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Trending ETFs

Name

As of 07/09/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$27.61

$358 M

0.66%

$0.18

1.27%

Vitals

YTD Return

21.5%

1 yr return

64.1%

3 Yr Avg Return

5.8%

5 Yr Avg Return

10.3%

Net Assets

$358 M

Holdings in Top 10

22.2%

52 WEEK LOW AND HIGH

$26.6
$16.67
$29.66

Expenses

OPERATING FEES

Expense Ratio 1.27%

SALES FEES

Front Load 5.75%

Deferred Load N/A

TRADING FEES

Turnover 129.00%

Redemption Fee N/A


Min Investment

Standard (Taxable)

$1,000

IRA

$250


Fund Classification

Fund Type

Open End Mutual Fund


Name

As of 07/09/2021

Price

Aum/Mkt Cap

YIELD

Annualized forward dividend yield. Multiplies the most recent dividend payout amount by its frequency and divides by the previous close price.

Exp Ratio

Expense ratio is the fund’s total annual operating expenses, including management fees, distribution fees, and other expenses, expressed as a percentage of average net assets.

Watchlist

$27.61

$358 M

0.66%

$0.18

1.27%

FISSX - Profile

Distributions

  • YTD Total Return 21.5%
  • 3 Yr Annualized Total Return 3.7%
  • 5 Yr Annualized Total Return 9.0%
  • Capital Gain Distribution Frequency Annually
  • Net Income Ratio 0.55%
DIVIDENDS
  • Dividend Yield 0.7%
  • Dividend Distribution Frequency Annually

Fund Details

  • Legal Name
    Delaware Special Situations Fund
  • Fund Family Name
    First Investors
  • Inception Date
    Sep 18, 1990
  • Shares Outstanding
    N/A
  • Share Class
    A
  • Currency
    USD
  • Domiciled Country
    United States
  • Manager
    Steven Catricks

Fund Description


FISSX - Performance

Return Ranking - Trailing

Period FISSX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.5% -59.9% 47.7% 53.36%
1 Yr 64.1% -18.7% 122.8% 66.81%
3 Yr 5.8%* -3.7% 19.5% 89.15%
5 Yr 10.3%* 0.1% 21.2% 77.10%
10 Yr 8.7%* 4.7% 14.5% 78.44%

* Annualized

Return Ranking - Calendar

Period FISSX Return Category Return Low Category Return High Rank in Category (%)
2023 -3.3% -49.4% 364.1% 79.77%
2022 4.2% -21.7% 34.0% 94.75%
2021 -29.4% -57.2% -0.5% 80.99%
2020 14.5% -64.9% 24.5% 4.11%
2019 14.0% -3.9% 68.2% 84.28%

Total Return Ranking - Trailing

Period FISSX Return Category Return Low Category Return High Rank in Category (%)
YTD 21.5% -59.8% 47.7% 53.36%
1 Yr 54.7% -18.7% 122.8% 84.09%
3 Yr 3.7%* -3.7% 19.5% 94.87%
5 Yr 9.0%* 0.1% 21.2% 88.04%
10 Yr 8.1%* 4.7% 14.5% 86.72%

* Annualized

Total Return Ranking - Calendar

Period FISSX Return Category Return Low Category Return High Rank in Category (%)
2023 -3.3% -49.4% 364.1% 79.77%
2022 4.2% -21.7% 34.0% 94.75%
2021 -17.0% -48.1% -0.5% 38.52%
2020 17.7% -28.5% 24.5% 2.06%
2019 15.6% -3.9% 70.7% 89.16%

NAV & Total Return History


FISSX - Holdings

Concentration Analysis

FISSX Category Low Category High FISSX % Rank
Net Assets 358 M 2.43 M 48.1 B 58.81%
Number of Holdings 121 10 2047 36.36%
Net Assets in Top 10 83.5 M 2.73 K 2.29 B 49.26%
Weighting of Top 10 22.18% 2.4% 94.7% 36.32%

Top 10 Holdings

  1. East West Bancorp Inc 3.25%
  2. MasTec Inc 2.96%
  3. Stifel Financial Corp 2.36%
  4. Louisiana-Pacific Corp 2.29%
  5. Western Alliance Bancorp 2.26%
  6. Hancock Whitney Corp 1.95%
  7. Webster Financial Corp 1.90%
  8. ITT Inc 1.83%
  9. Berry Global Group Inc 1.82%
  10. Meritage Homes Corp 1.67%

