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Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Principal SmallCap Growth Fund II

PPMSX |

-

$237 M

-

1.38%

Vitals

YTD Return

N/A

1 yr return

32.8%

3 Yr Avg Return

14.5%

5 Yr Avg Return

25.1%

Net Assets

$237 M

Holdings in Top 10

22.0%

52 WEEK LOW AND HIGH

N/A
N/A
N/A

Expenses

OPERATING FEES

Expense Ratio 1.38%

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 78.50%

Redemption Fee N/A

Min Investment

Standard (Taxable)

$0

IRA

N/A

Fund Classification

Fund Type

Open End Mutual Fund

Name

As of

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

Principal SmallCap Growth Fund II

PPMSX |

-

$237 M

-

1.38%

PPMSX - Profile

Distributions

  • YTD Total Return N/A
  • 3 Yr Annualized Total Return 14.5%
  • 5 Yr Annualized Total Return 25.1%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio -0.98%
DIVIDENDS
  • Dividend Yield 0.0%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal SmallCap Growth Fund II
  • Fund Family Name
    Principal Funds
  • Inception Date
    Dec 06, 2000
  • Shares Outstanding
    N/A
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Mariateresa Monaco

Fund Description

PPMSX - Performance

Return Ranking - Trailing

Period PPMSX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -50.0% 270.1% N/A
1 Yr 32.8% -64.0% 270.1% N/A
3 Yr 14.5%* -41.4% 115.6% N/A
5 Yr 25.1%* -30.7% 58.6% N/A
10 Yr 8.0%* -8.4% 26.2% N/A

* Annualized

Return Ranking - Calendar

Period PPMSX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -67.1% 73.0% N/A
2022 N/A -76.0% 74.8% N/A
2021 N/A -58.1% 900.0% N/A
2020 N/A -51.1% 336.8% N/A
2019 N/A -60.1% 304.1% N/A

Total Return Ranking - Trailing

Period PPMSX Return Category Return Low Category Return High Rank in Category (%)
YTD N/A -50.0% 270.1% N/A
1 Yr 32.8% -64.0% 270.1% N/A
3 Yr 14.5%* -30.7% 115.6% N/A
5 Yr 25.1%* -30.7% 58.6% N/A
10 Yr 8.0%* -8.4% 26.3% N/A

* Annualized

Total Return Ranking - Calendar

Period PPMSX Return Category Return Low Category Return High Rank in Category (%)
2023 N/A -67.1% 76.6% N/A
2022 N/A -30.7% 76.8% N/A
2021 N/A -58.1% 900.0% N/A
2020 N/A -51.1% 341.1% N/A
2019 N/A -60.1% 304.1% N/A

PPMSX - Holdings

Concentration Analysis

PPMSX Category Low Category High PPMSX % Rank
Net Assets 237 M 0 814 B N/A
Number of Holdings 855 1 17358 N/A
Net Assets in Top 10 52.1 M -28.8 B 134 B N/A
Weighting of Top 10 22.01% 0.0% 20474.3% N/A

Top 10 Holdings

  1. Russell 2000 Mini Jun14 5.69%
  2. Spirit Airlines Inc 2.52%
  3. MWI Veterinary Supply, Inc. 2.29%
  4. Trex Company, Inc. 2.06%
  5. The Middleby Corporation 1.75%
  6. Bank of the Ozarks, Inc. 1.67%
  7. Proofpoint Inc 1.57%
  8. Acadia Healthcare Company, Inc. 1.55%
  9. SVB Financial Group 1.48%
  10. Magnum Hunter Resources Corporation 1.43%

Asset Allocation

Weighting Return Low Return High PPMSX % Rank
Stocks 		98.13% -142.98% 259.25% N/A
Cash 		1.80% -483.27% 7388.76% N/A
Other 		0.07% -7288.76% 493.15% N/A
Preferred Stocks 		0.01% -0.12% 80.89% N/A
Convertible Bonds 		0.00% -0.37% 166.23% N/A
Bonds 		0.00% -955.59% 533.06% N/A

Stock Sector Breakdown

Weighting Return Low Return High PPMSX % Rank
Technology 		23.93% -19.01% 99.57% N/A
Healthcare 		20.02% -15.38% 100.00% N/A
Industrials 		13.92% -21.11% 93.31% N/A
Consumer Cyclical 		12.06% -18.86% 87.44% N/A
Financial Services 		9.56% -7.59% 99.28% N/A
Basic Materials 		5.88% -5.18% 96.19% N/A
Energy 		4.49% -7.00% 121.80% N/A
Consumer Defense 		1.12% -7.54% 98.24% N/A
Communication Services 		0.66% -4.54% 90.02% N/A
Real Estate 		0.58% -11.04% 100.00% N/A
Utilities 		0.03% -3.80% 94.95% N/A

