American Indep Carret Core Plus I
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
Vitals
YTD Return
N/A
1 yr return
-0.1%
3 Yr Avg Return
1.1%
5 Yr Avg Return
1.6%
Net Assets
$43.5 M
Holdings in Top 10
18.6%
52 WEEK LOW AND HIGH
Expenses
OPERATING FEES
Expense Ratio 0.87%
SALES FEES
Front Load N/A
Deferred Load N/A
TRADING FEES
Turnover 37.00%
Redemption Fee N/A
Min Investment
Standard (Taxable)
$3,000,000
IRA
N/A
Fund Classification
Fund Type
Open End Mutual Fund
Name
As ofPrice
Aum/Mkt Cap
YIELD
Exp Ratio
Watchlist
IIISX - Profile
Distributions
- YTD Total Return N/A
- 3 Yr Annualized Total Return 1.1%
- 5 Yr Annualized Total Return 1.6%
- Capital Gain Distribution Frequency Annually
- Net Income Ratio 2.42%
- Dividend Yield 0.0%
- Dividend Distribution Frequency Monthly
Fund Details
-
Legal NameAmerican Independence Carret Core Plus Fund
-
Fund Family NameAmerican Independence
-
Inception DateJan 21, 1997
-
Shares OutstandingN/A
-
Share ClassInst
-
CurrencyUSD
-
Domiciled CountryUnited States
-
ManagerJason R. Graybill
Fund Description
IIISX - Performance
Return Ranking - Trailing
Period | IIISX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -3.3% | 12.1% | N/A |
1 Yr | -0.1% | -16.1% | 8.0% | N/A |
3 Yr | 1.1%* | -4.3% | 44.5% | N/A |
5 Yr | 1.6%* | -6.2% | 23.8% | N/A |
10 Yr | 3.9%* | -7.3% | 15.9% | N/A |
* Annualized
Return Ranking - Calendar
Period | IIISX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -22.2% | 3.1% | N/A |
2022 | N/A | -5.1% | 25.1% | N/A |
2021 | N/A | -8.5% | 192.8% | N/A |
2020 | N/A | -33.0% | 3.0% | N/A |
2019 | N/A | -29.8% | 32.1% | N/A |
Total Return Ranking - Trailing
Period | IIISX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
YTD | N/A | -3.3% | 12.5% | N/A |
1 Yr | -0.1% | -16.1% | 10.5% | N/A |
3 Yr | 1.1%* | -4.3% | 49.6% | N/A |
5 Yr | 1.6%* | -3.8% | 28.8% | N/A |
10 Yr | 3.9%* | -7.3% | 18.6% | N/A |
* Annualized
Total Return Ranking - Calendar
Period | IIISX Return | Category Return Low | Category Return High | Rank in Category (%) |
---|---|---|---|---|
2023 | N/A | -22.2% | 7.9% | N/A |
2022 | N/A | -4.6% | 25.1% | N/A |
2021 | N/A | -4.1% | 204.3% | N/A |
2020 | N/A | -32.4% | 4.2% | N/A |
2019 | N/A | -29.8% | 32.1% | N/A |
IIISX - Holdings
Concentration Analysis
IIISX | Category Low | Category High | IIISX % Rank | |
---|---|---|---|---|
Net Assets | 43.5 M | 337 K | 218 B | N/A |
Number of Holdings | 54 | 3 | 17333 | N/A |
Net Assets in Top 10 | 8.11 M | -1.98 B | 29.3 B | N/A |
Weighting of Top 10 | 18.64% | 4.0% | 1674.7% | N/A |
Top 10 Holdings
- Family Tree Escrow, LLC 5.75% 1.98%
- Leucadia National Corporation 5.5% 1.91%
- General Motors Company 4.88% 1.90%
- Amgen Inc. 3.88% 1.87%
- Washington Real Estate Investment Trust 3.95% 1.85%
- Citigroup Inc. 3.88% 1.85%
- Synchrony Financial 3% 1.83%
- C.R. Bard Inc. 4.4% 1.83%
- eBay Inc. 2.2% 1.83%
- Intel Corporation 2.7% 1.80%
Asset Allocation
Weighting | Return Low | Return High | IIISX % Rank | |
---|---|---|---|---|
Cash | 73.49% | -539.21% | 80.58% | N/A |
Bonds | 44.31% | 0.00% | 394.27% | N/A |
Stocks | 0.00% | -0.99% | 97.68% | N/A |
Preferred Stocks | 0.00% | 0.00% | 20.33% | N/A |
Convertible Bonds | 0.00% | 0.00% | 18.42% | N/A |