Asset Allocation

Weighting Return Low Return High FISSX % Rank
Stocks
99.09% 14.89% 100.43% 43.34%
Other
0.77% -2.00% 4.73% 1.69%
Cash
0.14% -55.03% 80.39% 79.28%
Preferred Stocks
0.00% 0.00% 6.39% 8.25%
Convertible Bonds
0.00% 0.00% 2.12% 6.55%
Bonds
0.00% 0.00% 52.72% 7.40%

Stock Sector Breakdown

Weighting Return Low Return High FISSX % Rank
Financial Services
28.80% 0.00% 100.00% 21.11%
Industrials
21.53% 0.00% 37.81% 20.26%
Consumer Cyclical
13.10% 0.00% 43.42% 68.23%
Technology
10.43% 0.00% 30.93% 26.87%
Real Estate
7.78% 0.00% 32.28% 36.67%
Energy
4.14% 0.00% 35.38% 61.41%
Basic Materials
4.05% 0.00% 75.03% 74.84%
Consumer Defense
3.07% 0.00% 14.67% 68.66%
Utilities
3.02% 0.00% 13.96% 32.20%
Healthcare
2.33% 0.00% 24.51% 76.12%
Communication Services
1.76% 0.00% 18.89% 69.30%

Stock Geographic Breakdown

Weighting Return Low Return High FISSX % Rank
US
96.90% 12.08% 100.18% 32.98%
Non US
2.19% 0.00% 81.87% 53.28%

FISSX - Expenses

Operational Fees

FISSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Expense Ratio 1.27% 0.05% 10.52% 34.18%
Management Fee 0.75% 0.00% 1.48% 34.95%
12b-1 Fee 0.25% 0.00% 1.00% 32.83%
Administrative Fee N/A 0.01% 0.47% N/A

Sales Fees

FISSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Front Load 5.75% 0.00% 5.75% 2.56%
Deferred Load N/A 1.00% 5.00% N/A

Trading Fees

FISSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Max Redemption Fee N/A 0.50% 2.00% N/A

Related Fees

Turnover provides investors a proxy for the trading fees incurred by mutual fund managers who frequently adjust position allocations. Higher turnover means higher trading fees.

FISSX Fees (% of AUM) Category Return Low Category Return High Rank in Category (%)
Turnover 129.00% 3.00% 454.00% 92.08%

FISSX - Distributions

Dividend Yield Analysis

FISSX Category Low Category High FISSX % Rank
Dividend Yield 0.66% 0.00% 1.49% 12.21%

Dividend Distribution Analysis

FISSX Category Low Category High Category Mod
Dividend Distribution Frequency Annually Annually Quarterly Annually

Net Income Ratio Analysis

FISSX Category Low Category High FISSX % Rank
Net Income Ratio 0.55% -2.48% 4.15% 59.87%

Capital Gain Distribution Analysis

FISSX Category Low Category High Capital Mode
Capital Gain Distribution Frequency Annually Annually Annually Annually

Distributions History

View More +

FISSX - Fund Manager Analysis

Managers

Steven Catricks


Start Date

Tenure

Tenure Rank

Oct 04, 2019

1.74

1.7%

Steven G. Catricks is a senior portfolio manager, focusing on the technology, health carr the US Small-Mid Cap Value Equity team, a role he assumed in July 2012. He joined the team in October 2010 as a senior equity analyst. He is responsible for the analysis, purchase, and telsale recommunicendation services sectors, for the firm’s Strategic Equity teams of technology and business services securities for the firm’s US Small-Mid Cap Value Equity portfolios. Prior to joining the US Small-Mid Cap Value Equity team, he was a portfolio manager for the firm’s Strategic Small-Cap Value team, focusing on the technology, healthcare, and telecommunication services sectors. Steven G. Catricks is a portfolio manager, focusing on the technology, health care, and telecommunication services sectors, for the firm’s Strategic Equity team. He joined Delaware Investments in 2001 as an equity analyst, performing research and analysis for the firm’s Emerging Growth Equity team. Previously, he was an equity analyst at BlackRock Financial from 1999 to 2001, where he specialized in small-capitalization growth stocks. He also worked as a systems engineer at Dow Jones/Factiva, and as a senior systems engineer at GE Aerospace/Lockheed Martin. He started his career as a systems engineer at the Naval Air Development Center, where he spent 15 years. Catricks holds a bachelor’s degree in electrical engineering from Drexel University and a master’s degree in engineering from the University of Pennsylvania, and has nearly 20 years of experience in the technology industry. Catricks is a member of the Institute of Electrical and Electronics Engineers.