Stock Geographic Breakdown

Weighting Return Low Return High PPMSX % Rank
US 		92.32% -142.98% 126.43% N/A
Non US 		5.81% -24.89% 159.65% N/A

PPMSX - Expenses

Operational Fees

PPMSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.38% 0.00% 928.63% N/A
Management Fee 1.00% 0.00% 2.87% N/A
12b-1 Fee 0.10% 0.00% 1.00% N/A
Administrative Fee 0.03% 0.00% 52000.00% N/A

Sales Fees

PPMSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 0.00% 25.00% N/A
Deferred Load N/A 0.25% 5.50% N/A

Trading Fees

PPMSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PPMSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 78.50% 0.00% 5067.00% N/A

PPMSX - Distributions

Dividend Yield Analysis

PPMSX Category Low Category High PPMSX % Rank
Dividend Yield 0.00% 0.00% 87.51% N/A

Dividend Distribution Analysis

PPMSX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Monthly Annually

Net Income Ratio Analysis

PPMSX Category Low Category High PPMSX % Rank
Net Income Ratio -0.98% -46.00% 10.10% N/A

Capital Gain Distribution Analysis

PPMSX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Semi-Annually Annually

Distributions History

View More +

PPMSX - Fund Manager Analysis

Managers

Mariateresa Monaco

Start Date

Tenure

Tenure Rank

Jun 02, 2009

4.83

4.8%

Prior to joining PGI in 2005, she was a quantitative equity analyst at Fidelity Management and Research supporting a family of institutional equity funds.

Joseph W. Garner

Start Date

Tenure

Tenure Rank

Mar 01, 2006

8.09

8.1%

Garner joined Emerald in 1994 and serves as director of Emerald Research and portfolio manager. Prior to joining Emerald, he was the program manager of the Pennsylvania Economic Development Financing Authority (PEDFA); an economic development analyst with the PA Department of Commerce's Office of Technology Development; and an industry research analyst with the Pittsburgh High Technology Council.

Randy L. Welch

Start Date

Tenure

Tenure Rank

Jun 02, 2009

4.83

4.8%

Randy L. Welch. Mr. Welch is a Vice President of Principal Management Corporation. Mr. Welch joined the Principal Financial Group in 1989 and oversees the functions of the Investment Services group, which includes investment manager research, investment consulting, performance analysis, and investment communication. He is also responsible for the due diligence program that monitors investment managers used by the Principal Funds. Mr. Welch is an affiliate member of the Chartered Financial Analysts (CFA) Institute. Mr. Welch earned his undergraduate degree from Grand View College and an MBA from Drake University.

James W. Fennessey

Start Date

Tenure

Tenure Rank

Jun 02, 2009

4.83

4.8%

James W. Fennessey, CFA. Mr. Fennessey is a Vice President of Principal Management Corporation. Mr. Fennessey joined the Principal Financial Group in 2000. He is the Head of the Manager Research Team that is responsible for analyzing, interpreting and coordinating investment performance data and evaluation of the investment managers under the due diligence program that monitors investment managers used by the Principal Funds. Mr. Fennessey graduated from Truman State University with a BS in Business Administration, with an emphasis in Finance, and a minor in Economics. He has earned the right to use the Chartered Financial Analyst designation.

Stacey L. Sears

Start Date

Tenure

Tenure Rank

Sep 01, 2004

9.58

9.6%

Sears is senior vice president and portfolio manager of Emerald Advisors and vice president of the funds, has been portfolio manager of the fund since January 2002. Sears was employed by the Advisor’s parent company from 1992 to 2001, holding a variety of positions including investment analyst.

Kenneth G. Mertz II

Start Date

Tenure

Tenure Rank

Sep 01, 2004

9.58

9.6%

Mertz is president of Emerald Mutual Fund Advisers Trust. Before joining Emerald, Mertz was the chief investment officer to the Pennsylvania State Employees' Retirement System from 1985 to 1992. Prior to that he spent 10 years with Dauphin Deposit Bank during which time he became Vice President-Trust Investments. Mertz holds the Chartered Financial Analyst designation.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.0 43.76 4.66 4.5

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