0.00% | 13.76% | 54.38% |
Energy | 3.49% | 0.00% | 19.57% | 21.23% |
Communication Services | 2.93% | 0.00% | 20.10% | 35.58% |
Utilities | 1.49% | 0.00% | 22.75% | 65.14% |
Stock Geographic Breakdown
Weighting | Return Low | Return High | PSSNX % Rank | |
---|---|---|---|---|
US | 98.88% | 3.66% | 100.87% | 16.50% |
Non US | 0.99% | 0.00% | 32.26% | 61.45% |
PSSNX - Expenses
Operational Fees
PSSNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | N/A | 0.01% | 10.94% | 76.41% |
Management Fee | 0.15% | 0.00% | 2.18% | 8.39% |
12b-1 Fee | 0.30% | 0.00% | 1.00% | 68.44% |
Administrative Fee | 0.20% | 0.01% | 0.47% | 81.86% |
Sales Fees
PSSNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 2.50% | 5.75% | N/A |
Deferred Load | N/A | 1.00% | 5.00% | N/A |
Trading Fees
PSSNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 1.00% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
PSSNX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 21.40% | 0.00% | 454.00% | 18.05% |
PSSNX - Distributions
Dividend Yield Analysis
PSSNX | Category Low | Category High | PSSNX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.30% | 0.00% | 5.06% | 82.84% |
Dividend Distribution Analysis
PSSNX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Annually | Annually |
Net Income Ratio Analysis
PSSNX | Category Low | Category High | PSSNX % Rank | |
---|---|---|---|---|
Net Income Ratio | 0.55% | -3.16% | 2.63% | 36.88% |
Capital Gain Distribution Analysis
PSSNX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
Dec 20, 2018 | $0.123 | |
Dec 21, 2017 | $0.120 | |
Dec 22, 2016 | $0.116 | |
Dec 21, 2015 | $0.094 | |
Dec 19, 2014 | $0.084 | |
Dec 20, 2013 | $0.040 | |
Dec 21, 2012 | $0.123 | |
Dec 21, 2010 | $0.043 | |
Dec 21, 2009 | $0.029 | |
Dec 19, 2008 | $0.080 | |
Dec 31, 2007 | $0.031 | |
Dec 29, 2006 | $0.010 | |
Dec 23, 2004 | $0.048 |
PSSNX - Fund Manager Analysis
Managers
Jeffrey Schwarte
Start Date
Tenure
Tenure Rank
Jul 29, 2016
4.59
4.6%
Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.
Aaron Siebel
Start Date
Tenure
Tenure Rank
Oct 15, 2018
2.38
2.4%
Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.01 | 48.36 | 6.48 | 1.33 |