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Trending ETFs

Name

As of 03/01/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$24.55

$1.28 B

0.32%

$0.08

-

Vitals

YTD Return

11.1%

1 yr return

38.6%

3 Yr Avg Return

11.1%

5 Yr Avg Return

14.2%

Net Assets

$1.28 B

Holdings in Top 10

6.9%

52 WEEK LOW AND HIGH

$23.9
$12.34
$24.67

Expenses

OPERATING FEES

Expense Ratio N/A

SALES FEES

Front Load N/A

Deferred Load N/A

TRADING FEES

Turnover 23.60%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$0

IRA

N/A


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 03/01/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$24.55

$1.28 B

0.32%

$0.08

-

PMFNX - Profile

Distributions

  • YTD Total Return 11.1%
  • 3 Yr Annualized Total Return 11.1%
  • 5 Yr Annualized Total Return 14.2%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.65%
DIVIDENDS
  • Dividend Yield 0.3%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Principal MidCap S&P 400 Index Fund
  • Fund Family Name
    Principal Funds
  • Inception Date
    Dec 06, 2000
  • Shares Outstanding
    N/A
  • Share Class
    Retirement
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Jeffrey Schwarte

Fund Description

Under normal circumstances, the Fund invests at least 80% of its net assets, plus any borrowings for investment purposes, in equity securities of companies that compose the Standard & Poor’s (“S&P”) MidCap 400 Index (the “Index”) at the time of purchase. The Fund will not concentrate (i.e., invest more than 25% of its assets) its investments in a particular industry except to the extent the Index is so concentrated. The Index is designed to represent U.S. equities with risk/return characteristics of the mid cap universe. As of December 31, 2021, the market capitalization range of the companies comprising the Index was between approximately $1.6 billion and $18.6 billion. Each component stock of the Index is weighted in proportion to its total market value. The Index is rebalanced quarterly.The Fund employs a passive investment approach designed to attempt to track the performance of the Index. In seeking its objective, the Fund typically employs a replication strategy which involves investing in all the securities that make up the Index, in the same proportions as the Index.The Fund uses derivative strategies and invests in exchange-traded funds (“ETFs”). A derivative is a financial arrangement, the value of which is derived from, or based on, a traditional security, asset, or market index. Specifically, the Fund invests in index futures and equity ETFs on a daily basis to gain exposure to the Index in an effort to minimize tracking error relative to the benchmark.Note:“Standard & Poor’s MidCap 400” and “S&P MidCap 400” are trademarks of S&P Global and have been licensed by Principal. The Fund is not sponsored, endorsed, sold or promoted by S&P Global and S&P Global makes no representation regarding the advisability of investing in the Fund.
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PMFNX - Performance

Return Ranking - Trailing

Period PMFNX Return Category Return Low Category Return High Rank in Category (%)
YTD 11.1% 0.7% 29.2% 43.49%
1 Yr 38.6% 8.9% 87.2% 31.99%
3 Yr 11.1%* 1.0% 25.3% 50.62%
5 Yr 14.2%* 2.7% 24.4% 44.11%
10 Yr 10.7%* 4.7% 16.0% 48.36%

* Annualized

Return Ranking - Calendar

Period PMFNX Return Category Return Low Category Return High Rank in Category (%)
2023 6.0% -17.7% 2510.2% 64.58%
2022 19.1% -19.0% 37.5% 70.05%
2021 -20.1% -77.7% 5.5% 54.97%
2020 8.3% -62.4% 21.5% 48.10%
2019 13.2% -16.4% 28.1% 35.10%

Total Return Ranking - Trailing

Period PMFNX Return Category Return Low Category Return High Rank in Category (%)
YTD 11.1% 0.7% 29.2% 42.79%
1 Yr 38.6% 6.6% 87.2% 29.29%
3 Yr 11.1%* 0.1% 25.3% 47.76%
5 Yr 14.2%* 2.7% 24.4% 42.58%
10 Yr 10.7%* 4.7% 16.0% 46.20%

* Annualized

Total Return Ranking - Calendar

Period PMFNX Return Category Return Low Category Return High Rank in Category (%)
2023 6.0% -17.7% 2510.2% 64.58%
2022 19.1% -19.0% 37.5% 70.05%
2021 -20.1% -44.3% 5.5% 71.20%
2020 8.3% -62.4% 24.9% 83.09%
2019 13.2% -6.1% 28.1% 55.30%