Other | -17.81% | -98.58% | 236.55% | N/A |
Bond Sector Breakdown
Weighting | Return Low | Return High | IIISX % Rank | |
---|---|---|---|---|
Cash & Equivalents | 73.49% | -532.79% | 80.58% | N/A |
Corporate | 40.36% | 0.00% | 127.23% | N/A |
Securitized | 3.95% | 0.00% | 103.00% | N/A |
Derivative | 0.00% | -234.33% | 54.22% | N/A |
Municipal | 0.00% | 0.00% | 102.07% | N/A |
Government | 0.00% | -74.72% | 316.66% | N/A |
Bond Geographic Breakdown
Weighting | Return Low | Return High | IIISX % Rank | |
---|---|---|---|---|
US | 44.31% | 0.00% | 219.16% | N/A |
Non US | 0.00% | -108.37% | 244.34% | N/A |
IIISX - Expenses
Operational Fees
IIISX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Expense Ratio | 0.87% | 0.00% | 38.42% | N/A |
Management Fee | 0.40% | 0.00% | 2.15% | N/A |
12b-1 Fee | N/A | 0.00% | 1.00% | N/A |
Administrative Fee | 0.13% | 0.00% | 0.63% | N/A |
Sales Fees
IIISX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Front Load | N/A | 0.50% | 5.75% | N/A |
Deferred Load | N/A | 0.15% | 5.50% | N/A |
Trading Fees
IIISX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Max Redemption Fee | N/A | 0.50% | 2.00% | N/A |
Related Fees
Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.
IIISX Fees (% of AUM) | Category Return Low | Category Return High | Rank in Category (%) | |
---|---|---|---|---|
Turnover | 37.00% | 0.00% | 2337.00% | N/A |
IIISX - Distributions
Dividend Yield Analysis
IIISX | Category Low | Category High | IIISX % Rank | |
---|---|---|---|---|
Dividend Yield | 0.00% | 0.00% | 8.54% | N/A |
Dividend Distribution Analysis
IIISX | Category Low | Category High | Category Mod | |
---|---|---|---|---|
Dividend Distribution Frequency | Monthly | Quarterly | Monthly | Monthly |
Net Income Ratio Analysis
IIISX | Category Low | Category High | IIISX % Rank | |
---|---|---|---|---|
Net Income Ratio | 2.42% | -2.82% | 7.22% | N/A |
Capital Gain Distribution Analysis
IIISX | Category Low | Category High | Capital Mode | |
---|---|---|---|---|
Capital Gain Distribution Frequency | Annually | Annually | Annually | Annually |
Distributions History
Date | Amount | Type |
---|---|---|
May 31, 2018 | $0.009 | |
Apr 30, 2018 | $0.024 | |
Mar 29, 2018 | $0.025 | |
Feb 28, 2018 | $0.024 | |
Jan 31, 2018 | $0.023 | |
Dec 29, 2017 | $0.023 | |
Nov 30, 2017 | $0.024 | |
Oct 31, 2017 | $0.024 | |
Sep 29, 2017 | $0.025 | |
Aug 31, 2017 | $0.025 | |
Jul 31, 2017 | $0.025 | |
Jun 30, 2017 | $0.025 | |
May 31, 2017 | $0.024 | |
Apr 28, 2017 | $0.024 | |
Mar 31, 2017 | $0.024 | |
Feb 28, 2017 | $0.026 | |
Jan 31, 2017 | $0.024 | |
Dec 30, 2016 | $0.022 | |
Nov 30, 2016 | $0.022 | |
Oct 31, 2016 | $0.022 | |
Sep 30, 2016 | $0.023 | |
Aug 31, 2016 | $0.024 | |
Jul 29, 2016 | $0.023 | |
Jun 30, 2016 | $0.023 | |
May 31, 2016 | $0.023 | |
Apr 29, 2016 | $0.022 | |
Mar 31, 2016 | $0.022 | |
Feb 29, 2016 | $0.022 | |
Jan 29, 2016 | $0.021 | |
Dec 31, 2015 | $0.022 | |
Nov 30, 2015 | $0.022 | |
Oct 30, 2015 | $0.022 | |
Sep 30, 2015 | $0.021 | |
Aug 31, 2015 | $0.021 | |
Jul 31, 2015 | $0.020 | |
Jun 30, 2015 | $0.021 | |
May 29, 2015 | $0.021 | |
Apr 30, 2015 | $0.020 | |
Mar 31, 2015 | $0.019 | |
Feb 27, 2015 | $0.019 | |
Jan 30, 2015 | $0.018 | |
Dec 31, 2014 | $0.019 | |