Michael Foley


Start Date

Tenure

Tenure Rank

Oct 04, 2019

1.74

1.7%

Michael Foley is a senior portfolio manager for the US Small-Mid Cap Value Equity team, a role he assumed in July 2019. He joined Macquarie Investment Management (MIM) in February 2015 as a senior equity analyst for the US Small-Mid Cap Value Equity team. Foley is responsible for the analysis, purchase, and sale recommendations of financial services and real estate investment trust (REIT) securities for the firm’s US Small-Mid Cap Value Equity portfolios. Prior to joining the firm, Foley was an associate at Patriot Financial Partners, a private equity firm, from August 2011 to February 2015, focusing on the analysis of companies in the financial services sector. He started his career with Janney Montgomery Scott where he worked as an investment banking analyst within the financial institutions group from August 2009 to August 2011. Foley earned a bachelor’s degree in economics with dual concentrations in finance and accounting from The Wharton School of the University of Pennsylvania.

Christopher Beck


Start Date

Tenure

Tenure Rank

Oct 04, 2019

1.74

1.7%

Christopher S. Beck, CFA Executive Director, Chief Investment Officer — US Small-Mid Cap Value Equity Christopher S. Beck leads the firm’s US Small-Mid Cap Value Equity team. He is also a member of the Macquarie Investment Management (MIM) Global Management Committee. Prior to joining MIM in 1997 as a vice president and senior portfolio manager, he was vice president at Pitcairn Trust from 1995 to 1997, where he managed small-capitalization stocks and analyzed equity sectors. Before that he was chief investment officer of the University of Delaware from 1992 to 1995 and held management positions during his seven years at Cypress Capital Management and four years at Wilmington Trust. Beck earned a bachelor’s degree at the University of Delaware and an MBA from Lehigh University, and he is a member of the CFA Society of Philadelphia and past president of the Wilmington Society of Securities Analysts.

Kelley Carabasi


Start Date

Tenure

Tenure Rank

Oct 04, 2019

1.74

1.7%

Kelley McKee Carabasi is a senior portfolio manager for the US Small-Mid Cap Value Equity team. She assumed portfolio management responsibilities in July 2012. She joined the team in July 2005 as an equity analyst. Prior to joining Macquarie Investment Management (MIM) she participated in Lincoln Financial Group’s rotational Professional Development Program for three years. Carabasi earned a bachelor's degree in finance from Georgetown University and an MBA from The Wharton School of the University of Pennsylvania.

Kent Madden


Start Date

Tenure

Tenure Rank

Oct 04, 2019

1.74

1.7%

Michael Foley is a senior portfolio manager for the US Small-Mid Cap Value Equity team, a role he assumed in July 2019.Kent P. Madden is a portfolio manager for the Small-Cap Value / Mid-Cap Value Equity team. He joined the team in December 2004 as an equity analyst and was promoted to senior equity analyst in October 2010. He is responsible for the analysis, purchase, and sale recommendations of consumer services, consumer cyclicals, consumer staples, healthcare, and transportation stocks for the firm’s Small-Cap Value / Mid-Cap Value portfolios. Prior to joining Delaware Investments, he was an equity analyst at Gartmore Global Investments, where he specialized in technology and telecommunications. He has also worked as an equity analyst for Federated Investors, where he gained experience covering small-capitalization consumer stocks, and Lehman Brothers as a corporate finance analyst. Madden holds a bachelor’s degree in economics from DePauw University and an MBA from the University of Chicago.

Tenure Analysis

Category Low Category High Category Average Category Mode
0.07 36.53 7.18 1.5