Optimum Small-Mid Cap Value B
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
N/A
1 yr return
4.5%
3 Yr Avg Return
15.3%
5 Yr Avg Return
15.0%
Net Assets
$480 M
Holdings in Top 10
9.7%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 2.56%
SALES FEES
Front Load N/A
Deferred Load 4.00%
TRADING FEES
Turnover 33.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$1,000
IRA
$250
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
OBSVX - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return 14.6%
- 5 Yr Annualized Total Return 14.8%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio -0.59%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Annually
Fund Details
-
Legal NameOptimum Small-Mid Cap Value Fund
-
Fund Family NameDelaware Investments
-
Inception DateAug 01, 2003
-
Shares OutstandingN/A
-
Share ClassB
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerRobert E. Killen
Fund Description
OBSVX - Performance
Return Ranking - Trailing
Period | OBSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -13.7% | 24.3% | N/A |
1 Yr | 4.5% | -47.6% | 2.1% | N/A |
3 Yr | 15.3%* | -19.4% | 9.8% | N/A |
5 Yr | 15.0%* | -21.7% | 5.8% | N/A |
10 Yr | 6.2%* | -7.7% | 12.5% | N/A |
* Annualized
Return Ranking - Calendar
Period | OBSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -48.1% | 5.1% | N/A |
2022 | N/A | -35.0% | 26.3% | N/A |
2021 | N/A | -11.0% | 68.2% | N/A |
2020 | N/A | -48.0% | 1.1% | N/A |
2019 | N/A | -38.4% | 11.9% | N/A |
Total Return Ranking - Trailing
Period | OBSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -13.7% | 24.3% | N/A |
1 Yr | 0.7% | -47.6% | 5.4% | N/A |
3 Yr | 14.6%* | -14.5% | 12.9% | N/A |
5 Yr | 14.8%* | -21.7% | 10.2% | N/A |
10 Yr | 6.2%* | -6.7% | 15.9% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | OBSVX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -48.1% | 5.1% | N/A |
2022 | N/A | -28.5% | 26.8% | N/A |
2021 | N/A | -5.0% | 70.7% | N/A |
2020 | N/A | -48.0% | 3.0% | N/A |
2019 | N/A | -35.0% | 12.0% | N/A |
OBSVX - Holdings
Concentration Analysis
OBSVX | Category Low | Category High | OBSVX % Rank | |
---|---|---|---|---|
Net Assets | 480 M | 3.29 M | 30.4 B | N/A |
Number of Holdings | 174 | 19 | 1524 | N/A |
Net Assets in Top 10 | 46.7 M | 652 K | 1.6 B | N/A |
Weighting of Top 10 | 9.73% | 4.7% | 88.2% | N/A |
Top 10 Holdings
- Flextronics International Ltd 1.25%
- Fairchild Semiconductor International Inc 1.05%
- Myriad Genetics Inc 1.04%
- Trueblue Inc 0.98%
- VAALCO Energy Inc 0.96%
- FreightCar America Inc 0.92%
- Life Time Fitness Inc 0.89%
- PolyOne Corp 0.88%
- CareFusion Corp 0.88%
- Knoll Inc 0.88%
Asset Allocation
Weighting | Return Low | Return High | OBSVX % Rank | |
---|---|---|---|---|
Stocks | 89.28% | 36.26% | 100.09% | N/A |
Cash | 10.72% | -1.75% | 39.49% | N/A |
Preferred Stocks | 0.00% | 0.00% | 19.87% | N/A |
Other | 0.00% | -6.24% | 3.14% | N/A |
Convertible Bonds | 0.00% | 0.00% | 1.44% | N/A |
Bonds | 0.00% | 0.00% | 27.75% | N/A |
Stock Sector Breakdown
Weighting | Return Low | Return High | OBSVX % Rank | |
---|---|---|---|---|
Industrials | 23.59% | 0.00% | 41.88% | N/A |
Technology | 18.54% | 0.00% | 37.96% | N/A |
Consumer Cyclical | 13.55% | 0.00% | 53.62% | N/A |
Basic Materials | 11.95% | 0.00% | 48.73% | N/A |
Energy | 6.27% | 0.00% | 29.28% | N/A |
Financial Services | 5.37% | 0.00% | 65.06% | N/A |
Healthcare | 4.76% | 0.00% | 23.23% | N/A |
Real Estate | 2.35% | 0.00% | 19.20% | N/A |
Consumer Defense | 1.46% | 0.00% | 13.22% | N/A |
Utilities | 0.78% | 0.00% | 10.06% | N/A |
Communication Services | 0.64% | 0.00% | 7.58% | N/A |
Stock Geographic Breakdown
Weighting | Return Low | Return High | OBSVX % Rank | |
---|---|---|---|---|
US | 85.61% | 27.19% | 100.09% | N/A |
Non US | 3.67% | 0.00% | 57.59% | N/A |
OBSVX - Expenses
Operational Fees
OBSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 2.56% | 0.00% | 8.79% | N/A |
Management Fee | 1.02% | 0.03% | 1.25% | N/A |
12b-1 Fee | 1.00% | 0.00% | 1.00% | N/A |
Administrative Fee | 0.12% | 0.01% | 0.50% | N/A |
Sales Fees
OBSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.00% | 5.75% | N/A |
Deferred Load | 4.00% | 1.00% | 5.00% | N/A |
Trading Fees
OBSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
OBSVX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 33.00% | 6.00% | 534.00% | N/A |
OBSVX - Distributions
Dividend Yield Analysis
OBSVX | Category Low | Category High | OBSVX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 0.05% | N/A |
Dividend Distribution Analysis
OBSVX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Annually | Annually | Monthly | Annually |
Net Income Ratio Analysis
OBSVX | Category Low | Category High | OBSVX % Rank | |
---|---|---|---|---|
Net Income Ratio | -0.59% | -4.91% | 4.52% | N/A |
Capital Gain Distribution Analysis
OBSVX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Semi-Annually | Annually |
OBSVX - Fund Manager Analysis
Managers
Robert E. Killen
Start Date
Tenure
Tenure Rank
Jan 31, 2006
8.75
8.8%
Killen is the chief executive officer and majority shareholder of the Killen Group. He has been an investment committee member since 1984. Killen is also president and chairman of the board of the Berwyn Funds. He founded the Killen Group in 1982 and has over 35 years of investment management experience.