Nov 28, 2014 | $0.020 | |
Oct 31, 2014 | $0.020 | |
Sep 30, 2014 | $0.021 | |
Aug 29, 2014 | $0.022 | |
Jul 31, 2014 | $0.023 | |
Jun 30, 2014 | $0.022 | |
May 30, 2014 | $0.021 | |
Apr 30, 2014 | $0.022 | |
Mar 31, 2014 | $0.022 | |
Feb 28, 2014 | $0.022 | |
Jan 31, 2014 | $0.021 | |
Dec 31, 2013 | $0.021 | |
Nov 29, 2013 | $0.022 | |
Oct 31, 2013 | $0.021 | |
Sep 30, 2013 | $0.023 | |
Aug 30, 2013 | $0.024 | |
Jul 31, 2013 | $0.025 | |
Jun 28, 2013 | $0.024 | |
May 31, 2013 | $0.024 | |
Apr 30, 2013 | $0.025 | |
Mar 28, 2013 | $0.025 | |
Feb 28, 2013 | $0.026 | |
Jan 31, 2013 | $0.025 | |
Dec 31, 2012 | $0.026 | |
Nov 30, 2012 | $0.027 | |
Oct 31, 2012 | $0.027 | |
Sep 28, 2012 | $0.028 | |
Aug 31, 2012 | $0.028 | |
Jul 31, 2012 | $0.028 | |
Jun 29, 2012 | $0.029 | |
May 31, 2012 | $0.029 | |
Apr 30, 2012 | $0.029 | |
Mar 30, 2012 | $0.029 | |
Feb 29, 2012 | $0.029 | |
Jan 31, 2012 | $0.029 | |
Dec 30, 2011 | $0.028 | |
Nov 30, 2011 | $0.029 | |
Oct 31, 2011 | $0.030 | |
Sep 30, 2011 | $0.030 | |
Aug 31, 2011 | $0.034 | |
Jul 29, 2011 | $0.030 | |
Jun 30, 2011 | $0.031 | |
May 31, 2011 | $0.030 | |
Apr 29, 2011 | $0.031 | |
Mar 31, 2011 | $0.030 | |
Feb 28, 2011 | $0.030 | |
Jan 31, 2011 | $0.026 | |
Dec 31, 2010 | $0.035 | |
Nov 30, 2010 | $0.025 | |
Oct 29, 2010 | $0.030 | |
Sep 30, 2010 | $0.038 | |
Aug 31, 2010 | $0.033 | |
Jul 30, 2010 | $0.033 | |
Jun 30, 2010 | $0.033 | |
May 28, 2010 | $0.034 | |
Apr 30, 2010 | $0.032 | |
Mar 31, 2010 | $0.034 | |
Feb 26, 2010 | $0.031 | |
Jan 29, 2010 | $0.030 | |
Dec 31, 2009 | $0.034 | |
Nov 30, 2009 | $0.033 | |
Oct 30, 2009 | $0.033 | |
Sep 30, 2009 | $0.030 | |
Aug 31, 2009 | $0.030 | |
Jul 31, 2009 | $0.032 | |
Jun 30, 2009 | $0.034 | |
May 29, 2009 | $0.036 | |
Apr 30, 2009 | $0.037 | |
Mar 31, 2009 | $0.039 | |
Feb 27, 2009 | $0.038 | |
Jan 30, 2009 | $0.039 | |
Jan 02, 2009 | $0.038 | |
Dec 01, 2008 | $0.038 | |
Nov 03, 2008 | $0.040 | |
Oct 01, 2008 | $0.035 | |
Sep 02, 2008 | $0.033 | |
Aug 01, 2008 | $0.032 | |
Jul 01, 2008 | $0.032 | |
Jun 02, 2008 | $0.032 | |
May 01, 2008 | $0.033 | |
Apr 01, 2008 | $0.033 | |
Mar 03, 2008 | $0.051 | |
Feb 13, 2008 | $0.017 | |
Feb 01, 2008 | $0.036 | |
Jan 02, 2008 | $0.070 | |
Dec 24, 2007 | $0.017 | |
Dec 03, 2007 | $0.042 | |
Nov 01, 2007 | $0.038 | |
Oct 01, 2007 | $0.037 | |
Sep 04, 2007 | $0.038 | |
Aug 01, 2007 | $0.038 | |
Jul 02, 2007 | $0.037 | |
Jun 01, 2007 | $0.037 | |
May 01, 2007 | $0.038 | |
Apr 02, 2007 | $0.038 | |
Mar 01, 2007 | $0.036 | |
Feb 01, 2007 | $0.036 | |
Jan 03, 2007 | $0.035 | |
Oct 02, 2006 | $0.037 | |
Sep 01, 2006 | $0.037 | |
Aug 01, 2006 | $0.038 | |
Jul 03, 2006 | $0.038 | |
Jun 01, 2006 | $0.038 | |
May 01, 2006 | $0.036 | |
Apr 03, 2006 | $0.038 | |
Mar 01, 2006 | $0.031 | |
Feb 01, 2006 | $0.033 | |
Jan 03, 2006 | $0.035 | |
Dec 01, 2005 | $0.036 | |
Nov 01, 2005 | $0.035 | |
Oct 03, 2005 | $0.034 | |
Sep 01, 2005 | $0.035 | |
Aug 01, 2005 | $0.034 | |
Jul 01, 2005 | $0.034 | |
Jun 01, 2005 | $0.036 | |
May 02, 2005 | $0.035 | |
Apr 01, 2005 | $0.036 | |
Mar 01, 2005 | $0.032 | |
Feb 01, 2005 | $0.034 | |
Jan 03, 2005 | $0.034 | |
Dec 01, 2004 | $0.032 | |
Nov 01, 2004 | $0.033 | |
Oct 01, 2004 | $0.032 | |
Sep 01, 2004 | $0.033 | |