NAV & Total Return History


PMFNX - Holdings

Concentration Analysis

PMFNX Category Low Category High PMFNX % Rank
Net Assets 1.28 B 167 K 139 B 28.51%
Number of Holdings 405 1 3352 12.47%
Net Assets in Top 10 82.5 M 34.5 K 9.08 B 46.65%
Weighting of Top 10 6.87% 2.6% 100.0% 90.99%

Top 10 Holdings

  1. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  2. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  3. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  4. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  5. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  6. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  7. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  8. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  9. Future On S&P Mid 400 Tr Usd Mar21 2.66%
  10. Future On S&P Mid 400 Tr Usd Mar21 2.66%

Asset Allocation

Weighting Return Low Return High PMFNX % Rank
Stocks
99.91% 42.71% 100.23% 18.24%
Cash
0.10% -1.37% 46.83% 80.37%
Preferred Stocks
0.00% 0.00% 10.38% 64.67%
Other
0.00% -3.77% 9.72% 62.36%
Convertible Bonds
0.00% 0.00% 2.88% 62.12%
Bonds
0.00% 0.00% 26.13% 64.90%

Stock Sector Breakdown

Weighting Return Low Return High PMFNX % Rank
Industrials
17.85% 0.00% 47.80% 30.48%
Technology
15.77% 0.00% 45.64% 67.67%
Financial Services
15.14% 1.46% 45.51% 27.94%
Consumer Cyclical
14.89% 0.00% 35.79% 33.26%
Healthcare
11.84% 0.00% 20.96% 49.65%
Real Estate
8.96% 0.00% 23.75% 19.17%
Consumer Defense
4.62% 0.00% 23.56% 41.11%
Basic Materials
4.51% 0.00% 19.09% 39.26%
Utilities
2.89% 0.00% 16.19% 59.58%
Communication Services
2.01% 0.00% 33.21% 82.22%
Energy
1.52% 0.00% 40.81% 64.43%

Stock Geographic Breakdown

Weighting Return Low Return High PMFNX % Rank
US
99.42% 38.52% 100.00% 8.55%
Non US
0.49% 0.00% 30.14% 76.67%

PMFNX - Expenses

Operational Fees

PMFNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio N/A 0.02% 19.45% 68.30%
Management Fee 0.15% 0.00% 1.50% 12.21%
12b-1 Fee 0.30% 0.00% 1.00% 61.54%
Administrative Fee 0.20% 0.01% 0.35% 81.20%

Sales Fees

PMFNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load N/A 2.00% 5.75% N/A
Deferred Load N/A 1.00% 4.50% N/A

Trading Fees

PMFNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 1.00% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

PMFNX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 23.60% 2.00% 453.00% 20.81%

PMFNX - Distributions

Dividend Yield Analysis

PMFNX Category Low Category High PMFNX % Rank
Dividend Yield 0.32% 0.00% 1.88% 67.89%

Dividend Distribution Analysis

PMFNX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

PMFNX Category Low Category High PMFNX % Rank
Net Income Ratio 0.65% -1.52% 2.77% 49.17%

Capital Gain Distribution Analysis

PMFNX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

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PMFNX - Fund Manager Analysis

Managers

Jeffrey Schwarte


Start Date

Tenure

Tenure Rank

Jul 29, 2016

4.59

4.6%

Jeff is a portfolio manager at Principal Global Equities. Jeff is an active member in the group’s research and development activities. He joined the equities group in 2000 as an analyst and named a portfolio manager in 2001. He has been with Principal since 1993. He received a bachelor's degree in accounting from the University of Northern Iowa. Jeff has earned the right to use the CFA designation. He is a Certified Internal Auditor and a Fellow of the Life Management Institute (FLMI). Jeff is a member of the CFA Society of Iowa and the CFA Institute.

Aaron Siebel


Start Date

Tenure

Tenure Rank

Oct 15, 2018

2.38

2.4%

Aaron J. Siebel has been with Principal® since 2005. He earned a BA in Finance from the University of Iowa in 2005.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.01 37.19 6.15 4.53