Ragen R. Stienke
Start Date
Tenure
Tenure Rank
Dec 17, 2008
5.87
5.9%
Stienke served as Assistant Vice President and Research Analyst for Westwood since joining the firm in 2005. Before joining Westwood, he worked at UBS Investment Bank as a software analyst in their research department from 2000 to 2003 and as a U.S. Equity Strategist from 2003 to 2005. Stienke has more than 10 years of investment experience. Stienke holds the Chartered Financial Analyst designation.
Grant L. Taber
Start Date
Tenure
Tenure Rank
Dec 17, 2008
5.87
5.9%
Taber has served as Vice President and Research Analyst for Westwood since joining Westwood in March 2008. Prior to Westwood, he worked at Bessemer Trust Company, served as Vice President - Large Cap Research Analyst, covering capital goods, materials and transportation equities since 2004. From 2001 until 2004, Taber worked at Bear Stearns and eventually serving as the Senior Associate.
Thomas C. Lieu
Start Date
Tenure
Tenure Rank
Jan 31, 2011
3.75
3.8%
Mr. Thomas C. Lieu, CFA, has served as Vice President and Research Analyst since joining the Adviser Westwood Management Corp. in August 2010. Prior to joining the Adviser, Mr.Lieu worked as a Senior Analyst at Persistency Capital from 2006 to 2010. From 2000 until 2006, he was employed at Banc of America Securities as a Senior Associate, and he worked as an analyst at Lazard Asset Management from 1997 to 2000. He participates in the investment decision process during the portfolio team meetings in which the team decides the stock/weight selection for the target portfolio. He has authority to direct trading activity for the Fund and is also responsible for representing the Fund to investors.
Prashant Inamdar
Start Date
Tenure
Tenure Rank
Dec 23, 2013
0.85
0.9%
Mr. Prashant Inamdar, CFA, has served as Vice President and Portfolio Manager for the Westwood Management Corp Texas since November 2013. He joined the Westwood Management Corp Texas as a Vice President and Research Analyst in June 2013. Prior to joining the Westwood Management Corp Texas, Mr. Inamdar served as Senior Analyst at 3 Twelve Capital from 2012 to 2013. From 2010 to 2012, Mr. Inamdar served as a Vice President of Research at Chilton Investment Company, and from 2000 to 2009, he served as a Securities Analyst at Stark Investments. He has served on the Westwood SMidCap Fund and Westwood SMidCap Plus Fund since November 2013. He participates in the investment decision process. He has authority to direct trading activity for the Funds and is also responsible for representing the Funds to investors.
Lee S. Grout
Start Date
Tenure
Tenure Rank
Jan 31, 2006
8.75
8.8%
Grout is an executive vice president and head of Investment Research of Killen Group. He has been employed with the firm since 1997 and is a minority shareholder of the Killen Group. His primary responsibilities within the Investment Management Committee include research, trading and portfolio analysis. Grout holds the Chartered Financial Analyst designation.
J. Dennis Delafield
Start Date
Tenure
Tenure Rank
Aug 01, 2003
11.26
11.3%
J. Dennis Delafield, CFA, Managing Director, is a Senior Portfolio Manager at Tocqueville Asset Management, and co-manages the Delafield Fund as well as the Select Fund. Prior to joining Tocqueville in 2009, Mr. Delafield founded Delafield Asset Management, Inc. in 1980 which became affiliated with Reich & Tang Asset Management, LLC in 1991. He has a BA from Princeton University and holds the CFA designation.
Vincent Sellecchia
Start Date
Tenure
Tenure Rank
Aug 01, 2003
11.26
11.3%
Vincent Sellecchia, CFA, Managing Director, is a Portfolio Manager at Tocqueville Asset Management, and co-manages the Delafield Fund as well as the Select Fund. Prior to joining Tocqueville in 2009, Mr. Sellecchia held executive level positions at Reich & Tang Asset Management, LLC and Delafield Asset Management, Inc. He has a BA from Boston College, an MBA from New York University, and holds the CFA designation.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.0 | 34.53 | 8.06 | 1.16 |