Aug 02, 2004 | $0.034 | |
Jul 01, 2004 | $0.032 | |
Jun 01, 2004 | $0.034 | |
May 03, 2004 | $0.032 | |
Apr 01, 2004 | $0.034 | |
Mar 01, 2004 | $0.031 | |
Feb 02, 2004 | $0.033 | |
Jan 02, 2004 | $0.034 | |
Dec 01, 2003 | $0.035 | |
Nov 03, 2003 | $0.035 | |
Oct 01, 2003 | $0.034 | |
Sep 02, 2003 | $0.035 | |
Aug 01, 2003 | $0.034 | |
Jul 01, 2003 | $0.033 | |
Jun 02, 2003 | $0.043 | |
May 01, 2003 | $0.044 | |
Apr 01, 2003 | $0.043 | |
Mar 03, 2003 | $0.035 | |
Feb 03, 2003 | $0.042 | |
Jan 02, 2003 | $0.044 | |
Dec 02, 2002 | $0.043 | |
Nov 01, 2002 | $0.046 | |
Oct 01, 2002 | $0.042 | |
Sep 03, 2002 | $0.043 |
IIISX - Fund Manager Analysis
Managers
Jason R. Graybill
Start Date
Tenure
Tenure Rank
Jun 23, 2016
1.85
1.9%
Jason is a Principal and Senior Managing Director at Carret Asset Management. He also serves on the firm's Executive Committee. He has over 25 years of experience in the investment management industry. At Carret, he is the Co-Director of the firm's Fixed Income Strategy. In this capacity, Jason Co-Chairs the Fixed Income Investment Policy Committee (IPC) and is responsible for all facets of Carret's Fixed Income capabilities. He also serves as a member of the firm's Equity IPC. He has been a guest on Bloomberg TV and Radio, BNN TV and CBS News Radio. He is frequently interviewed by leading industry publications including The Wall Street Journal and BusinessWeek, and is a guest speaker at securities industry events. Prior to joining Carret, he was a Senior Portfolio Manager at Abner, Herrman and Brock Asset Management in Jersey City, NJ and a Research Analyst at Oxford Capital Management in Baltimore, MD. Jason is a member of the CFA Institute and the New York Society of Security Analysts (NYSSA). Jason resides in Darien, CT with his wife, daughter and son.
Neil D. Klein
Start Date
Tenure
Tenure Rank
Jun 23, 2016
1.85
1.9%
Neil is a Principal and Senior Managing Director at Carret Asset Management. He also serves on the firm's Executive Committee. He has over 25 years of experience in the investment management industry. At Carret, he is the Co-Director of the firm's Fixed Income Strategy. In this capacity, Neil Co-Chairs the Fixed Income Investment Policy Committee (IPC) and is responsible for all facets of Carret's Fixed Income capabilities. Neil has been a guest on Bloomberg Radio and has been interviewed for his market perspective by such media outlets as: The Wall Street Journal, Forbes, Business Week/Bloomberg, Debtwire, and The Financial Times. Prior to joining Carret, he was a Managing Director and Senior Portfolio Manager at Abner, Herrman & Brock Asset Management. Formerly, Neil spent nine years with Oppenheimer & Co., Inc. in New York City as a Senior Fixed Income Portfolio Manager managing the fixed income investment strategies for Oppenheimer Investment Advisers’ discretionary portfolios. Neil began his investment career in 1987 at Merrill Lynch. Neil is a member of The Municipal Analysts Group of New York (MAGNY) and the National Federation of Municipal Analysts (NFMA). Neil resides in Gladstone, NJ with his wife and two children.
Tenure Analysis
Category Low | Category High | Category Average | Category Mode |
---|---|---|---|
0.66 | 30.51 | 9.5 | 12.59 |